UN
Overview
international organization
International organization founded (1945) at the end of World
War II to maintain international peace and security, develop
friendly relations among nations on equal terms, and encourage
international cooperation in solving intractable human problems.
A number of its agencies have been awarded the Nobel Prize
for Peace, and the UN was the corecipient, with Kofi Annan, of
the prize in 2001. The term originally referred to the countries
that opposed the Axis powers. An international organization was
discussed at the Yalta Conference in February 1945, and the UN
charter was drawn up two months later at the UN Conference on
International Organization. The UN has six principal organs: the
Economic and Social Council, the United Nations General
Assembly, the International Court of Justice, the Secretariat,
the United Nations Security Council, and the United Nations
Trusteeship Council. It also has several specialized
agencies—some inherited from its predecessor, the League of
Nations (e.g., the International Labour Organization)—and a
number of special offices (e.g., the Office of the United
Nations High Commissioner for Refugees), programs, and funds
(e.g., UNICEF). The UN is involved in economic, cultural, and
humanitarian activities and the coordination or regulation of
international postal services, civil aviation, meteorological
research, telecommunications, international shipping, and
intellectual property. Its peacekeeping troops have been
deployed in several areas of the world, sometimes for lengthy
periods. The UN’s world headquarters are in New York City. In
2005 the UN had 192 member countries. The principal
administrative officer of the UN is the secretary-general, who
is elected to a five-year renewable term by the General Assembly
on the recommendation of the Security Council. The
secretaries-general of the UN have been Trygve Lie (1946–53),
Dag Hammarskjöld (1953–61), U Thant (1961–71), Kurt Waldheim
(1972–81), Javier Pérez de Cuéllar (1982–91), Boutros
Boutros-Ghali (1992–96), Kofi Annan (1997–2006), and Ban Ki-moon
(2007– ).
Main
international organization
international organization established on October 24, 1945.
The United Nations was the second multipurpose international
organization established in the 20th century that was worldwide
in scope and membership. Its predecessor, the League of Nations,
was created by the Treaty of Versailles in 1919 and disbanded in
1946. Headquartered in New York City, the UN also has offices in
Geneva, Vienna, and other cities. Its official languages are
Arabic, Chinese, English, French, Russian, and Spanish. For a
list of UN member countries and secretaries-general, see below.
According to its Charter, the UN aims:
to save succeeding generations from the scourge of war,…to
reaffirm faith in fundamental human rights,…to establish
conditions under which justice and respect for the obligations
arising from treaties and other sources of international law can
be maintained, and to promote social progress and better
standards of life in larger freedom.
In addition to maintaining peace and security, other
important objectives include developing friendly relations among
countries based on respect for the principles of equal rights
and self-determination of peoples; achieving worldwide
cooperation to solve international economic, social, cultural,
and humanitarian problems; respecting and promoting human
rights; and serving as a centre where countries can coordinate
their actions and activities toward these various ends.
The UN formed a continuum with the League of Nations in
general purpose, structure, and functions; many of the UN’s
principal organs and related agencies were adopted from similar
structures established earlier in the century. In some respects,
however, the UN constituted a very different organization,
especially with regard to its objective of maintaining
international peace and security and its commitment to economic
and social development.
Changes in the nature of international relations resulted in
modifications in the responsibilities of the UN and its
decision-making apparatus. Cold War tensions between the United
States and the Soviet Union deeply affected the UN’s security
functions during its first 45 years. Extensive post-World War II
decolonization in Africa, Asia, and the Middle East increased
the volume and nature of political, economic, and social issues
that confronted the organization. The Cold War’s end in 1991
brought renewed attention and appeals to the UN. Amid an
increasingly volatile geopolitical climate, there were new
challenges to established practices and functions, especially in
the areas of conflict resolution and humanitarian assistance. At
the beginning of the 21st century, the UN and its programs and
affiliated agencies struggled to address humanitarian crises and
civil wars, unprecedented refugee flows, the devastation caused
by the spread of AIDS, global financial disruptions,
international terrorism, and the disparities in wealth between
the world’s richest and poorest peoples.
History and development
Despite the problems encountered by the League of Nations
in arbitrating conflict and ensuring international peace and
security prior to World War II, the major Allied powers agreed
during the war to establish a new global organization to help
manage international affairs. This agreement was first
articulated when U.S. President Franklin D. Roosevelt and
British Prime Minister Winston Churchill signed the Atlantic
Charter in August 1941. The name United Nations was originally
used to denote the countries allied against Germany, Italy, and
Japan. On January 1, 1942, 26 countries signed the Declaration
by United Nations, which set forth the war aims of the Allied
powers.
The United States, the United Kingdom, and the Soviet Union
took the lead in designing the new organization and determining
its decision-making structure and functions. Initially, the “Big
Three” states and their respective leaders (Roosevelt,
Churchill, and Soviet premier Joseph Stalin) were hindered by
disagreements on issues that foreshadowed the Cold War. The
Soviet Union demanded individual membership and voting rights
for its constituent republics, and Britain wanted assurances
that its colonies would not be placed under UN control. There
also was disagreement over the voting system to be adopted in
the Security Council, an issue that became famous as the “veto
problem.”
The first major step toward the formation of the United
Nations was taken August 21–October 7, 1944, at the Dumbarton
Oaks Conference, a meeting of the diplomatic experts of the Big
Three powers plus China (a group often designated the “Big
Four”) held at Dumbarton Oaks, an estate in Washington, D.C.
Although the four countries agreed on the general purpose,
structure, and function of a new world organization, the
conference ended amid continuing disagreement over membership
and voting. At the Yalta Conference, a meeting of the Big Three
in a Crimean resort city in February 1945, Roosevelt, Churchill,
and Stalin laid the basis for charter provisions delimiting the
authority of the Security Council. Moreover, they reached a
tentative accord on the number of Soviet republics to be granted
independent memberships in the UN. Finally, the three leaders
agreed that the new organization would include a trusteeship
system to succeed the League of Nations mandate system.
The Dumbarton Oaks proposals, with modifications from the
Yalta Conference, formed the basis of negotiations at the United
Nations Conference on International Organization (UNCIO), which
convened in San Francisco on April 25, 1945, and produced the
final Charter of the United Nations. The San Francisco
conference was attended by representatives of 50 countries from
all geographic areas of the world: 9 from Europe, 21 from the
Americas, 7 from the Middle East, 2 from East Asia, and 3 from
Africa, as well as 1 each from the Ukrainian Soviet Socialist
Republic and the Belorussian Soviet Socialist Republic (in
addition to the Soviet Union itself) and 5 from British
Commonwealth countries. Poland, which was not present at the
conference, was permitted to become an original member of the
UN. Security Council veto power (among the permanent members)
was affirmed, though any member of the General Assembly was able
to raise issues for discussion. Other political issues resolved
by compromise were the role of the organization in the promotion
of economic and social welfare; the status of colonial areas and
the distribution of trusteeships; the status of regional and
defense arrangements; and Great Power dominance versus the
equality of states. The UN Charter was unanimously adopted and
signed on June 26 and promulgated on October 24, 1945.
Organization and administration
Principles and membership
The purposes, principles, and organization of the United
Nations are outlined in the Charter. The essential principles
underlying the purposes and functions of the organization are
listed in Article 2 and include the following: the UN is based
on the sovereign equality of its members; disputes are to be
settled by peaceful means; members are to refrain from the
threat or use of force in contravention of the purposes of the
UN; each member must assist the organization in any enforcement
actions it takes under the Charter; and states that are not
members of the organization are required to act in accordance
with these principles insofar as it is necessary to maintain
international peace and security. Article 2 also stipulates a
basic long-standing norm that the organization shall not
intervene in matters considered within the domestic jurisdiction
of any state. Although this was a major limitation on UN action,
over time the line between international and domestic
jurisdiction has become blurred.
New members are admitted to the UN on the recommendation of
the Security Council and by a two-thirds vote of the General
Assembly. Often, however, the admittance of new members has
engendered controversy. Given Cold War divisions between East
and West, the requirement that the Security Council’s five
permanent members (sometimes known collectively as the
P-5)—China, France, the Soviet Union (whose seat and membership
were assumed by Russia in 1991), the United Kingdom, and the
United States—concur on the admission of new members at times
posed serious obstacles. By 1950 only 9 of 31 applicants had
been admitted to the organization. In 1955 the 10th Assembly
proposed a package deal that, after modification by the Security
Council, resulted in the admission of 16 new states (4 eastern
European communist states and 12 noncommunist countries). The
most contentious application for membership was that of the
communist People’s Republic of China, which was placed before
the General Assembly and blocked by the United States at every
session from 1950 to 1971. Finally, in 1971, in an effort to
improve its relationship with mainland China, the United States
refrained from blocking the Assembly’s vote to admit the
People’s Republic and to expel the Republic of China (Taiwan);
there were 76 votes in favour of expulsion, 35 votes opposed,
and 17 abstentions. As a result, the Republic of China’s
membership and permanent Security Council seat were given to the
People’s Republic.
Controversy also arose over the issue of “divided” states,
including the Federal Republic of Germany (West Germany) and the
German Democratic Republic (East Germany), North and South
Korea, and North and South Vietnam. The two German states were
admitted as members in 1973; these two seats were reduced to one
after the country’s reunification in October 1990. Vietnam was
admitted in 1977, after the defeat of South Vietnam and the
reunification of the country in 1975. The two Koreas were
admitted separately in 1991.
Following worldwide decolonization from 1955 to 1960, 40 new
members were admitted, and by the end of the 1970s there were
about 150 members of the UN. Another significant increase
occurred after 1989–90, when many former Soviet republics gained
their independence. By the early 21st century the UN comprised
nearly 190 member states.
Principal organs
The United Nations has six principal organs: the General
Assembly, the Security Council, the Economic and Social Council,
the Trusteeship Council, the International Court of Justice, and
the Secretariat.
General Assembly
The only body in which all UN members are represented,
the General Assembly exercises deliberative, supervisory,
financial, and elective functions relating to any matter within
the scope of the UN Charter. Its primary role, however, is to
discuss issues and make recommendations, though it has no power
to enforce its resolutions or to compel state action. Other
functions include admitting new members; selecting members of
the Economic and Social Council, the nonpermanent members of the
Security Council, and the Trusteeship Council; supervising the
activities of the other UN organs, from which the Assembly
receives reports; and participating in the election of judges to
the International Court of Justice and the selection of the
secretary-general. Decisions usually are reached by a simple
majority vote. On important questions, however—such as the
admission of new members, budgetary matters, and peace and
security issues—a two-thirds majority is required.
The Assembly convenes annually and in special sessions,
electing a new president each year from among five regional
groups of states. At the beginning of each regular session, the
Assembly also holds a general debate, in which all members may
participate and raise any issue of international concern. Most
work, however, is delegated to six main committees: (1)
Disarmament and International Security, (2) Economic and
Financial, (3) Social, Humanitarian, and Cultural, (4) Special
Political and Decolonization, (5) Administrative and Budgetary,
and (6) Legal.
The General Assembly has debated issues that other organs of
the UN have either overlooked or avoided, including
decolonization, the independence of Namibia, apartheid in South
Africa, terrorism, and the AIDS epidemic. The number of
resolutions passed by the Assembly each year has climbed to more
than 350, and many resolutions are adopted without opposition.
Nevertheless, there have been sharp disagreements among members
on several issues, such as those relating to the Cold War, the
Arab-Israeli conflict, and human rights. The General Assembly
has drawn public attention to major issues, thereby forcing
member governments to develop positions on them, and it has
helped to organize ad hoc bodies and conferences to deal with
important global problems.
The large size of the Assembly and the diversity of the
issues it discusses contributed to the emergence of regionally
based voting blocs in the 1960s. During the Cold War the Soviet
Union and the countries of eastern Europe formed one of the most
cohesive blocs, and another bloc comprised the United States and
its Western allies. The admission of new countries of the
Southern Hemisphere in the 1960s and ’70s and the dissipation of
Cold War tensions after 1989 contributed to the formation of
blocs based on “North-South” economic issues—i.e., issues of
disagreement between the more prosperous, industrialized
countries of the Northern Hemisphere and the poorer, less
industrialized developing countries of the Southern Hemisphere.
Other issues have been incorporated into the North-South divide,
including Northern economic and political domination, economic
development, the proliferation of nuclear weapons, and support
for Israel.
Security Council
The UN Charter assigns to the Security Council primary
responsibility for the maintenance of international peace and
security. The Security Council originally consisted of 11
members—five permanent and six nonpermanent—elected by the
General Assembly for two-year terms. From the beginning,
nonpermanent members of the Security Council were elected to
give representation to certain regions or groups of states. As
membership increased, however, this practice ran into
difficulty. An amendment to the UN Charter in 1965 increased the
council’s membership to 15, including the original five
permanent members plus 10 nonpermanent members. Among the
permanent members, the People’s Republic of China replaced the
Republic of China (Taiwan) in 1971, and the Russian Federation
succeeded the Soviet Union in 1991. After the unification of
Germany, debate over the council’s composition again arose, and
Germany, India, and Japan each applied for permanent council
seats.
The nonpermanent members are chosen to achieve equitable
regional representation, five members coming from Africa or
Asia, one from eastern Europe, two from Latin America, and two
from western Europe or other areas. Five of the 10 nonpermanent
members are elected each year by the General Assembly for
two-year terms, and five retire each year. The presidency is
held by each member in rotation for a period of one month.
Each Security Council member is entitled to one vote. On all
“procedural” matters—the definition of which is sometimes in
dispute—decisions by the council are made by an affirmative vote
of any nine of its members. Substantive matters, such as the
investigation of a dispute or the application of sanctions, also
require nine affirmative votes, including those of the five
permanent members holding veto power. In practice, however, a
permanent member may abstain without impairing the validity of
the decision. A vote on whether a matter is procedural or
substantive is itself a substantive question. Because the
Security Council is required to function continuously, each
member is represented at all times at the UN’s headquarters in
New York City.
Any country—even if it is not a member of the UN—may bring a
dispute to which it is a party to the attention of the Security
Council. When there is a complaint, the council first explores
the possibility of a peaceful resolution. International
peacekeeping forces may be authorized to keep warring parties
apart pending further negotiations. If the council finds that
there is a real threat to the peace, a breach of the peace, or
an act of aggression (as defined by Article 39 of the UN
Charter), it may call upon UN members to apply diplomatic or
economic sanctions. If these methods prove inadequate, the UN
Charter allows the Security Council to take military action
against the offending country.
During the Cold War, continual disagreement between the
United States and the Soviet Union coupled with the veto power
of the Security Council’s permanent members made the Security
Council an ineffective institution. Since the late 1980s,
however, the council’s power and prestige have grown. Between
1987 and 2000 it authorized more peacekeeping operations than at
any previous time. The use of the veto has declined
dramatically, though disagreements among permanent members of
the Security Council—most notably in 2003 over the use of
military force against Iraq—have occasionally undermined the
council’s effectiveness. To achieve consensus, comparatively
informal meetings are held in private among the council’s
permanent members, a practice that has been criticized by
nonpermanent members of the Security Council.
In addition to several standing and ad hoc committees, the
work of the council is facilitated by the Military Staff
Committee, sanctions committees for each of the countries under
sanctions, peacekeeping forces committees, and an International
Tribunals Committee.
Economic and Social Council
Designed to be the UN’s main venue for the discussion of
international economic and social issues, the Economic and
Social Council (ECOSOC) directs and coordinates the economic,
social, humanitarian, and cultural activities of the UN and its
specialized agencies. Established by the UN Charter, ECOSOC is
empowered to recommend international action on economic and
social issues; promote universal respect for human rights; and
work for global cooperation on health, education, and cultural
and related areas. ECOSOC conducts studies; formulates
resolutions, recommendations, and conventions for consideration
by the General Assembly; and coordinates the activities of
various UN programs and specialized agencies. Most of ECOSOC’s
work is performed in functional commissions on topics such as
human rights, narcotics, population, social development,
statistics, the status of women, and science and technology; the
council also oversees regional commissions for Europe, Asia and
the Pacific, Western Asia, Latin America, and Africa.
The UN Charter authorizes ECOSOC to grant consultative status
to nongovernmental organizations (NGOs). Three categories of
consultative status are recognized: General Category NGOs
(formerly category I) include organizations with multiple goals
and activities; Special Category NGOs (formerly category II)
specialize in certain areas of ECOSOC activities; and Roster
NGOs have only an occasional interest in the UN’s activities.
Consultative status enables NGOs to attend ECOSOC meetings,
issue reports, and occasionally testify at meetings. Since the
mid-1990s, measures have been adopted to increase the scope of
NGO participation in ECOSOC, in the ad hoc global conferences,
and in other UN activities. By the early 21st century, ECOSOC
had granted consultative status to more than 2,500 NGOs.
Originally, ECOSOC consisted of representatives from 18
countries, but the Charter was amended in 1965 and in 1974 to
increase the number of members to 54. Members are elected for
three-year terms by the General Assembly. Four of the five
permanent members of the Security Council—the United States,
United Kingdom, Soviet Union (Russia), and France—have been
reelected continually because they provide funding for most of
ECOSOC’s budget, which is the largest of any UN subsidiary body.
Decisions are taken by simple majority vote.
Trusteeship Council
The Trusteeship Council was designed to supervise the
government of trust territories and to lead them to
self-government or independence. The trusteeship system, like
the mandate system under the League of Nations, was established
on the premise that colonial territories taken from countries
defeated in war should not be annexed by the victorious powers
but should be administered by a trust country under
international supervision until their future status was
determined. Unlike the mandate system, the trusteeship system
invited petitions from trust territories on their independence
and required periodic international missions to the territories.
In 1945 only 12 League of Nations mandates remained: Nauru, New
Guinea, Ruanda-Urundi, Togoland and Cameroon (French
administered), Togoland and Cameroon (British administered), the
Pacific Islands (Carolines, Marshalls, and Marianas), Western
Samoa, South West Africa, Tanganyika, and Palestine. All these
mandates became trust territories except South West Africa (now
Namibia), which South Africa refused to enter into the
trusteeship system.
The Trusteeship Council, which met once each year, consisted
of states administering trust territories, permanent members of
the Security Council that did not administer trust territories,
and other UN members elected by the General Assembly. Each
member had one vote, and decisions were taken by a simple
majority of those present. With the independence of Palau, the
last remaining trust territory, in 1994, the council terminated
its operations. No longer required to meet annually, the council
may meet on the decision of its president or on a request by a
majority of its members, by the General Assembly, or by the
Security Council. Since 1994 new roles for the council have been
proposed, including administering the global commons (e.g., the
seabed and outer space) and serving as a forum for minority and
indigenous peoples.
International Court of Justice
The International Court of Justice, commonly known as the
World Court, is the principal judicial organ of the United
Nations, though the court’s origins predate the League of
Nations. The idea for the creation of an international court to
arbitrate international disputes arose during an international
conference held at The Hague in 1899. This institution was
subsumed under the League of Nations in 1919 as the Permanent
Court of International Justice (PCIJ) and adopted its present
name with the founding of the UN in 1945.
The court’s decisions are binding, and its broad jurisdiction
encompasses “all cases which the parties refer to it and all
matters specially provided for in the Charter of the United
Nations or in treaties and conventions in force.” Most
importantly, states may not be parties to a dispute without
their consent, though they may accept the compulsory
jurisdiction of the court in specified categories of disputes.
The court may give advisory opinions at the request of the
General Assembly or the Security Council or at the request of
other organs and specialized agencies authorized by the General
Assembly. Although the court has successfully arbitrated some
cases (e.g., the border dispute between Honduras and El Salvador
in 1992), governments have been reluctant to submit sensitive
issues, thereby limiting the court’s ability to resolve threats
to international peace and security. At times countries also
have refused to acknowledge the jurisdiction or the findings of
the court. For example, when Nicaragua sued the United States in
the court in 1984 for mining its harbours, the court found in
favour of Nicaragua, but the United States refused to accept the
court’s decision.
The 15 judges of the court are elected by the General
Assembly and the Security Council voting independently. No two
judges may be nationals of the same state, and the judges are to
represent a cross section of the major legal systems of the
world. Judges serve nine-year terms and are eligible for
reelection. The seat of the World Court is The Hague.
Secretariat
The secretary-general, the principal administrative
officer of the United Nations, is elected for a five-year
renewable term by a two-thirds vote of the General Assembly and
by the recommendation of the Security Council and the approval
of its permanent members. Secretaries-general usually have come
from small, neutral countries. The secretary-general serves as
the chief administrative officer at all meetings and carries out
any functions that those organs entrust to the Secretariat; he
also oversees the preparation of the UN’s budget. The
secretary-general has important political functions, being
charged with bringing before the organization any matter that
threatens international peace and security. Both the chief
spokesperson for the UN and the UN’s most visible and
authoritative figure in world affairs, the secretary-general
often serves as a high-level negotiator. Attesting to the
importance of the post, two secretaries-general have been
awarded the Nobel Prize for Peace: Dag Hammarskjöld in 1961 and
Kofi Annan, corecipient with the UN, in 2001.
The Secretariat influences the work of the United Nations to
a much greater degree than indicated in the UN Charter. It is
responsible for preparing numerous reports, studies, and
investigations, in addition to the major tasks of translating,
interpreting, providing services for large numbers of meetings,
and other work. Under the Charter the staff is to be recruited
mainly on the basis of merit, though there has been a conscious
effort to recruit individuals from different geographic regions.
Some members of the Secretariat are engaged on permanent
contracts, but others serve on temporary assignment from their
national governments. In both cases they must take an oath of
loyalty to the United Nations and are not permitted to receive
instructions from member governments. The influence of the
Secretariat can be attributed to the fact that the some 9,000
people on its staff are permanent experts and international
civil servants rather than political appointees of member
states.
The Secretariat is based in New York, Geneva, Vienna, Nairobi
(Kenya), and other locales. It has been criticized frequently
for poor administrative practices—though it has made persistent
efforts to increase the efficiency of its operations—as well as
for a lack of neutrality.
Subsidiary organs
The United Nations network also includes subsidiary organs
created by the General Assembly and autonomous specialized
agencies. The subsidiary organs report to the General Assembly
or ECOSOC or both. Some of these organs are funded directly by
the UN; others are financed by the voluntary contributions of
governments or private citizens. In addition, ECOSOC has
consultative relationships with NGOs operating in economic,
social, cultural, educational, health, and related fields. NGOs
have played an increasingly important role in the work of the
UN’s specialized agencies, especially in the areas of health,
peacekeeping, refugee issues, and human rights.
Specialized agencies
The specialized agencies report annually to ECOSOC and often
cooperate with each other and with various UN organs. However,
they also have their own principles, goals, and rules, which at
times may conflict with those of other UN organs and agencies.
The specialized agencies are autonomous insofar as they control
their own budgets and have their own boards of directors, who
appoint agency heads independently of the General Assembly or
secretary-general. Major specialized agencies and related organs
of the UN include the International Labour Organisation (ILO),
the Food and Agriculture Organization of the United Nations
(FAO), the United Nations Educational, Scientific and Cultural
Organization (UNESCO), and the World Health Organization (WHO).
Two of the most powerful specialized agencies, which also are
the most independent with respect to UN decision making, are the
World Bank and the International Monetary Fund (IMF). The United
Nations, along with its specialized agencies, is often referred
to collectively as the United Nations system.
Cecelia M. Lynch
Karen Mingst
Ed.
Global conferences
Global conferences have a long history in multilateral
diplomacy, extending back to the period after World War I, when
conferences on disarmament and economic affairs were convened by
the League of Nations. With the UN’s establishment after World
War II, the number and frequency of global conferences increased
dramatically. The trickle of narrowly focused, functional
meetings from the early 1950s became a torrent in the 1990s with
a series of widely publicized gatherings attended by high-level
representatives and several thousands of other participants.
Virtually all matters of international concern have been
debated by UN global conferences, including the proliferation of
nuclear weapons, small-arms trafficking, racism, overpopulation,
hunger, crime, access to safe drinking water, the environment,
the role of women, and human rights. The format and frequency of
the conferences have varied considerably over time. The
increasing number of meetings has led to complaints of
“conference fatigue” by some countries.
Global conferences have served a number of significant
functions. Considered “town meetings of the world,” they provide
an arena for discussion and for the exchange of information. The
conferences take stock of existing knowledge and help to expand
it through the policy analyses that they trigger. They also
serve as incubators of ideas, raise elite consciousness, and may
also identify emerging issues. For example, the dramatic
acceleration in the growth of the world’s population in the
second half of the 20th century was a challenge first identified
by conferences organized by the UN in the 1950s and ’60s. Global
conferences have nurtured public support for solutions to global
issues. Thus, NGOs have played a key role in many of the UN
global conferences. At some conferences, the NGOs have organized
parallel conferences to discuss the major issues; at others,
they have participated alongside government representatives,
serving on national delegations and presenting position papers.
Global conferences have faced a number of criticisms. Some
observers claim that they are inefficient and too large and
unwieldy to set international agendas. Others argue that they
have been captured by different constituencies, of the North or
the South, depending on the issue. Still others contend that
such conferences have become too politicized, with the result
that unrelated issues are sometimes linked to serve political
purposes. For example, the global conferences on racism in 1978
and 2001, according to these critics, were unduly politicized by
declarations asserting a link between racism and Zionism.
Jacques Fomerand
Karen Mingst
Administration
Finances
The secretary-general must submit a biennial budget to the
General Assembly for its approval. The Charter stipulates that
the expenses of the organization shall be borne by members as
apportioned by the General Assembly. The Committee on
Contributions prepares a scale of assessments for all members,
based on the general economic level and capacity of each state,
which is also submitted to the General Assembly for approval.
The United States is the largest contributor, though the
proportion of its contributions has declined continually, from
some two-fifths at the UN’s founding to one-fourth in 1975 and
to about one-fifth in 2000. Other members make larger per capita
contributions. The per capita contribution of San Marino, for
example, is roughly four times that of the United States.
The U.S. contribution became a controversial issue during the
1990s, when the country refused to pay its obligations in full
and objected to the level of funding it was required to provide.
In 1999 the U.S. Congress passed a UN reform bill, and after
intense negotiations UN members agreed to reduce the U.S. share
of the budget and to increase contributions from other states to
make up the shortfall.
When the cost of the special programs, specialized agencies,
and peacekeeping operations is added to the regular budget, the
total annual cost of the United Nations system increases
substantially. (Special programs are financed by voluntary
contributions from UN members, and specialized agencies and
peacekeeping operations have their own budgets.) Partly because
of a rapid increase in the number of appeals to the UN for
peacekeeping and other assistance after the end of the Cold War
and partly because of the failure of some member states to make
timely payments to the organization, the UN has suffered
continual and severe financial crises.
Privileges and immunities
A general Convention on the Privileges and Immunities of the
United Nations, approved by the General Assembly in February
1946 and accepted by most of the members, asserts that the UN
possesses juridical personality. The convention also provides
for such matters as immunity from legal process of the property
and officials of the UN. An agreement between the UN and the
United States, signed in June 1947, defines the privileges and
immunities of the UN headquarters in New York City.
Headquarters
The General Assembly decided during the second part of its
first session in London to locate its permanent headquarters in
New York. John D. Rockefeller, Jr., donated land for a building
site in Manhattan. Temporary headquarters were established at
Lake Success on Long Island, New York. The permanent Secretariat
building was completed and occupied in 1951–52. The building
providing accommodations for the General Assembly and the
councils was completed and occupied in 1952.
The UN flag, adopted in 1947, consists of the official emblem
of the organization (a circular world map, as seen from the
North Pole, surrounded by a wreath of olive branches) in white
centred on a light blue background. The Assembly designated
October 24 as United Nations Day.
Cecelia M. Lynch
Karen Mingst
Ed.
Functions
Maintenance of international peace and security
The main function of the United Nations is to preserve
international Lpeace and security. Chapter 6 of the Charter
provides for the pacific settlement of disputes, through the
intervention of the Security Council, by means such as
negotiation, mediation, arbitration, and judicial decisions. The
Security Council may investigate any dispute or situation to
determine whether it is likely to endanger international peace
and security. At any stage of the dispute, the council may
recommend appropriate procedures or methods of adjustment, and,
if the parties fail to settle the dispute by peaceful means, the
council may recommend terms of settlement.
The goal of collective security, whereby aggression against
one member is met with resistance by all, underlies chapter 7 of
the Charter, which grants the Security Council the power to
order coercive measures—ranging from diplomatic, economic, and
military sanctions to the use of armed force—in cases where
attempts at a peaceful settlement have failed. Such measures
were seldom applied during the Cold War, however, because
tensions between the United States and the Soviet Union
prevented the Security Council from agreeing on the instigators
of aggression. Instead, actions to maintain peace and security
often took the form of preventive diplomacy and peacekeeping. In
the post-Cold War period, appeals to the UN for peacekeeping and
related activities increased dramatically, and new threats to
international peace and security were confronted, including AIDS
and international terrorism.
Notwithstanding the primary role of the Security Council, the
UN Charter provides for the participation of the General
Assembly and nonmember states in security issues. Any state,
whether it is a member of the UN or not, may bring any dispute
or situation that endangers international peace and security to
the attention of the Security Council or the General Assembly.
The Charter authorizes the General Assembly to “discuss any
questions relating to the maintenance of international peace and
security” and to “make recommendations with regard to any such
questions to the state or states concerned or to the Security
Council or to both.” This authorization is restricted by the
provision that, “while the Security Council is exercising in
respect of any dispute or situation the functions assigned to it
in the present Charter, the General Assembly shall not make any
recommendation with regard to that dispute or situation unless
the Security Council so requests.” By the “Uniting for Peace”
resolution of November 1950, however, the General Assembly
granted to itself the power to deal with threats to the peace if
the Security Council fails to act after a veto by a permanent
member. Although these provisions grant the General Assembly a
broad secondary role, the Security Council can make decisions
that bind all members, whereas the General Assembly can make
only recommendations.
Peacekeeping, peacemaking, and peace building
International armed forces were first used in 1948 to
observe cease-fires in Kashmir and Palestine. Although not
specifically mentioned in the UN Charter, the use of such forces
as a buffer between warring parties pending troop withdrawals
and negotiations—a practice known as peacekeeping—was formalized
in 1956 during the Suez Crisis between Egypt, Israel, France,
and the United Kingdom. Peacekeeping missions have taken many
forms, though they have in common the fact that they are
designed to be peaceful, that they involve military troops from
several countries, and that the troops serve under the authority
of the UN Security Council. In 1988 the UN Peacekeeping Forces
were awarded the Nobel Prize for Peace.
During the Cold War, so-called first-generation, or
“classic,” peacekeeping was used in conflicts in the Middle East
and Africa and in conflicts stemming from decolonization in
Asia. Between 1948 and 1988 the UN undertook 13 peacekeeping
missions involving generally lightly armed troops from neutral
countries other than the permanent members of the Security
Council—most often Canada, Sweden, Norway, Finland, India,
Ireland, and Italy. Troops in these missions, the so-called
“Blue Helmets,” were allowed to use force only in self-defense.
The missions were given and enjoyed the consent of the parties
to the conflict and the support of the Security Council and the
troop-contributing countries.
With the end of the Cold War, the challenges of peacekeeping
became more complex. In order to respond to situations in which
internal order had broken down and the civilian population was
suffering, “second-generation” peacekeeping was developed to
achieve multiple political and social objectives. Unlike
first-generation peacekeeping, second-generation peacekeeping
often involves civilian experts and relief specialists as well
as soldiers. Another difference between second-generation and
first-generation peacekeeping is that soldiers in some
second-generation missions are authorized to employ force for
reasons other than self-defense. Because the goals of
second-generation peacekeeping can be variable and difficult to
define, however, much controversy has accompanied the use of
troops in such missions.
In the 1990s, second-generation peacekeeping missions were
undertaken in Cambodia (1991–93), the former Yugoslavia
(1992–95), Somalia (1992–95), and elsewhere and included troops
from the permanent members of the Security Council as well as
from the developed and developing world (e.g., Australia,
Pakistan, Ghana, Nigeria, Fiji, India). In the former Yugoslav
province of Bosnia and Herzegovina, the Security Council created
“safe areas” to protect the predominantly Bosniac (Bosnian
Muslim) population from Serbian attacks, and UN troops were
authorized to defend the areas with force. In each of these
cases, the UN reacted to threats to peace and security within
states, sometimes taking sides in domestic disputes and thus
jeopardizing its own neutrality. Between 1988 and 2000 more than
30 peacekeeping efforts were authorized, and at their peak in
1993 more than 80,000 peacekeeping troops representing 77
countries were deployed on missions throughout the world. In the
first years of the 21st century, annual UN expenditures on
peacekeeping operations exceeded $2 billion.
In addition to traditional peacekeeping and preventive
diplomacy, in the post-Cold War era the functions of UN forces
were expanded considerably to include peacemaking and peace
building. (Former UN secretary-general Boutros Boutros-Ghali
described these additional functions in his reports An Agenda
for Peace [1992] and Supplement to an Agenda for Peace [1995].)
For example, since 1990 UN forces have supervised elections in
many parts of the world, including Nicaragua, Eritrea, and
Cambodia; encouraged peace negotiations in El Salvador, Angola,
and Western Sahara; and distributed food in Somalia. The
presence of UN troops in Yugoslavia during the violent and
protracted disintegration of that country renewed discussion
about the role of UN troops in refugee resettlement. In 1992 the
UN created the Department of Peacekeeping Operations (DPKO),
which provides administrative and technical support for
political and humanitarian missions and coordinates all
mine-clearing activities conducted under UN auspices.
The UN’s peacekeeping, peacemaking, and peace-building
activities have suffered from serious logistical and financial
difficulties. As more missions are undertaken, the costs and
controversies associated with them have multiplied dramatically.
Although the UN reimburses countries for the use of equipment,
these payments have been limited because of the failure of many
member states to pay their UN dues.
Sanctions and military action
By subscribing to the Charter, all members undertake to
place at the disposal of the Security Council armed forces and
facilities for military sanctions against aggressors or
disturbers of the peace. During the Cold War, however, no
agreements to give this measure effect were concluded. Following
the end of the Cold War, the possibility of creating permanent
UN forces was revived.
During the Cold War the provisions of chapter 7 of the UN
Charter were invoked only twice with the support of all five
permanent Security Council members—against Southern Rhodesia in
1966 and against South Africa in 1977. After fighting broke out
between North and South Korea in June 1950, the United States
obtained a Security Council resolution authorizing the use of
force to support its ally, South Korea, and turn back North
Korean forces. Because the Soviet Union was at the time
boycotting the Security Council over its refusal to seat the
People’s Republic of China, there was no veto of the U.S.
measure. As a result, a U.S.-led multinational force fought
under the UN banner until a cease-fire was reached on July 27,
1953.
The Security Council again voted to use UN armed forces to
repel an aggressor following the August 1990 invasion of Kuwait
by Iraq. After condemning the aggression and imposing economic
sanctions on Iraq, the council authorized member states to use
“all necessary means” to restore “peace and security” to Kuwait.
The resulting Persian Gulf War lasted six weeks, until Iraq
agreed to comply with UN resolutions and withdraw from Kuwait.
The UN continued to monitor Iraq’s compliance with its
resolutions, which included the demand that Iraq eliminate its
weapons of mass destruction. In accordance with this resolution,
the Security Council established a UN Special Mission (UNSCOM)
to inspect and verify Iraq’s implementation of the cease-fire
terms. The United States, however, continued to bomb Iraqi
weapons installations from time to time, citing Iraqi violations
of “no-fly” zones in the northern and southern regions of the
country, the targeting of U.S. military aircraft by Iraqi radar,
and the obstruction of inspection efforts undertaken by UNSCOM.
The preponderant role of the United States in initiating and
commanding UN actions in Korea in 1950 and the Persian Gulf in
1990–91 prompted debate over whether the requirements and spirit
of collective security could ever be achieved apart from the
interests of the most powerful countries and without U.S.
control. The continued U.S. bombing of Iraq subsequent to the
Gulf War created further controversy about whether the raids
were justified under previous UN Security Council resolutions
and, more generally, about whether the United States was
entitled to undertake military actions in the name of collective
security without the explicit approval and cooperation of the
UN. Meanwhile some military personnel and members of the U.S.
Congress opposed the practice of allowing U.S. troops to serve
under UN command, arguing that it amounted to an infringement of
national sovereignty. Still others in the United States and
western Europe urged a closer integration of United States and
allied command structures in UN military operations.
In order to assess the UN’s expanded role in ensuring
international peace and security through dispute settlement,
peacekeeping, peace building, and enforcement action, a
comprehensive review of UN Peace Operations was undertaken. The
resulting Brahimi Report (formally the Report of the Panel on
United Nations Peace Operations), issued in 2000, outlined the
need for strengthening the UN’s capacity to undertake a wide
variety of missions. Among the many recommendations of the
report was that the UN maintain brigade-size forces of 5,000
troops that would be ready to deploy in 30 to 90 days and that
UN headquarters be staffed with trained military professionals
able to use advanced information technologies and to plan
operations with a UN team including political, development, and
human rights experts.
Arms control and disarmament
The UN’s founders hoped that the maintenance of
international peace and security would lead to the control and
eventual reduction of weapons. Therefore the Charter empowers
the General Assembly to consider principles for arms control and
disarmament and to make recommendations to member states and the
Security Council. The Charter also gives the Security Council
the responsibility to formulate plans for arms control and
disarmament. Although the goal of arms control and disarmament
has proved elusive, the UN has facilitated the negotiation of
several multilateral arms control treaties.
Because of the enormous destructive power realized with the
development and use of the atomic bomb during World War II, the
General Assembly in 1946 created the Atomic Energy Commission to
assist in the urgent consideration of the control of atomic
energy and in the reduction of atomic weapons. The United States
promoted the Baruch Plan, which proposed the elimination of
existing stockpiles of atomic bombs only after a system of
international control was established and prohibited veto power
in the Security Council on the commission’s decisions. The
Soviet Union, proposing the Gromyko Plan, wanted to ensure the
destruction of stockpiles before agreeing to an international
supervisory scheme and wanted to retain Security Council veto
power over the commission. The conflicting positions of the two
superpowers prevented agreement on the international control of
atomic weapons and energy.
In 1947 the Security Council organized the Commission for
Conventional Armaments to deal with armaments other than weapons
of mass destruction, but progress on this issue also was blocked
by disagreement between the Soviet Union and the Western powers.
As a result, in 1952 the General Assembly voted to replace both
of these commissions with a new Disarmament Commission.
Consisting of the members of the Security Council and Canada,
this commission was directed to prepare proposals that would
regulate, limit, and balance reduction of all armed forces and
armaments; eliminate all weapons of mass destruction; and ensure
international control and use of atomic energy for peaceful
purposes only. After five years of vigorous effort and little
progress, in 1957 the International Atomic Energy Agency was
established to promote the peaceful uses of atomic energy.
In 1961 the General Assembly adopted a resolution declaring
the use of nuclear or thermonuclear weapons to be contrary to
international law, to the UN Charter, and to the laws of
humanity. Two years later, on August 5, 1963, the Nuclear
Test-Ban Treaty was signed by the Soviet Union, the United
Kingdom, and the United States. The treaty—to which more than
150 states later adhered—prohibited nuclear tests or explosions
in the atmosphere, in outer space, and underwater. In 1966 the
General Assembly unanimously approved a treaty prohibiting the
placement of weapons of mass destruction in orbit, on the Moon,
or on other celestial bodies and recognizing the use of outer
space exclusively for peaceful purposes.
In June 1968 the Assembly approved the Treaty on the
Non-Proliferation of Nuclear Weapons, which banned the spread of
nuclear weapons from nuclear to nonnuclear powers; enjoined
signatory nonnuclear powers, in exchange for technical
assistance in developing nuclear power for “peaceful purposes,”
not to develop or deploy nuclear weapons; and committed the
nuclear powers to engage in measures of disarmament. The treaty
represented a significant commitment on the part of more than
140 (now 185) signatory powers to control nuclear weapons
proliferation; nevertheless, for many years the treaty, which
went into effect in 1970, was not ratified by significant
nuclear powers (including China and France) and many
“near-nuclear” states (including Argentina, Brazil, Egypt,
Israel, Pakistan, and South Africa). Some of these states signed
the treaty in the early 1990s: South Africa signed in 1991,
followed by France and China in 1992.
The UN has been active in attempting to eliminate other
weapons of mass destruction of a variety of types and in a
variety of contexts. In 1970 the General Assembly approved a
treaty banning the placement of weapons of mass destruction on
the seabed. A convention prohibiting the manufacture,
stockpiling, and use of biological weapons was approved by the
Assembly in 1971 and took effect in 1975, though many states
have never acceded to it. In 1991 the UN General Assembly passed
a resolution on the registration of conventional arms that
required states to submit information on major international
arms transfers. During the first several years of the registry,
fewer than half of the UN’s members submitted the required
information; by 2000 about three-fifths of governments filed
annual reports. In 1993 the Chemical Weapons Convention, which
prohibited the development, production, stockpiling, and use of
chemical weapons and called for the destruction of existing
stockpiles within 10 years, was opened for signature. In 1996
the Comprehensive Nuclear-Test-Ban Treaty, which prohibited the
testing of nuclear weapons, was signed—though it has not yet
entered into force—and two years later a treaty banning the
production and export of antipersonnel land mines (Convention on
the Prohibition of the Use, Stockpiling, Production and Transfer
of Anti-Personnel Mines and on Their Destruction) was concluded.
Despite international pressure, the United States refused to
sign both the test ban and the land mine agreements.
Many negotiations on disarmament have been held in Geneva.
Negotiations have been conducted by the Ten-Nation Committee on
Disarmament (1960); the Eighteen-Nation Committee on Disarmament
(1962–68); the Conference of the Committee on Disarmament
(1969–78); and the Disarmament Commission (1979– ), which now
has more than 65 countries as members. Three special sessions of
the General Assembly have been organized on disarmament, and,
though the General Assembly sessions have produced little in the
way of substantive agreements, they have served to focus public
attention on the issue. In other forums, significant progress
has been made on limiting specific types of armaments, such as
bacteriologic, chemical, nuclear, and toxic weapons.
Karen Mingst
Economic welfare and cooperation
The General Assembly, ECOSOC, the Secretariat, and many
of the subsidiary organs and specialized agencies are
responsible for promoting economic welfare and cooperation in
areas such as postwar reconstruction, technical assistance, and
trade and development.
Economic reconstruction
The devastation of large areas of the world and the
disruption of economic relations during World War II resulted in
the establishment (before the UN was founded) of the United
Nations Relief and Rehabilitation Administration (UNRRA) in
1943. The UNRRA was succeeded by the International Refugee
Organization, which operated from 1947 to 1951. To assist in
dealing with regional problems, in 1947 ECOSOC established the
Economic Commission for Europe and the Economic Commission for
Asia and the Far East. Similar commissions were established for
Latin America in 1948 and for Africa in 1958. The major work of
economic reconstruction, however, was delegated to the
International Bank for Reconstruction and Development (World
Bank), one of the major financial institutions created in 1944
at the UN Monetary and Financial Conference (commonly known as
the Bretton Woods Conference). Although the World Bank is
formally autonomous from the UN, it reports to ECOSOC as one of
the UN’s specialized agencies. The World Bank works closely with
donor countries, UN programs, and other specialized agencies.
Financing economic development
The World Bank is also primarily responsible for financing
economic development. In 1956 the International Finance
Corporation was created as an arm of the World Bank specifically
to stimulate private investment flows. The corporation has the
authority to make direct loans to private enterprises without
government guarantees and is allowed to make loans for other
than fixed returns. In 1960 the International Development
Association (IDA) was established to make loans to
less-developed countries on terms that were more flexible than
bank loans.
The UN itself has played a more limited role in financing
economic development. The General Assembly provides direction
and supervision for economic activities, and ECOSOC coordinates
different agencies and programs. UN development efforts have
consisted of two primary activities. First, several regional
commissions (for Europe, Asia and the Pacific, Latin America,
and Africa) promote regional approaches to development and
undertake studies and development initiatives for regional
economic projects. Second, UN-sponsored technical assistance
programs, funded from 1965 through the United Nations
Development Programme (UNDP), provide systematic assistance in
fields essential to technical, economic, and social development
of less-developed countries. Resident representatives of the
UNDP in recipient countries assess local needs and priorities
and administer UN development programs.
Trade and development
After the massive decolonization of the 1950s and early
1960s, less-developed countries became much more numerous,
organized, and powerful in the General Assembly, and they began
to create organs to address the problems of development and
diversification in developing economies. Because the
international trading system and the General Agreements on
Tariffs and Trade dealt primarily with the promotion of trade
between advanced industrialized countries, in 1964 the General
Assembly established the United Nations Conference on Trade and
Development (UNCTAD) to address issues of concern to developing
countries. Toward that end, UNCTAD and the Group of 77
less-developed countries that promoted its establishment tried
to codify principles of international trade and arrange
agreements to stabilize commodity prices.
UNCTAD discussions resulted in agreements on a Generalized
System of Preferences, providing for lower tariff rates for some
exports of poorer countries, and on the creation of a Common
Fund to help finance buffer stocks for commodity agreements.
UNCTAD also has discussed questions related to shipping,
insurance, commodities, the transfer of technology, and the
means for assisting the exports of developing countries.
The less-developed countries attempted a more concerted and
wide-ranging effort to redistribute wealth and economic
opportunities through demands for a New International Economic
Order, made in 1974 by the Group of 77 (which had become a
permanent group representing the interests of less-developed
states in the UN and eventually came to include more than 120
states). Encouraged by the successful demonstration of economic
power by the oil-producing countries during the embargo of
1973–74, developing states demanded greater opportunities for
development finance, an increase in the percentage of gross
national product allocated by the advanced industrialized states
to foreign aid, and greater participation in the specialized
agencies created to deal with monetary and development issues,
including the World Bank and the IMF. These demands resulted in
limited modification of aid flows and of the practices of
specialized agencies and produced much greater debate and
publicity surrounding development issues. Following the East
Asian financial crisis of the late 1990s, UNCTAD and other UN
agencies took part in discussions aimed at creating a new
international financial architecture designed to control
short-term capital flows.
Social welfare and cooperation
The United Nations is concerned with issues of human rights,
including the rights of women and children, refugee
resettlement, and narcotics control. Some of its greatest
successes have been in the area of improving the health and
welfare of the world’s population. In the 1990s, despite severe
strains on the resources of UN development programs and agencies
resulting from massive refugee movements and humanitarian
crises, the UN increased its emphasis on social development.
Refugees
After World War II the International Refugee Organization
successfully resettled, repatriated, transported, and maintained
more than one million European and Asian refugees. It was
abolished in 1952 and replaced by a new international refugee
structure. In 1951 ECOSOC drew up, and the General Assembly
approved, a Convention Relating to the Status of Refugees. The
United Nations High Commissioner for Refugees (UNHCR) was then
appointed and directed to act under this convention, and ECOSOC
appointed an Advisory Commission to assist the high
commissioner.
The work of the UNHCR has become increasingly important since
the late 1980s, involving major relief operations in Africa,
Asia (particularly Southeast and Central Asia), Central America,
western and central Europe, and the Balkans. At the end of the
1990s approximately 20 million people had been forced to migrate
or had fled oppression, violence, and starvation. The UNHCR
works in more than 120 countries and cooperates with more than
450 NGOs to provide relief and to aid in resettlement. For its
services on behalf of refugees, the Office of the UNHCR was
awarded the Nobel Prize for Peace in 1954 and 1981.
A separate organization, the United Nations Relief and Works
Agency for Palestine Refugees in the Near East (UNRWA),
administers aid to refugees in the Middle East.
Human rights
Unlike the League of Nations, the United Nations
incorporated the principle of respect for human rights into its
Charter, affirming respect for human rights and for fundamental
freedoms for all without regard to race, sex, language, or
religion. According to the Charter, the General Assembly is
charged with initiating studies and making recommendations, and
ECOSOC is responsible for establishing commissions to fulfill
this purpose. Consequently, the Commission on Human Rights,
originally chaired by Eleanor Roosevelt, was created in 1946 to
develop conventions on a wide range of issues, including an
international bill of rights, civil liberties, the status of
women (for which there is now a separate commission), freedom of
information, the protection of minorities, the prevention of
discrimination on the grounds of race, sex, language, or
religion, and any other human rights concerns. The commission
prepared the nonbinding Universal Declaration of Human Rights,
which was adopted by the General Assembly in 1948.
After the declaration, the commission began drafting two
covenants, one on civil and political rights and another on
economic and cultural rights. Differences in economic and social
philosophies hampered efforts to reach agreement, but the
General Assembly eventually adopted the International Covenant
on Economic, Social and Cultural Rights and the International
Covenant on Civil and Political Rights in 1966. The covenants,
which entered into force in 1976, are known collectively, along
with the Universal Declaration of Human Rights, as the
international bill of rights. Although all countries have stated
support for the 1948 declaration, not all observe or have
ratified the two covenants. In general, Western countries have
favoured civil and political rights (rights to life, liberty,
freedom from slavery and arbitrary arrest, freedom of opinion
and peaceful assembly, and the right to vote), and developing
countries have stressed economic and cultural rights such as the
rights to employment, shelter, education, and an adequate
standard of living.
The Commission on Human Rights and its subcommission meet
annually in Geneva to consider a wide range of human rights
issues. Human rights violations are investigated by a Human
Rights Committee set up according to the provisions of the
International Covenant on Civil and Political Rights. The
commission and subcommission also carry out special
responsibilities delegated by the General Assembly or by ECOSOC.
The commission and subcommission have strengthened human rights
norms and expanded the range of recognized rights, in part by
drafting additional conventions on matters such as women’s
rights, racial discrimination, torture, labour laws, apartheid,
and the rights of indigenous peoples.
In particular, the UN has acted to strengthen recognition of
the rights of women and children. It established a special
Convention on the Elimination of All Forms of Discrimination
Against Women, which was approved in 1979 and has been ratified
by some 170 countries, and the 1989 Convention on the Rights of
the Child, which has been ratified by more than 190 countries.
In 1995 the Fourth World Conference on Women, held in Beijing,
developed a Platform for Action to recognize women’s rights and
improve women’s livelihood worldwide, and follow-up meetings
monitored progress toward meeting these goals. UNIFEM, the
United Nations Development Fund for Women, has worked since 1995
to implement the Beijing Platform for Action.
The UN, through special rapporteurs and working groups,
monitors compliance with human rights standards. In 1993 the
General Assembly established the post of United Nations High
Commissioner for Human Rights (UNHCHR), which is the focal point
within the UN Secretariat for human rights activity.
Control of narcotics
The Commission on Narcotic Drugs was authorized by the
General Assembly in 1946 to assume the functions of the League
of Nations Advisory Committee on Traffic in Opium and Other
Dangerous Drugs. In addition to reestablishing the pre-World War
II system of narcotics control, which had been disrupted by the
war, the United Nations addressed new problems resulting from
the development of synthetic drugs. Efforts were made to
simplify the system of control by drafting one convention
incorporating all the agreements in force. The UN established
the Office for Drug Control and Crime Prevention (ODCCP) in 1997
to address problems relating to drugs, crime, and international
terrorism.
Health and welfare issues
The UN, through the United Nations Children’s Fund (UNICEF)
and specialized agencies such as the World Health Organization
(WHO), works toward improving health and welfare conditions
around the world. UNICEF, originally called the UN International
Children’s Emergency Fund, was established by the General
Assembly in December 1946 to provide for the needs of children
in areas devastated by World War II. UNICEF was made a permanent
UN organization in 1953. Financed largely by the contributions
of member states, it has helped feed children in more than 100
countries, provided clothing and other necessities, and sought
to eradicate diseases such as tuberculosis, whooping cough, and
diphtheria. UNICEF promotes low-cost preventive health care
measures for children, including the breast-feeding of infants
and the use of oral rehydration therapy to treat diarrhea, the
major cause of death in children. UNICEF has key monitoring
responsibilities under the Convention on the Rights of the
Child.
WHO is the primary UN agency responsible for health
activities. Among its major initiatives have been immunization
campaigns to protect populations in the developing world,
regulation of the pharmaceutical industry to control the quality
of drugs and to ensure the availability of lower-cost generics,
and efforts to combat the spread of HIV/AIDS. The UN has
responded to the AIDS epidemic through the establishment of
UNAIDS, a concerted program of cosponsoring agencies, including
UNICEF, WHO, UNDP, UNESCO, and the World Bank. UNAIDS is the
leading advocate of global action on AIDS, supporting programs
to prevent transmission of the disease, providing care for those
infected, working to reduce the vulnerability of specific
populations, and alleviating the economic and social impact of
the disease. In 2001 UNAIDS coordinated a General Assembly
special session on the disease.
The environment
In response to growing worldwide concern with environmental
issues, the General Assembly organized the United Nations
Conference on the Human Environment, which was held in Stockholm
in 1972 and led to the creation of the United Nations
Environment Programme (UNEP) in the same year. UNEP has
attempted to find solutions to various environmental problems,
including pollution in the Mediterranean Sea; the threat to
aquatic resources posed by human economic activity;
deforestation, desertification, and drought; the depletion of
the Earth’s ozone layer by human-produced chemicals; and global
warming. Much disagreement has arisen regarding the scientific
bases of environmental concerns and the question of how to
combine the goals of environmental protection and development.
Although both developed and developing countries recognize the
need to preserve natural resources, developing countries often
charge that the environment has been despoiled primarily by the
advanced industrialized states, whose belated environmental
consciousness now hampers development for other countries. In
other instances, developed countries have objected to the
imposition of environmental standards, fearing that such
regulations will hamper economic growth and erode their standard
of living.
UNEP succeeded in establishing, through the General Assembly,
a World Commission on Environment and Development and in 1988
outlined an environmental program to set priorities for the
1990–95 period. International conferences, such as the United
Nations Conference on Environment and Development (the “Earth
Summit”), held in Rio de Janeiro in 1992, have continued to
focus attention on environmental issues. The Earth Summit, which
was far larger than any previous intergovernmental global
conference, incorporated input from numerous NGOs. It produced a
declaration of principles (the Rio Declaration on Environment
and Development), a plan for the sustainable development of the
Earth’s resources into the 21st century (Agenda 21), and
guidelines for the management, conservation, and sustainable
development of forests. Subsequent UN conferences on social
issues continued to incorporate sustainable development policies
into their programs.
Dependent areas
The United Nations has expressed concern for people living
in non-self-governing territories. Most importantly, the UN has
affirmed and facilitated the transition to independence of
former colonies. The anticolonial movement in the UN reached a
high point in 1960, when the General Assembly adopted a
resolution sponsored by more than 40 African and Asian states.
This resolution, called the Declaration on the Granting of
Independence to Colonial Countries and Peoples, condemned “the
subjection of peoples to alien subjugation, domination and
exploitation” and declared that “immediate steps shall be
taken…to transfer all powers” to the peoples in the colonies
“without any conditions or reservations, in accordance with
their freely expressed will and desire…in order to enable them
to enjoy complete independence and freedom.” After the
decolonization period of the 1950s and ’60s, new states exerted
increasing power and influence, especially in the General
Assembly. With the admission of the new states of Africa and
Asia to the United Nations in the 1960s and ’70s and the end of
the Cold War in 1991, politics within the General Assembly and
the Security Council changed as countries formed regional voting
blocs to express their preferences and principles.
UN efforts to gain independence for Namibia from South
Africa, carried out from the 1940s to the ’80s, represent
perhaps the most enduring and concerted attempt by the
organization to promote freedom for a former colony. In 1966 the
General Assembly took action to end the League of Nations
mandate for South West Africa, providing for a United Nations
Council for South West Africa in 1967 to take over
administrative responsibilities in the territory and to prepare
it for independence by 1968. South Africa refused to acknowledge
the council, and the General Assembly, secretary-general, and
Security Council continued to exert pressure through the 1970s.
In 1978 the General Assembly adopted a program of action toward
Namibian independence, and the Security Council developed a plan
for free elections. In 1988, with Namibian independence and the
departure of Cuban troops from neighbouring Angola implicitly
linked, South Africa finally agreed to withdraw from Namibia. In
the following year a UN force—United Nations Temporary Auxiliary
Group (UNTAG)—supervised elections and assisted in repatriating
refugees. Namibia gained formal independent status in 1990.
Development of international law
The United Nations, like the League of Nations, has played a
major role in defining, codifying, and expanding the realm of
international law. The International Law Commission, established
by the General Assembly in 1947, is the primary institution
responsible for these activities. The Legal Committee of the
General Assembly receives the commission’s reports and debates
its recommendations; it may then either convene an international
conference to draw up formal conventions based on the draft or
merely recommend the draft to states. The International Court of
Justice reinforces legal norms through its judgments. The
commission and the committee have influenced international law
in several important domains, including the laws of war, the law
of the sea, human rights, and international terrorism.
The work of the UN on developing and codifying laws of war
was built on the previous accomplishments of the Hague
Conventions (1899–1907), the League of Nations, and the
Kellog-Briand Pact (1928). The organization’s first concern
after World War II was the punishment of suspected Nazi war
criminals. The General Assembly directed the International Law
Commission to formulate the principles of international law
recognized at the Nürnberg trials, in which German war criminals
were prosecuted, and to prepare a draft code of offenses against
the peace and security of mankind. In 1950 the commission
submitted its formulation of the Nürnberg principles, which
covered crimes against peace, war crimes, and crimes against
humanity. In the following year the commission presented to the
General Assembly its draft articles, which enumerated crimes
against international law, including any act or threat of
aggression, annexation of territory, and genocide. Although the
General Assembly did not adopt these reports, the commission’s
work in formulating the Nürnberg principles influenced the
development of human rights law.
The UN also took up the problem of defining aggression, a
task attempted unsuccessfully by the League of Nations. Both the
International Law Commission and the General Assembly undertook
prolonged efforts that eventually resulted in agreement in 1974.
The definition of aggression, which passed without dissent,
included launching military attacks, sending armed mercenaries
against another state, and allowing one’s territory to be used
for perpetrating an act of aggression against another state. In
1987 the General Assembly adopted a series of resolutions to
strengthen legal norms in favour of the peaceful resolution of
disputes and against the use of force.
The UN has made considerable progress in developing and
codifying the law of the sea as well. The International Law
Commission took up the law of the sea as one of its earliest
concerns, and in 1958 and 1960, respectively, the General
Assembly convened the First and the Second United Nations
Conferences on the Law of the Sea (UNCLOS). The initial
conference approved conventions on the continental shelf,
fishing, the high seas, and territorial waters and contiguous
zones, all of which were ratified by the mid-1960s. During the
1970s it came to be accepted that the deep seabed is the “common
heritage of mankind” and should be administered by an
international authority. In 1973 the General Assembly called
UNCLOS III to discuss the conflicting positions on this issue as
well as on issues relating to navigation, pollution, and the
breadth of territorial waters. The resulting Law of the Sea
Treaty (1982) has been ratified by some 140 countries. The
original treaty was not signed by the United States, which
objected to the treaty’s restrictions on seabed mining. The
United States signed a revised treaty after a compromise was
reached in 1994, though the agreement has yet to be ratified by
the U.S. Senate.
The UN has worked to advance the law of treaties and the laws
regulating relations between states. In 1989 the General
Assembly passed a resolution declaring 1990–99 the UN Decade of
International Law, to be dedicated to promoting acceptance and
respect for the principles and institutions of international
law. In 1992 the General Assembly directed the International Law
Commission to prepare a draft statute for an International
Criminal Court. The Rome Statute of the International Criminal
Court (ICC) was adopted in July 1998 and later signed by more
than 120 countries. The ICC, which is to be located at The Hague
upon the ratification of the statute by at least 60 signatory
countries, has jurisdiction over crimes against humanity, crimes
of genocide, war crimes, and crimes of aggression, pending an
acceptable definition of that term. Under the terms of the
convention, no person age 18 years or older is immune from
prosecution, including presidents or heads of state.
Since 1963 the United Nations has been active in developing a
legal framework for combating international terrorism. The
General Assembly and specialized agencies such as the
International Civil Aviation Organization and the International
Atomic Energy Agency established conventions on issues such as
offenses committed on aircraft, acts jeopardizing the safety of
civil aviation, the unlawful taking of hostages, and the theft
or illegal transfer of nuclear weapons technology. In 2001, in
the wake of devastating terrorist attacks that killed thousands
in the United States, the General Assembly’s Ad Hoc Committee on
Terrorism continued work on a comprehensive convention for the
suppression of terrorism.
Assessment
The United Nations is the only global international
organization that serves multiple functions in international
relations. The UN was designed to ensure international peace and
security, and its founders realized that peace and security
could not be achieved without attention to issues of
rights—including political, legal, economic, social,
environmental, and individual. Yet the UN has faced difficulties
in achieving its goals, because its organizational structure
still reflects the power relationships of the immediate
post-1945 world, despite the fact that the world has changed
dramatically—particularly with respect to the post-Cold War
relationship between the United States and Russia and the
dramatic increase in the number of independent states. The UN is
a reflection of the realities of international politics, and the
world’s political and economic divisions are revealed in the
voting arrangements of the Security Council, the blocs and
cleavages of the General Assembly, the different viewpoints
within the Secretariat, the divisions present at global
conferences, and the financial and budgetary processes.
Despite its intensively political nature, the UN has
transformed itself and some aspects of international politics.
Decolonization was successfully accomplished, and the many newly
independent states joined the international community and have
helped to shape a new international agenda. The UN has utilized
Charter provisions to develop innovative methods to address
peace and security issues. The organization has tried new
approaches to economic development, encouraging the
establishment of specialized organizations to meet specific
needs. It has organized global conferences on urgent
international issues, thereby placing new issues on the
international agenda and allowing greater participation by NGOs
and individuals.
Notwithstanding its accomplishments, the United Nations still
operates under the basic provision of respect for national
sovereignty and noninterference in the domestic affairs of
states. The norm of national sovereignty, however, runs into
persistent conflict with the constant demand by many in the
international community that the UN take a more active role in
combating aggression and alleviating international problems. For
example, the United States appealed to the issue of national
sovereignty to justify its opposition to the Convention on the
Rights of the Child and the International Criminal Court. Thus
it is likely that the UN will continue to be seen by its critics
as either too timid or too omnipotent as it is asked to resolve
the most pressing problems faced by the world’s most vulnerable
citizens.
Cecelia M. Lynch
Karen Mingst
Ed.
Encyclopaedia Britannica