Overview
Country, Southeast Asia.
Area: 128,379 sq mi (332,501 sq km). Population (2005 est.):
82,628,000. Capital: Hanoi. The great majority of the population
is Vietnamese; minorities include Chinese, Hmong, Thai, Khmer,
and Cham. Languages: Vietnamese (official), French, Chinese,
English, Khmer. Religions: Buddhism, new religions, traditional
beliefs, Christianity. Currency: new dong. Vietnam is about
1,025 mi (1,650 km) long, 210–340 mi (340–550 km) wide at its
widest parts, and 30 mi (50 km) wide at its narrowest part.
Northern Vietnam is mountainous; Fan Si Peak, the country’s
highest mountain, rises to 10,312 ft (3,143 m). The Red River is
the principal river. Southern Vietnam is dominated by the Mekong
River delta. A long, relatively narrow coastal plain connects
the two major river deltas. The densely forested Annamese
Cordillera extends through west-central Vietnam. Northern
Vietnam is rich in mineral resources, especially anthracite coal
and phosphates. Some petroleum deposits exist off the southern
coast. Significant food crops include rice, sugarcane, coffee,
tea, and bananas. Food processing and fishing are important
industries, as are the manufacture of steel and phosphates.
Vietnam is a socialist republic with one legislative house; its
head of state is the president, and its head of government is
the prime minister.
A distinct Vietnamese group began to emerge c. 200 bc in the
independent kingdom of Nam Viet, which was later annexed to
China in the 1st century bc. The Vietnamese were under
continuous Chinese control until the 10th century ad. The
southern region was gradually overrun by Vietnamese from the
north in the late 15th century. The area was divided into
northern and southern dynasties in the early 17th century, and
in 1802 these two parts were unified under a single dynasty.
Following several years of attempted French colonial expansion
in the region, the French captured Saigon (now Ho Chi Minh City)
in 1859 and later the rest of the area, controlling it until
World War II (see French Indochina). The Japanese occupied
Vietnam in 1940–45 and allowed the Vietnamese to declare
independence at the end of the war, a move the French opposed.
The First Indochina War ensued and lasted until French forces
with U.S. financial backing were defeated by the Vietnamese at
Dien Bien Phu in 1954; evacuation of French troops followed.
After an international conference at Geneva (April–July 1954),
Vietnam was partitioned along latitude 17° N, with the northern
part under the communist leadership of Ho Chi Minh and the
southern part under the U.S.-supported former emperor Bao Dai;
the partition was to be temporary, but the reunification
elections scheduled for 1956 were never held. An independent
South Vietnam (Republic of Vietnam) was declared, while the
communists established North Vietnam (Democratic Republic of
Vietnam). The activities of North Vietnamese guerrillas and
procommunist rebels in South Vietnam led to U.S. intervention
and the Vietnam War. A cease-fire agreement was signed in 1973
and U.S. troops withdrawn, but the civil war soon resumed; in
1975 North Vietnam invaded South Vietnam, and the South
Vietnamese government collapsed. In 1976 the two Vietnams were
united as the Socialist Republic of Vietnam. From the mid-1980s
the government enacted a series of economic reforms and began to
open up to Asian and Western nations. In 1995 the U.S.
officially normalized relations with Vietnam.
Profile
Official name Cong Hoa Xa Hoi Chu Nghia Viet Nam (Socialist
Republic of Vietnam)
Form of government socialist republic with one legislative house
(National Assembly [493])
Head of state President
Head of government Prime Minister
Capital Hanoi
Official language Vietnamese
Official religion none
Monetary unit dong (VND)
Population estimate (2008) 88,537,000
Total area (sq mi) 127,882
Total area (sq km) 331,212
Main
country occupying the eastern portion of mainland Southeast
Asia.
Tribal Viets inhabiting the Red River delta entered written
history when China’s southward expansion reached them in the 3rd
century bc. From that time onward, a dominant theme of Vietnam’s
history has been interaction with China, the source of most of
Vietnam’s high culture. As a tribute-paying state after throwing
off Chinese rule in ad 938, Vietnam sent lacquerware, animal
skins, ivory, and tropical products to the Chinese emperor and
received scrolls on philosophy, administration, and literature
in return. Sinic culture seeped deeply into society, but it
shaped the aristocracy and mandarinal families more than it did
the peasantry, which preserved distinctive customs, beliefs,
vocabulary, lifeways, and gender relations. Modeling themselves
on Chinese emperors, Vietnam’s kings exacted tribute from ethnic
minorities on the periphery of the Vietnamese state and called
themselves emperors when not addressing the Chinese court.
Although cultural and spatial gaps between the Vietnamese court
and the farthest reaches of society were not as great as they
were in China (Vietnam is about the size of a Chinese province,
with a comparable population), the Vietnamese state’s capacity
to rule diminished with distance from the capital. The
refractory character of bamboo-hedged peasant communes was
captured in the cliché, "The emperor’s writ stops at the village
gate."
Vietnam has a long history of affiliating with a dominant
civilization and adapting that civilization’s ideas,
institutions, and technology to Vietnamese purposes. This
pattern of affiliating and adapting was already evident in
Vietnam’s historical relations with China, and it reappeared as
descendants of mandarins responded to the challenge of the West
by rejecting tradition and becoming communists to combat
colonialism. The pattern was evident again as it animated
20th-century artistic movements that employed Western forms to
promote social renovation; and since the 1980s it has been the
driving force behind the Vietnam Communist Party’s embrace of
economic liberalization and integration into the world economy.
Such strategic absorption and adaptation have helped propel
Vietnam to become one of the world’s most populous countries,
with one of the most rapidly expanding market economies.
The capital, Hanoi, is located in the north, while the
country’s largest city, Ho Chi Minh City (formerly Saigon), is
in the south. Vietnam experienced a period of prolonged warfare
in the mid-20th century, and a partitioning (1954–75), first
militarily and later politically, into the Democratic Republic
of Vietnam, better known as North Vietnam, and the Republic of
Vietnam, usually called South Vietnam. Following reunification
in April 1975, the Socialist Republic of Vietnam was established
in July 1976.
Land
With an area and configuration similar to those of
Norway, Vietnam extends about 1,025 miles (1,650 km) from north
to south and is about 30 miles (50 km) wide east to west at its
narrowest part. It is bordered by China to the north, the South
China Sea to the east and south, the Gulf of Thailand (Gulf of
Siam) to the southwest, and Cambodia and Laos to the west.
Relief
Vietnam’s principal physiographic features are the Annamese
Cordillera (French: Chaîne Annamitique; Vietnamese: Nui Truong
Son), extending generally from northwest to southeast in central
Vietnam and dominating the interior, and two extensive alluvial
deltas formed by the Red (Hong) River in the north and the
Mekong (Cuu Long) River in the south. Between these two deltas
is a long, relatively narrow coastal plain.
From north to south the uplands of northern Vietnam can be
divided into two distinct regions—the area north of the Red
River and the massif that extends south of the Red River into
neighbouring Laos. The Red River forms a deep, relatively wide
valley that runs in a straight northwest-southeast direction for
much of its course from the Chinese border to the edge of its
delta. North of the Red River the relief is moderate, with the
highest elevations occurring between the Red and Lo (Clear)
rivers; there is a marked depression from Cao Bang to the sea.
In the Red River delta and in the valleys of the region’s other
major rivers are found wide limestone terraces, extensive
alluvial plains, and low hills. The northeast coast is dotted
with hundreds of islands composed mostly of limestone.
Compared with the area north of the Red River, the vast
massif extending southwest across Laos to the Mekong River is of
considerably higher elevation. Among its outstanding topographic
features is Fan Si Peak, which at 10,312 feet (3,143 metres) is
the highest point in Vietnam. South of the Black (Da) River are
the Ta P’ing, Son La, and Moc Chau plateaus, which are separated
by deep valleys.
In central Vietnam the Annamese Cordillera runs parallel to
the coast, with several peaks rising to elevations above 6,000
feet (1,800 metres). Several spurs jut into the South China Sea,
forming sections of the coast isolated from one another.
Communication across the central ranges is difficult. The
southern portion of the Annamese Cordillera has two identifiable
regions. One consists of plateaus of approximately 1,700 feet
(520 metres) in elevation that have experienced little erosion,
as in the Dac Lac Plateau near Buon Me Thuot. The second region
is characterized by heavily eroded plateaus: in the vicinity of
Pleiku, the Kontum Plateau is about 2,500 feet (760 metres)
above sea level; and in the Da Lat area, the Di Linh Plateau is
about 4,900 feet (1,500 metres).
Drainage
Roughly triangular in shape, with its northeast and
southwest sides bounded by the northern uplands, the Red River
delta extends inland some 150 miles (240 km) and runs some 75
miles (120 km) along the Gulf of Tonkin. The delta can be
divided into four subregions. The northwestern section has the
highest and most broken terrain, and its extensive natural
levees invite settlement despite frequent flooding. The
low-lying eastern portion is less than seven feet (two metres)
above sea level in the vicinity of Bac Ninh. Rivers there form
small valleys only slightly lower than the general surface
level, and they are subject to flooding by the area’s unusually
high tides. The third and fourth subregions consist,
respectively, of the poorly drained lowlands in the west and the
coastal area, which is marked by the remains of former beach
ridges left as the delta expanded.
The Annamese Cordillera forms a drainage divide, with rivers
to the east flowing to the South China Sea and those to the west
to the Mekong River. South of the mountain range there is an
identifiable terrace region that gives way to the Mekong delta.
The terrace region includes the alluvial plains along the Saigon
and Dong Nai rivers. The lowlands of southern Vietnam are
dominated by alluvial plains, the most extensive of which is the
Mekong delta, covering an area of 15,400 square miles (39,900
square km) in Vietnam. Smaller deltaic plains also occur along
the south-central coast facing the South China Sea.
Soils
In northern Vietnam the heavy monsoonal rains wash away rich
humus from the highlands, leaving slow-dissolving alumina and
iron oxides that give the soil its characteristic reddish
colour. The soils of the Red River delta vary: some are fertile
and suitable for intense cultivation, while others lack soluble
bases. Nonetheless, the delta soils are easily worked. The
diking of the Red River to prevent flooding has deprived the
delta’s rice fields of enriching silts they once received, and
it has been necessary to apply chemical fertilizers.
There are some two dozen soil associations, but certain soil
types predominate. Among these are red and yellow podzolic soils
(i.e., soils that are heavily leached in their upper layers,
with a resulting accumulation of materials in the lower layers),
which occupy nearly half of the land area, and lateritic soils
(reddish brown, leached tropical soils), which constitute
another one-tenth more. These soil types dominate the central
highlands.
Alluvial soils account for about one-fourth of the land in
the south and are concentrated in the Mekong delta, as are peat
and muck soils. Gray podzolic soils are found in parts of the
central highlands and in old terraces along the Mekong, while
regurs (rich black loams) and lateritic soils occur in both the
central highlands and the terrace zone. Along the coast of
central Vietnam are regosols (soft, undeveloped soils) and
noncalcic brown soils.
Climate
The northern part of Vietnam is on the edge of the tropical
climatic zone. During January, the coldest month of the year,
Hanoi has a mean temperature of 63 °F (17 °C), while the annual
average temperature is 74 °F (23 °C). Farther south, the average
annual temperature in Hue is 77 °F (25 °C) and in Ho Chi Minh
City is 81 °F (27 °C); in the highland city of Da Lat, it drops
to 70 °F (21 °C). The winter season in northern Vietnam lasts
from November to April; from early February to the end of March
there is a persistent drizzle, and March and April are sometimes
considered to be a transitional period. The summer in northern
Vietnam lasts from April or May to October and is characterized
by heat, heavy rainfall, and occasional typhoons. In central and
southern Vietnam the southwest monsoon winds between June and
November bring rains and typhoons to the eastern slopes of the
mountains and the lowland plains. The period between December
and April is drier and is characterized by the winds of the
northeast monsoon and, in the south, by high temperatures.
Plant and animal life
Vietnam’s vegetation is rich and diversified, reflecting the
country’s great range of climate, topography, and soils and the
varying effects of human habitation. The forests of Vietnam can
be divided into two broad categories: evergreen forests, which
include conifers, and deciduous forests. There are more than
1,500 species of woody plants in the country, ranging from
commercially important hardwoods, such as ebony and teak, to
palms, mangroves, and bamboos. There also are numerous species
of woody vines (lianas) and herbaceous plants. In the aggregate,
the dense and open forests, savannas, brushland, and bamboo
cover approximately half of the country’s total area.
In most areas the forests are mixed, containing a great
variety of species within a given area. Rainforests are
relatively limited, and pure stands are few. The nearest to pure
forest types are the pines—the three-needled Pinus khasya and
the two-needled P. merkusii found in the uplands—and the
mangrove forests of the coastal areas. In the mountainous
regions are subtropical species from such genera as Quercus
(oak), Castanopsis, Pinus (pine), and Podocarpus. Brushwood,
bamboo, weeds, and tall grasses invade logged areas and grow
around settlements and along arterial highways and railroads.
Between the logged areas and the upland forests are other
mixtures of forest types.
A large part of the forest in the central highlands is dense
and rich in broad-leaved evergreens and semievergreens, some of
which yield valuable timbers. Some of this region is still
composed of undisturbed (primary) forests. Other types of
forests there include secondary forests; open forests, which
typically have trees of the family Dipterocarpaceae and species
from the genus Lagerstroemia (crape myrtle); mangrove forests;
and barren lands of sand dunes with eucalyptus and small, thorny
deciduous trees and species from the Casuarina genus of
flowering plants. Cogon grass (Imperata cylindrica) is commonly
found in the open forests, and savanna vegetation occupies large
areas formerly covered by forests. Grass and sedge swamps are
characteristic of the Thap Muoi Plain (Plain of Reeds), a
depression in the Mekong delta.
During the Vietnam War, herbicides were used by the U.S. Army
to defoliate large areas of forest in southern Vietnam. Most of
these forests have been regenerating, but resettlement programs
and illegal logging appear to have created longer lasting
damage.
The most common domesticated animals in Vietnam are water
buffalo, cattle, dogs, cats, pigs, goats, ducks, and chickens.
Wild game in the central highlands includes elephants and
tapirs; Sumatran rhinoceroses, believed to have become extinct
by the 1960s, were sighted in the 1990s. Also found in the
forests are large cats, including tigers, leopards, and ounces
(snow leopards); several kinds of wild oxen, including gaurs and
koupreys; and various types of bears, among them black bears and
sun bears (honey bears). Deer are plentiful and include the
small musk deer and muntjac (barking deer). Other common wild
animals are wild pigs, porcupines, jackals, otters, mongooses,
hares, skunks, and squirrels, including flying squirrels.
There are also small wild cats, binturongs, and palm civets.
Primates such as langurs, macaques, gibbons, and rhesus monkeys
live in the forests. Three species of hoofed mammals—the saola,
giant muntjac, and Truong Son muntjac—were discovered in the
1990s. Crocodiles are found on the edges of some lakes and along
riverbanks; other reptiles include several kinds of lizards,
pythons, and cobras. Of the wide variety of land and water
birds, some 600 species have been identified in southern Vietnam
alone.
People
Diverse cultural traditions, geographies, and historical
events have created distinct regions within the country. The
lowlands generally have been occupied by ethnic Vietnamese,
while the highlands have been home to numerous smaller ethnic
groups that differ culturally and linguistically from the
Vietnamese. The highland peoples can be divided into the
northern ethnic groups, who have affinities with peoples in
southern China who speak Tai languages; and the southern
highland populations, who have ties with peoples in Cambodia,
who speak Mon-Khmer languages (Austroasiatic family), and
peoples in Indonesia and elsewhere in Southeast Asia, who speak
Austronesian languages. A north-south variation has also emerged
among the ethnic Vietnamese as they have expanded southward from
the Red River delta along the coastal plain and into the Mekong
delta. The Vietnamese have long made a distinction between the
northern region, with Hanoi as its cultural centre; the central
region, where the Nguyen dynasty established a capital at Hue;
and the southern region, with Saigon (Ho Chi Minh City) as its
urban centre. After the mid-19th century, Vietnam was similarly
divided by the French into Tonkin in the north, Annam in the
centre, and Cochinchina in the south.
Ethnic groups
Vietnam has one of the most complex ethnolinguistic patterns
in Asia. The Vietnamese majority was significantly Sinicized
during a millennium of Chinese rule, which ended in ad 939.
Indian influence is most evident among the Cham and Khmer
minorities. The Cham formed the majority population in the
Indianized kingdom of Champa in what is now central Vietnam from
the 2nd to the late 15th century ad. Small numbers of Cham
remain in the south-central coastal plain and in the Mekong
delta near the Cambodian border. The Khmer (Cambodians) are
scattered throughout the Mekong delta.
Many other ethnic groups inhabit the highlands. While
cultures vary considerably in the central region, shared
characteristics include a way of life still largely oriented
toward kin groups and small communities. Known collectively by
the French as Montagnards (“highlanders” or, literally,
“mountain people”), these central highlanders have affinities
with other Southeast Asians and have exhibited an intense desire
to preserve their own cultural identities. In the northern
uplands, the various groups have ethnolinguistic affiliations
with peoples in Thailand, Laos, and southern China.
Highland groups in general have experienced little Chinese or
Indian influence, although they absorbed some Western (French
and then American) cultural traits, primarily between the late
19th century and the early 1970s. By the early 21st century,
however, the active promotion of tourism, as well as increased
availability of products from foreign markets, brought new
international influences into the highland communities.
Languages
Vietnamese is the official language of Vietnam. Although one
of the Mon-Khmer languages of the Austroasiatic family,
Vietnamese exhibits strong influences from Chinese. The language
of the Khmer minority also belongs to the Mon-Khmer group,
whereas Cham belongs to the Austronesian family.
Many Montagnard peoples—such as the Rade (Rhade), Jarai,
Chru, and Roglai—speak Austronesian languages, linking them to
the Cham, Malay, and Indonesian peoples; others—including the
Bru, Pacoh, Katu, Cua, Hre, Rengao, Sedang, Bahnar, Mnong, Mang
(Maa), Muong, and Stieng—speak Mon-Khmer languages, connecting
them with the Khmer. French missionaries and administrators
provided Roman script for some of the Montagnard languages, and
additional orthographies have since been devised.
The largest of the northern highland groups speak languages
belonging to the Tai language family and generally live in
upland valleys. Thai, the national language of Thailand, also
belongs to this language family. Hmong (Miao) and Mien groups,
who speak Sino-Tibetan languages, are scattered at higher
elevations.
Religion
Confucianism, Daoism, and Mahayana Buddhism entered Vietnam
over many centuries. Gradually they became intertwined,
simplified, and Vietnamized to constitute, along with vestiges
of earlier local beliefs, an indigenous religion that came to be
shared to some considerable extent by all Vietnamese, regardless
of region or social class. It is largely this religious amalgam
that is practiced by the roughly half of the population that
identifies itself as being Buddhist. The religion of Cao Dai, a
synthesis of Confucianism, Daoism, Buddhism, and Roman
Catholicism, appeared during the 1920s, and in the 1930s the Hoa
Hao neo-Buddhist sect spread through parts of the Mekong delta.
Cao Dai has about twice as many adherents as Hoa Hao, but both
congregations are growing. Together, the two new-religionist
movements have embraced a significant minority of the
population. Local religions involving numerous spirits
predominate in many upland communities, and most Cham are
adherents of Islam.
Roman Catholicism was introduced into Vietnam in the 16th
century by Portuguese explorers and Dominican missionaries and
spread rapidly following the French conquest in the mid-19th
century. The heaviest concentrations of Roman Catholics in
Vietnam were in the north until 1954, when, after the partition
of the country, many of them to fled to the south. Protestantism
came to Vietnam in 1911 and spread mainly among small segments
of the urban population in the central and southern regions.
In 1954 all foreign Roman Catholic and Protestant clergy were
expelled from North Vietnam, leaving only the native clergy. The
North Vietnamese government tried to supplant the existing
structures of organized religion with its own patriotic
Buddhist, Cao Dai, Catholic, and Protestant religious
organizations. Catholic clergy and believers were forced to
renounce their allegiance to Rome. With the conquest of South
Vietnam by North Vietnam in 1975, northern institutions of
control over churches and clergies were extended to the south as
well. The country’s constitution, promulgated in 1992,
guarantees freedom of religion, but in practice government
controls have been relaxed only gradually. Performance of
religious services by foreign missionaries without government
approval continues to be illegal. Similarly, faith-based
non-governmental organizations must register with the
government, and may not proselytize.
Settlement patterns
There are several distinct rural settlement patterns in
Vietnam. Especially in northern and central Vietnam, geomantic
principles influence the orientation of houses and community
buildings. In central Vietnam, many of these structures face the
sea. In the densely populated Red River delta in the north,
village buildings are often grouped closely together and are
enclosed by a bamboo hedge or an earthen wall. Those along
rivers, canals, or roads often abut each other, forming a single
elongated settlement. Lowland Vietnamese villages on the central
coastal plain are characteristically close-knit, small clusters
of farmsteads near watercourses, and fishing villages are often
situated in sheltered inlets. In the Mekong delta in the south
many settlements are strung out along waterways and roads; most
are loose-knit clusters of farmsteads, with some of them
scattered among the rice fields. The settlements of the Cham and
Khmer minorities closely resemble those of the Vietnamese. Most
highland peoples build their houses on pilings.
Historically, Vietnam’s major cities have been Hanoi, Hue,
and Saigon (Ho Chi Minh City). Throughout Vietnamese history the
Hanoi area has been important and was the site of several early
capitals. Hanoi also served as the capital of French Indochina
from 1902 until 1954, and the city has retained the architecture
of that era. The city’s port of Haiphong was developed by the
French in the late 19th century as a trade and banking centre.
Hue was the seat of the Nguyen family, which controlled central
and southern Vietnam from the late 17th to the late 19th
century. Located on the Huong (Perfume) River, it was laid out
in the early 19th century as a political and religious centre,
and its economic functions were ancillary. Saigon was built
largely by the French in the second half of the 19th century as
the administrative capital and principal port of Cochinchina.
The city’s architecture recalls towns and cities in southern
France. The adjoining city of Cholon has long been a major
centre for ethnic Chinese.
Demographic trends
Vietnam’s population experienced rapid growth in the decade
following reunification in 1975. Throughout the 1980s, roughly
two-fifths of the population was under age 15. Toward the end of
the decade, however, birth rates began to decline, dropping from
well above to notably below the world average over the next 20
years. Life expectancy simultaneously increased by nearly 15
years over that period. Consequently, the median age of
Vietnam’s population has been rising steadily.
Migrations have historically been predominantly from north to
south; more recently there have also been migrations from the
lowlands to higher elevations and from rural to urban areas.
Following the partition of Vietnam in 1954, nearly one million
people moved from the north to the south. In the late 1950s, the
governments in both the north and the south sought to resettle
ethnic Vietnamese from the lowlands to the uplands. While these
efforts were abandoned in the south in 1963, they continued in
the north. In the five years immediately following
reunification, the government reinstituted resettlement programs
in the south and intensified its activities in implementing them
throughout the country, with a significant number of people
moving from the southern lowlands to the central highlands.
Since then, however, there has been an ongoing flow of migrants
into Ho Chi Minh City and its environs and into the central
highlands. The greatest migration outflow has been from parts of
the northeast and the central coastal plain.
Emigration was substantial following reunification. Between
1975 and 1990 hundreds of thousands of Vietnamese left the
country, both legally and illegally; these refugees became known
as “boat people,” and an unknown number of them died at sea.
Many remained in refugee camps in Thailand and other countries,
but a large number emigrated, especially to the United States.
By the late 1980s, several countries had begun to refuse
Vietnamese refugees’ automatic resettlement. Throughout the
subsequent decade, large-scale repatriation programs were
implemented by the broader international community. The last
refugee camp for Vietnamese boat people, in Hong Kong, closed in
2000.
Economy
Vietnam’s greatest economic resource is its literate and
energetic population. Its long coastline provides excellent
harbours, access to marine resources, and many attractive
beaches and areas of scenic beauty that are well suited to the
development of tourism. Since the late 1990s, the country’s
economy has been on a vigorous upswing. Tourism has expanded,
manufacturing and export earnings have increased, and the per
capita gross domestic product (GDP) has grown rapidly. Early in
the 21st century, state markets were opened to foreign
competition, and Vietnam became a member of the World Trade
Organization (WTO). This surge followed two decades of
post-reunification economic instability, during which a slowly
developing infrastructure, excessive population growth,
environmental degradation, and a rising domestic demand (that
was increasingly difficult to meet) impeded economic
development.
During the period 1954–75, when the country was divided,
there were three layers to the economies in both the north and
the south: a bottom layer based on the cultivation of rice, a
middle layer dominated by mining in the north and rubber
plantations in the south, and a third wartime layer that relied
on Soviet and Chinese aid in the north and American aid in the
south. In the north, land reform in 1955–56 was followed by
rapid collectivization of agriculture and handicrafts.
Government investment favoured heavy industry at the expense of
agriculture, handicrafts, and light industry, the traditional
mainstays of the economy. Heavy industry grew, but efficiency
was low, quality was poor, and further progress was hampered by
deficiencies in agriculture and light industry. Economic aid
from socialist countries masked many economic weaknesses. In the
south, although a substantial proportion of manufacturing was
conducted by state-owned enterprises, other sectors of the
economy, such as agriculture, trade, and transport, were
characterized by private ownership and private enterprise.
Agriculture flourished in the Mekong delta, and the standard of
living was significantly higher in the south than it was in the
north.
After reunification, the northern model of development was
imposed on the entire country. Efforts to socialize the
commercial sector and to collectivize agriculture met with
resistance, especially in urban centres and in the rich Mekong
delta, where the majority of farmers in the 1970s were
self-sufficient, middle-income peasants. The south also
underwent a severe drain of human resources. Many well-educated
people fled Vietnam after 1975. Hundreds of thousands more,
mainly those who had been associated with the former government
or the Americans and had not been able to leave the country,
were placed in jails or reeducation centres, while other skilled
but politically suspect people were forced to resettle in remote
areas. The government’s efforts to abolish private enterprise
and private property in the south and its deteriorating
political relations with China affected Vietnam’s ethnic Chinese
more than any other group and precipitated their flight from the
country. The Chinese exodus was most intense in 1978–79, but it
continued at a slower pace with sponsorship from the United
Nations High Commissioner for Refugees into the early 1990s.
Large police and military expenditures further strained the
budget and diverted resources from productive enterprises.
These factors, combined with poor management of state-run
economic programs, led to a severe economic crisis. Food
production and per capita income dropped, and consumer goods
were shoddy, expensive, and in short supply. The government
responded with minor changes in 1979, and initiated a program of
more basic reforms known as doi moi (“renovation”) beginning in
1986. While maintaining state ownership in many sectors and
overall government control of the economy, Vietnam moved away
from a centrally planned, subsidized economy toward one that
utilizes market forces and incentives and tolerates private
enterprise in some areas. The quality and variety of food,
consumer goods, and exports subsequently improved.
The pace of reform slowed during the 1990s, and the economy
continued to be more cumbersome and bureaucratic than the
dynamic market economies of Vietnam’s more successful Southeast
Asian neighbours. Although manufacturing and especially services
grew in importance after the reforms were introduced,
agriculture remained a major component of the economy. After
1998, however, the economy began to rebound. Exports
diversified, and per capita income started to climb, nearly
doubling in less than a decade.
Agriculture, forestry, and fishing
Agriculture is fading as the most important economic sector
in Vietnam. Although agriculture still employs more than half of
the population and manufacturing accounts for a mere 8 percent
of all employment, the output value of both manufacturing and
services surpassed that of agriculture in the early 1990s. Yet,
agriculture is the main source of raw materials for the
processing industries and a major contributor to exports; by the
late 1980s Vietnam was again exporting rice after years of
shortages. Permanent cultivation covers large areas of the
country’s lowlands and smaller portions of the highlands. The
primary agricultural areas are the Red River delta, the Mekong
River delta, and the southern terrace region. The central
coastal land, which is subject to destructive typhoons, is a
region of low productivity. The central highlands area,
traditionally one of low productivity, has been intensively
cultivated since 1975, but with mixed results.
Rice is the most important crop. It is grown principally in
the Red and Mekong river deltas. Other major food crops are
sugarcane, cassava (manioc), corn (maize), sweet potatoes, and
nuts. Agriculture is highly labour-intensive in Vietnam, and
much plowing is still done by water buffalo. There are many
plantations of banana, coconut, and citrus trees, most of them
found in the Mekong delta and the southern terrace regions.
Coffee and tea are grown in the central highlands. The
production of rubber was disrupted by the war but has been
restored in the central highlands and southern terrace regions.
Fields, groves, and kitchen gardens throughout Vietnam include a
wide variety of fruit trees (banana, orange, mango, jackfruit,
and coconut) and vegetables. Kapok trees are found in many
villages, and the Vietnamese cultivate areca palms and betel
peppers for their nuts and leaves and mulberry bushes to feed
silkworms.
The export of such seafood as shrimp, squid, crab, and
lobster has become a major source of foreign exchange. There
also has been an increase in the number of commercial shrimp
farms. The most important freshwater fisheries are located on
the plains of the Mekong and Champasak (Bassac) rivers.
Forestry is of major importance, primarily serving the
domestic market. Charcoal production is widespread, and a number
of factories produce furniture, pulp, and paper. Plywood,
lumber, and rattan products also contribute to the economy.
Deforestation and soil degradation, however, threaten the
viability of the industry, especially as domestic demand for
forest products rises.
Resources and power
Mineral deposits, mainly in the north, include large
reserves of anthracite coal, lime, phosphates, iron ore, barite,
chromium ore, tin, zinc, lead, and gold. Coal production is the
most important sector of the mining industry. International
loans for equipment upgrades enabled Vietnam’s coal production
to expand rapidly in the early years of the 21st century.
A number of offshore oil deposits have been discovered in the
South China Sea, mainly off Vietnam’s southern coast. Although
these reserves have yet to be exploited fully, they have
propelled a rapid increase in crude petroleum production.
Construction of a natural-gas pipeline in 1995 also allowed
considerable growth in gas production. In 2004 Vietnam National
Petroleum Company aggressively launched several projects aimed
to take full advantage of the country’s petroleum resources,
including construction of a large oil refinery, a
gas-electricity-fertilizer plant, a petrochemical and oil
refining plant, and a major oil pipeline.
By the mid-1990s domestic demand for electricity had
surpassed Vietnam’s energy output. Production was subsequently
boosted from existing gas-fired thermal generators and
hydroelectric stations, new hydroelectric plants were
constructed, and a power line was completed to connect the
country’s northern and southern regions. Over the next decade,
electricity production nearly quadrupled. Vietnam’s rural
electrification programs have also been highly successful,
supplying the great bulk of households with electricity by the
early 21st century.
Manufacturing
Following reunification and the establishment of the
Socialist Republic of Vietnam in 1976, the government made a
concerted effort rapidly to transform the privately owned,
capitalist industry in the south into a state-owned, state-run
sector. Many industrial operations there were nationalized or
forced to become joint state-private enterprises. For industry
as a whole, the productivity of both capital and labour
declined, and gross output slumped. Heavy industry—plagued by
waste and inefficiency, lack of spare parts and raw materials,
energy shortages, and poor quality control—led the decline.
Reform measures in the 1980s, which included reducing
subsidies to inefficient state-run operations, introducing
incentives, and gradually accepting limited market mechanisms,
initiated Vietnam’s conversion from a collective to market
economy. Light industry registered significant gains, while
heavy industry responded more sluggishly but showed some
improvement. With encouragement from the government, private
enterprise grew, albeit somewhat at the expense of the state
sector. Throughout the 1990s the government further implemented
an array of successful policies to control inflation, lower
interest rates, decrease the budget deficit, and ultimately
stimulate production.
Food and beverage processing is the largest industrial
activity in Vietnam. Seafood is processed for export, while
coffee and tea are processed both for export and for domestic
consumption. Other beverages and a variety of condiments also
are produced in significant quantities. Vietnam has long been a
major producer of cement. The chemical industry has been
growing, with fertilizer being its most important product. Steel
is a major part of Vietnam’s heavy industry. Because of their
high prices, cement, fertilizer, and steel are among the
greatest contributors to the country’s economic sector. Garments
and textiles are of increasing importance; silk production
revived in the 1990s after a period of decline. Production of
electronic equipment and motorcycles has similarly expanded, and
in the early years of the 21st century automobile manufacturing
has been Vietnam’s fastest growing industry. Other important
manufactures include footwear, tobacco products, paints, soaps,
and pharmaceuticals.
Finance
The State Bank of Vietnam, the central bank, issues the
national currency, the dong, and oversees the country’s banking
system. Known until 1975 as the National Bank of Vietnam in the
north, the State Bank of Vietnam formerly functioned as a
government monopoly in the banking sector. With the economic
reforms of the late 1980s, however, the government recognized
that this structure was inadequate to attract badly needed
foreign trade and investment. Consequently, in a series of
systemic changes from 1988–91, four state-owned commercial banks
were created from preexisting institutions, and several joint
venture banks were established. As international investment
gradually increased in the 1990s, foreign commercial banks were
allowed to establish branch offices in Vietnam. In 2004 branches
of foreign and joint-venture banks were allowed to join the Viet
Nam Bank Association, and two years later, foreign banks were
permitted to offer a full array of banking services.
Trade
Both parts of Vietnam experienced trade deficits during the
war, and deficits continued after reunification. A trade embargo
imposed by the United States exacerbated problems of low
efficiency and poor quality control that hampered exports. In
the first decade after reunification, the value of exports was
only one-third that of imports. The Soviet Union and the
communist countries of eastern Europe came to be Vietnam’s most
important trading partners.
Vietnam’s move to broaden trade relations as part of its
larger program of economic reforms took on added urgency in the
late 1980s and early 1990s with the breakup of the Soviet Union
and the demise of the communist governments in eastern Europe.
Because trade with these areas was drastically reduced, Vietnam
shifted its orientation more heavily toward Asia, and was
admitted to the Association of Southeast Asian Nations (ASEAN)
in 1995. Shortly thereafter, Singapore, along with Japan and
China, emerged as Vietnam’s major bidirectional trading
partners. South Korea and Taiwan also became significant
suppliers of imports. Non-Asian countries figured more
prominently as recipients of Vietnamese exports. The United
States quickly rose as Vietnam’s primary export destination,
following a trade agreement between the two countries in 2001.
Other important non-Asian recipients of Vietnamese goods have
included Australia, Germany, and France.
Vietnam’s aggressive reform measures increased exports and
narrowed the trade deficit considerably. However, rapid
industrialization fueled by foreign direct investment caused the
deficit to begin growing again. In 2001 the country opened its
state markets to foreign competitors, and in January 2007 it
joined the World Trade Organization (WTO). Although the
government maintains some restrictions on foreign exchange and
upholds various bans, quotas, and surcharges, its efforts to
liberalize its markets have had an overwhelmingly positive
effect on the country’s economy.
Machinery, petroleum products, iron, steel, garments, and
leather account for the bulk of Vietnam’s imports. Most of these
products fuel the country’s expanding industrial sector. The
majority of Vietnam’s export revenues are generated by crude
petroleum, garments, footwear, and seafood, and electronic
products are of growing importance. Coffee, once among Vietnam’s
primary generators of export revenue, has begun to rebound after
a damaging decline in prices at the end of the 20th century.
Services
Formerly a neglected sector under central planning, services
began to boom at the end of the 20th century. Since the early
1990s, the contribution of services to GDP has surpassed that of
agriculture and matched or exceeded that of industry. By the
early 21st century, services accounted for roughly one-fourth of
total employment. The focus of the sector was processing and
assembly; scientific research and design, marketing and market
research, finance, and telecommunications were still in their
infancy but growing. Although hundreds of thousands of service
jobs were added to Vietnam’s employment market in 2006, sectoral
growth continued to lag behind demand, posing a threat to
broader economic development. Pressure from the U.S.-Vietnam
bilateral trade agreement and the WTO resulted in a
liberalization of the rules governing foreign participation in
banking, telecommunications, and insurance that was expected to
accelerate the service sector’s growth. Tourism has become
increasingly important.
Labour and taxation
At the beginning of the 21st century, women accounted for
about half of the active workforce, and highland ethnic
minorities were more likely than the lowland Vietnamese to be
unemployed or working in agriculture and forestry. Ethnic
Chinese, despite the persecution and exodus of the late 1970s,
have capitalized on liberalizing reforms and contacts with the
Chinese diaspora to recover an important role in business,
commerce, and trade.
The government is motivated by its socialist identity to be
more rigorous than most developing countries in enforcing
workers’ rights. In one celebrated case, the government in 1997
sentenced the foreign floor manager of a foreign contractor of a
multinational corporation to six months in jail for compelling
workers to run laps if they did not wear regulation shoes. In
numerous similar incidents, particularly involving foreign-owned
firms, labour unions have displayed a subdued but real
determination to defend the interests of workers.
Workers’ rights do not extend to organizing independent
labour unions, however. The Vietnam General Confederation of
Labour (VGCL) is the sole legal national trade union, and all
unions must affiliate with it. The confederation is a
constituent of the Vietnam Fatherland Front, a communist party
coalition, and is under the party’s firm control. The president
of the VGCL is usually a member of the party central committee.
Unions may press the government to enforce laws and regulations
as well as to organize strikes, albeit within strict legal
limits. Direct action by workers and the formation of
alternative unions, however, are forbidden. A wave of worker
unrest in 2006 was largely a protest against the failure of
basic wages to keep up with the skyrocketing cost of living,
especially in Ho Chi Minh City.
Vietnamese citizens and resident foreigners are subject to
progressive taxation, while nonresident foreigners are taxed at
a fixed rate on income earned in Vietnam. A law on corporate
income tax adopted in 2003 lowered the standard tax rate for all
legal entities, including foreign-invested firms. Another law
makes it possible to grant lower, time-limited preferential
rates as incentives for investment in certain projects,
particularly those involving high technology. In addition, there
are special sales taxes—some quite high—on various goods and
activities, such as tobacco, alcohol, playing cards,
automobiles, gasoline, certain air conditioners, massage
services, and casinos. A value-added tax (VAT) was introduced in
1999. Import and export tariffs began to fall in 2006 to comply
with the requirements of the ASEAN Free Trade Area agreement and
WTO membership.
Transportation and telecommunications
The topography of Vietnam renders land transportation
between the north and the south difficult, with traffic limited
to the narrow coastal corridor. Hanoi and Ho Chi Minh City are
connected by rail and highway through this passage. Two railways
connect northern Vietnam to southern China; one track leads to
Yunnan province, the other terminates in the Guangxi autonomous
region. Construction of a new line between Yen Vien, near Hanoi,
and the northern Vietnamese port of Cai Lan began in 2004.
Vietnam’s road network is extensive and growing. Heavy
government investment in highway construction and upgrades,
especially since the late 1990s, has allowed the country’s total
road length to increase rapidly—by nearly half between 1999 and
2004. This expansion, however, has come somewhat at the expense
of road maintenance, which has posed a perennial challenge to
the Vietnamese government. Some half of the country’s roads
remain unpaved, and many paved ones need repair.
In the two large delta regions, where most of the population
is concentrated, a vast network of navigable rivers and canals
is integral to local transportation. These waterways are
generally inaccessible to larger vessels and their cargoes, as
are the numerous seaports that dot Vietnam’s coasts. Larger
ships operate through the country’s major ports, which include
Haiphong in the north, Ho Chi Minh City in the south, and Da
Nang in central Vietnam. There are several other good ports,
including Cam Ranh, a superb natural harbour developed
extensively by the Americans during the war. At the turn of the
21st century, the government inaugurated a plan to improve the
seaport system by upgrading the shipping fleet, improving
existing ports and constructing new ones (especially deep-sea
facilities), and further developing the shipbuilding industry.
Several ports in the Mekong delta are scheduled for expansion to
accommodate ocean-going vessels. Progress on all these projects,
however, has been slow.
Ho Chi Minh City and Hanoi have international airports. In
addition, a number of smaller cities are connected by domestic
air routes. The state-owned airline, Viet Nam Airlines, has been
growing steadily and substantially since the early 1990s,
serving both domestic and international travelers. In addition,
the company has acquired several long-range aircraft to handle
more direct flights to Europe and North America.
Market reforms of the 1980s and ’90s brought exponential
growth in Vietnam’s telecommunications sector. By the early 21st
century the number of main line telephones per capita was among
the highest in Southeast Asia. Internet and cellular phone
services were officially absorbed into Vietnam’s infrastructure
in 2002, a few years after their arrival in the country, and
subscriptions for both have nearly doubled each year since then.
Government and society
Constitutional framework
The first constitution of the Socialist Republic of Vietnam,
adopted in 1980, established a Council of State as a collective
presidency and a Council of Ministers. In 1992 this document was
superseded by a second constitution, which, in addition to
replacing the Council of State with an elected president and
otherwise reforming Vietnam’s government and political
structure, also outlined major shifts in foreign policy and
economic doctrine. In particular, it stressed the development of
all economic sectors, permitted private enterprise, and granted
foreign investors the right to legal ownership of their capital
and assets while guaranteeing that their property would not be
nationalized by the state.
A unicameral, popularly elected National Assembly is the
supreme organ of the government. It elects the president, who is
head of state, and the vice president, who is nominated by the
president. The cabinet consists of the prime minister, who is
nominated by the president and approved by the National
Assembly, and deputy prime ministers and the heads of government
ministries and various state organizations, who are named by the
prime minister and confirmed by the Assembly. The cabinet (which
superseded the earlier Council of Ministers) coordinates and
directs the ministries and various state organizations of the
central government and supervises the administrative committees
at the local government level.
Initially, administrative responsibilities were divided along
narrow functional lines among many ministries; there were, for
example, numerous economic ministries concerned with agriculture
and the food industry, marine products, forestry, and water
conservancy. In the mid-1980s, such smaller ministries were
consolidated to streamline the system. Larger ministries now
tend to be relatively self-sufficient, with their own colleges,
training institutions, and health, social, and cultural
facilities. There are also several commissions under the
cabinet, such as the State Inspectorate. The prime minister’s
office oversees a number of general departments beneath the
ministerial level and committees that are formed to supervise
major projects which involve more than one ministry.
Local government
The country is divided administratively into more than 64
provinces (tinh), of which Hanoi, Haiphong, Da Nang, Ho Chi Minh
City, and Can Tho are municipalities (thanh pho). These are
further subdivided into several dozen urban districts (quan) and
hundreds of rural districts (huyen). Nearly 10,000 communes (xa)
comprise Vietnam’s lowest level of local administration. At the
provincial, district, and commune levels, the highest government
authority is an elected People’s Council, the actual work of
which is carried out by a People’s Committee elected by the
council.
Justice
The judicial system consists of courts and tribunals at
various levels and the Supreme People’s Procuracy. The National
Assembly supervises the work of the Supreme People’s Court,
which is the highest court of appeal and the court of first
instance for special cases (such as treason). This court, in
turn, supervises the judicial work of both the local People’s
Courts, which are responsible to their corresponding People’s
Councils, and the Military Tribunals. The People’s Courts
function at all levels of government except the commune, where
the commune administrative committee functions as a primary
court.
The Supreme People’s Procuracy, with its local and military
subdivisions, acts as a watchdog for the state. It monitors the
performance of government agencies, maintains vast powers of
surveillance, and acts as a prosecutor before the People’s
Courts. The Supreme People’s Procuracy is responsible to the
National Assembly, or to its Standing Committee, when the
Assembly is not in session.
Political process
Both the 1980 and 1992 constitutions institutionalized the
Vietnamese Communist Party as the sole source of leadership for
the state and society. The 1992 document, however, delegated
much more authority to the president and to the cabinet; they
were given the task of running the government, while the party
became responsible for overall policy decisions. These changes
reduced the role of the party. Notably affected were the
Politburo and the larger Central Committee, which previously had
been the major decision-making bodies of both the party and the
state. Also impacted were the Secretariat and its presiding
general secretary, which, through their control over party
administration and their implementation of the resolutions of
the Central Committee and the Politburo, had effectively
governed the country.
Nonetheless, the Vietnamese Communist Party remains the
dominant political institution within Vietnam. It leads the
Vietnam Fatherland Front, a coalition of numerous popular
political and social associations that disseminates party
policies, serves as a training ground for potential party
members, and submits lists of candidates for seats in the
National Assembly. The Vietnam Fatherland Front embraces such
important and active organizations as the Vietnam Women’s Union,
the Ho Chi Minh Communist Youth Union, which is largely
responsible for the Vietnam Youth Union, and local party units
and agricultural cooperatives that assume leadership over the
Farmers’ Union. The Vietnam General Confederation of Labour,
also a member of the Vietnam Fatherland Front, has the
responsibility of safeguarding workers’ welfare. It does not
function as a Western-style bargaining unit, operating instead
as a party organization responsible for labour matters.
Members of the National Assembly are chosen through direct
election in their individual electoral units. All Vietnamese
citizens age 18 and older and not deemed mentally incompetent
are eligible to vote. Although voting is not compulsory, voter
turnout is nearly universal. The majority of the seats are
filled by male members of the Vietnamese Communist Party. There
has, however, long been a notable and growing female presence in
the National Assembly, as well as a small minority of nonparty
representatives.
Security
The People’s Armed Forces include the People’s Army of
Vietnam, various paramilitary regional and provincial forces,
the militia, and the reserves. The People’s Army encompasses not
only the army, but also the People’s Navy Command (infantry and
coast guard), the Air and Defense Force, and the Border Defense
Command. The army is by far the most substantial segment of
Vietnam’s military, followed by the air force and the navy. With
separate commands in Hanoi, Haiphong, and Ho Chi Minh City,
Vietnam’s military is certainly among the largest and most
powerful in Southeast Asia. Two years of active duty are
compulsory for men; women’s service is voluntary. Both men and
women must be at least 18 years old to serve. Paramilitary units
include People’s Public Security Forces and Self-Defense Forces.
The Vietnamese military carries considerable prestige and
political influence within the country. It is second in power
only to the Communist Party and to the government. Many senior
military officers have held positions of authority within the
Politburo and Central Committee, important policy-making arms of
the Communist Party.
Health and welfare
Before reunification, health services were underdeveloped in
the rural areas of the south but were well-developed in the
north. After 1975 the northern system was extended to the south,
and there was a general increase in health facilities and
personnel. Although the health care system is one of the
socialist state’s greatest achievements, like all other programs
in Vietnam it has been severely hampered by a lack of funds
since the late 1970s. The numbers of hospital beds and
facilities have not kept pace with population growth, and
upgrades to water supplies and sewerage systems have proceeded
more slowly than anticipated. Much responsibility for health
care was transferred to provincial governments in the late
1980s, and patients started to be charged for many medical
services.
Despite financial challenges, government spending as a
percentage of GDP more than doubled between the mid-1990s and
the early years of the 21st century. As a result, clean water
was made accessible to some three-fourths of the population,
malaria was largely brought under control, and the country’s
general bill of health improved considerably. There was
simultaneously a sharp increase in the number of physicians, and
a substantial drop in infant mortality.
The prevalence of tuberculosis has been a continuing concern.
With international assistance, the government has taken
aggressive steps to combat the disease, and it has achieved some
of its goals ahead of schedule. Another concern has been avian
influenza (bird flu), Vietnam being the epicentre of a major
outbreak in the early 21st century. HIV infection and cases of
AIDS have risen in the country, but they have not reached
epidemic levels. The government has striven to contain the
disease near the world average with help from international
sources. Because carriers of HIV and victims of AIDS have been
subject to severe discrimination in Vietnam, it is suspected
that many cases have not been reported.
The country’s welfare system has largely focused on the
victims of the Vietnam War (1954–75) and their families.
Government insurance programs provide for old age, invalidity,
work injury, sickness, maternity, and death.
Education
The Vietnamese, with their Confucian traditions, have always
placed great importance on education. Rural education in the
south was badly disrupted during the war years, and all
religious and private schools were nationalized after 1975. The
government subsequently pursued a policy of educational reform.
Nine years of schooling are mandatory and are divided into five
years of primary and four years of lower-secondary school.
Continuing students are enrolled either in an academic or a
vocational upper-secondary program, which lasts three years. A
major restructuring of higher education occurred in the
mid-1990s. During that time, the University of Hanoi (founded by
the French in 1906 and refounded in 1956) was combined with
other institutions and faculties to become Vietnam National
University, the largest multidisciplinary institution of higher
learning in the country, with campuses in Hanoi and Ho Chi Minh
City. Other new universities were established in the 1990s, and
the number of faculty members grew substantially. Although such
changes have significantly increased opportunities for advanced
education in Vietnam, expansion of the network has not been in
proportion to the increase in the number of students.
Literacy rates are high. Emphasis is placed on training in
science and technology and, with the advent of market reforms,
on economics and business. Several thousand students are sent
abroad each year. While most students once went to the Soviet
Union and the countries of eastern Europe, increasing numbers
are now studying in Western countries (including the United
States) or in Japan, especially since admission of Vietnam into
the WTO in 2007.
Cultural life
Chinese influence permeated all aspects of traditional
Vietnamese culture, while Western influences became strong in
the 20th century. Since the loosening of economic and political
controls in the late 1980s, Vietnam has experienced both
increased exposure to the lifestyles of the capitalist world and
a resurfacing of old cultural practices. Folk traditions such as
shamanism and soothsaying have experienced a revival despite
official disapproval.
Daily life and social customs
Vietnam’s Confucian heritage is evident in the importance
the Vietnamese give to the family. Families are essentially
patrilineal, but Vietnamese women work alongside men in many
jobs and play a major role in raising children and managing
family finances. When possible, the Vietnamese prefer to work
from early morning until early evening, with an extended rest
period during the midday heat. In rural areas, both men and
women wear trousers and shirts or blouses. On formal occasions
and in urban areas, Western-style clothing is common, including
skirts and blouses for women. Women still sometimes wear a form
of the traditional ao dai, a long, slit tunic worn over pants.
Rice is the staple food. Vietnamese cuisine incorporates
elements of both Chinese cooking and the cuisines of other
Southeast Asian countries. Noodle soup with chicken or beef
broth (pho), a distinctive kind of spring roll (cha gio), and
the use of fermented fish sauce (nuoc mam) for dipping and
seasoning are among the many noteworthy dishes. In the cities
elaborate meals are available in expensive air-conditioned
restaurants, but Vietnamese take delight in snacking at street
stalls and entertaining friends in open-air establishments. The
most important holiday, the lunar new year celebration known as
Tet, is a time of feasting, visiting, and exchanging gifts.
The arts
Literature
Vietnamese poetry was written exclusively in Chinese until
the end of the 13th century. By the 15th century, however, a
demotic script called Chu Nom, or “the southern script,” had
evolved into a vehicle for writing in vernacular Vietnamese. The
Chinese heritage of the elite merged with local oral tradition,
producing a truly Vietnamese literature. A distinctively
Vietnamese long narrative poem in verse developed, culminating
in the masterpiece of national literature, Kim Van Kieu (The
Tale of Kieu), by Nguyen Du (1765–1820). In the 20th century,
Vietnamese literature came to be written in a Roman alphabetical
script (Quoc-ngu). In the 1930s a modern Vietnamese literature
developed under French influence, featuring poetry, novels, and
short stories. Between 1954 and 1975 a cosmopolitan literature
stressing creativity and individual freedom flourished in the
south, while a state-sponsored literature of Socialist Realism
was promoted in the north. After 1975 Socialist Realism became a
national orthodoxy, although in the 1980s literature became more
lively and diverse in content. During the 1990s writers tested
the limits of their literary freedom, and since the start of the
21st century authors have continued to be bound by both explicit
and tacit limitations and generally have practiced
self-censorship. Politics has remained a taboo topic.
Theatre
Initially, under communist rule the theatre was strictly
controlled, and all professional performers and other technical
staff became employees of the state. A government policy
inaugurated in the 1990s, however, was designed to dissolve the
state monopoly on the arts and other areas of cultural
production. By the early 21st century, many small, for-profit
theatre groups were operating across the country, especially in
urban areas. Women have figured prominently in all aspects of
these new artistic ventures since their inception. Although
scripts continue to be monitored, censorship is much less harsh
than it was in earlier years of the communist regime. In
addition to many new plays, which have aesthetic roots in
western European dramatic tradition, the indigenous cai luong, a
satirical musical comedy genre that emerged in the south in the
early 20th century, is still enormously popular. There also are
theatrical troupes specializing in a genre of Chinese opera
adaptations (called hat tuong in the north and hat boi in the
south), popular operettas (hat cheo) of indigenous origin,
circus performances, and mua roi nuoc, a distinct form of
Vietnamese puppetry, in which performances take place on a pool
or pond. The water animates the puppets and covers the
manipulating apparatuses, which are operated by puppeteers, who
stand in the water, hidden behind a screen. A separate group of
musicians and singers follows the movement of the puppets
closely, providing voices for them in the style of the hat cheo
theatre. Water puppetry began to experience a resurgence toward
the end of the 20th century, with growth in the number of
national competitions and internationally touring troupes.
Music
During the Second Indochina War, the Communist Party
attempted to shape the development of modern popular music,
promoting "revolutionary" tunes and themes as alternatives to
the Western romantic and rock-inspired forms that had developed
in the south. Following reunification in 1975, the government
confiscated sheet music and cassette tapes of music it deemed
depressing, defeatist, or licentious, yet this music continued
to be played in private and spread to the north as well. Tapes
and compact discs of Western-style rock bands and popular
singers who fled the south in the 1970s, as well as recordings
made by Western artists, have been smuggled into the country
from abroad, reproduced by the thousands, and sold in the
streets. Music the authorities generally judge to be "alien,"
"decadent," or "noxious," but seem powerless to suppress, may be
heard in coffee shops and karaoke bars.
As has been the case with other areas in the arts, however,
restrictions loosened somewhat toward the end of the 20th
century. Increasing numbers of artists began cultivating new
sounds that blended elements of jazz, gospel, Motown, and other
Western genres with Vietnamese language and musical
sensibilities. Western popular music, once the primary fare of
Vietnam’s youth, has begun to yield to local popular styles.
Despite the prevalence of popular forms, traditional music
has maintained an important place, politically and culturally,
in Vietnamese society. The government has long advocated a
"traditional but modern" approach to Vietnamese music. This has
ultimately entailed the recasting of traditional repertoire into
a Western harmonic and stylistic framework, and the structural
adjustment of Vietnamese instruments to accommodate the changes.
Although the resultant music, called cai bien, is of relatively
recent origin, it is often presented officially as the
Vietnamese music of antiquity.
Cai bien has been created primarily by Vietnamese composers
trained solidly, if not solely, in the Western classical music
tradition. Western classical music is well-established in
Vietnamese music education. The country has several
conservatories, largely staffed by musicians who have studied
music in prestigious schools of Russia and eastern Europe.
Although it is possible in Vietnam to specialize in either
Vietnamese or Western traditions, Western music fundamentals
serve as the point of departure for all formal music study.
Visual arts
Painting has developed slowly and unevenly, bound first by
traditional Chinese forms, then by a style imitative of French
Impressionism, and more recently by Socialist Realism.
High-quality lacquerware, however, continues to be produced.
Unique local arts persist among the peoples of the central
highlands. Women weave blankets and clothing, while men weave
baskets and mats. Crossbows and figures are carved from
hardwoods. The Hmong are especially recognized for their
needlework, and although the Cham and Khmer minorities retain
some idiosyncratic arts, their traditions seem to be losing
practitioners.
Artists have enjoyed increased freedom to express themselves
under doi moi, and the contemporary art scene has often been
described as "vibrant." The preeminent institution of art
education is Hanoi University of Fine Arts. Several graduates of
this state institution known as the "Gang of Five" (Viet Dung,
Ha Tri Hieu, Tran Luong, Pham Quang Vinh, and Dang Xuan Ha) were
influenced by mainstream Modernism, ignored social commentary in
their work, and achieved considerable success in art galleries
around the Pacific Rim during the mid-1990s. Most artists of
Modernist bent have sold their work through private galleries,
and government censors have occasionally forced galleries to
remove works they consider too bold. An example was the removal
in 1997 of paintings on themes of homosexuality by Truong Tan.
One of the few female artists, Dinh Y Nhi, is noted for
paintings of women in traditional dress and poses but done in
untraditional shades of gray and black. A modern take on
traditional themes is common, an abstract one rare. Dinh Quan,
Trinh Tuan, and Cong Kim Hoa, however, have focused on the
traditional medium of lacquer to experiment with Abstract
Expressionism. Nguyen Bao Ha has also worked in the Abstract
Expressionist genre.
The small domestic film industry that emerged in Saigon
during the 1950s produced a steady fare of romances, costume
dramas, and adaptations of cai luong operettas until 1975. Hanoi
produced its first motion picture in 1959 and used the medium
primarily for propaganda. From reunification until 1989, the
state held a monopoly over the production and distribution of
motion pictures, subsidizing a handful of state-owned film
studios and companies. A few movies made in this period
experimented with themes and perspectives that tested the
boundaries of official tolerance, but economic reform has done
more to change the industry. Faced with budget cutbacks,
cinematographers in the 1990s abandoned celluloid for video to
make money on the open market. Numerous private companies sprang
up to churn out cheap videos featuring kung fu fights, car
chases, and romance. Pirated videotapes and later, video compact
discs (VCDs), from China, Hong Kong, Taiwan, Thailand, and the
United States also enjoyed popularity. In an effort to encourage
production and competition in the film industry, and to draw
people back into the cinemas, the Ministry of Culture and
Information in 2002 ended mandatory review (and censorship) of
scripts prior to filming, allowed the establishment of private
film studios, and opened the industry as a whole to private and
international investment. Since that time, filmmakers have been
treating topics that were untouchable under earlier government
regulations, motivated by the possibility of presenting a
realistic image of contemporary Vietnamese society. Ha Dong Silk
Dress and Bride of Silence, both released in 2005, are products
of the liberalized industry and champions of the new aesthetic,
and are among the growing number of Vietnamese films to have won
international acclaim.
Cultural institutions
Vietnam abounds with a variety of historical sites. Hanoi
contains the 11th-century Temple of Literature, the One Pillar
Pagoda, and many other ancient structures. The country’s
political and military past is on display in the capital at the
Vietnam Revolution Museum, the Army Museum, and a large complex
that includes Ho Chi Minh’s mausoleum, the house he lived in as
president, and the Ho Chi Minh Museum. Hanoi is also home to the
Vietnam History Museum, the National Art Gallery, and the
National Library. More recent Hanoi institutions include the
Vietnam Museum of Ethnology, devoted to the research,
documentation, preservation, and display of the country’s ethnic
diversity, and the Hanoi Women’s Museum, dedicated to
illuminating the public and private lives of the Vietnamese
women. In Vietnam’s central region, Hue and its environs contain
the royal citadel of the last dynasty and numerous royal
mausoleums and tombs, as well as many Buddhist pagodas. A number
of these structures collectively were designated a World
Heritage site in 1993. Hoi An, a port city just south of Da Nang
that flourished between the 15th and 19th centuries, was added
to the World Heritage list in 1999, along with the nearby
4th–13th-century Hindu ruins at My Son Sanctuary. Ho Chi Minh
City in the south has a noteworthy zoo and botanical garden on
the edge of the downtown area.
Sports and recreation
Football (soccer) is exceedingly popular in Vietnam, and
volleyball, badminton, wrestling, bicycling, chess, and dominoes
are also widely enjoyed. Since 1952, the country has
participated in the Olympic Games, with competitors in swimming
and water sports, martial arts, rowing and canoeing,
weightlifting, table tennis, and track. Tran Hieu Ngan won
Vietnam’s first Olympic medal at the 2000 Summer Games (in
women’s tae kwon do). The Vietnamese game of sepak takraw is a
volleyball-like sport played with a rattan ball, a net, and the
feet; Vietnam’s women’s team has been a formidable competitor at
the Asian Games and the Southeast Asian Games, as have the
country’s entrants in men’s and women’s martial arts, including,
wushu, karate, and tae kwon do. Billiards are also broadly
popular in Vietnam, and the country’s top players compete
internationally. In noncompetitive contexts, urban Vietnamese
stroll in great numbers on evenings and weekends, especially in
the parks and along the banks of lakes and rivers in Hanoi and
Ho Chi Minh City.
Media and publishing
Radio and television services are owned and operated by the
state and managed by the Ministry of Culture and Information.
Radio reaches more of the population than television, as many
rural families are located beyond the range of television
transmitters or cannot afford sets. Most daily newspapers are in
Vietnamese, but there are also several editions in English, and
one in French. An array of periodicals is also available in
these languages, as well as in Chinese. Newspapers and magazines
operate under the supervision of particular state, party, and
mass organizations. Although publishing is regulated by the
government, the strict controls of earlier years were somewhat
relaxed during the 1980s. Glossy magazines catering to the
business community and tabloids of a sensationalist nature began
to appear in the 1990s. Despite the loosening of government
regulations, criticism of the political system, its leadership,
and Marxist-Leninist ideology remains forbidden. Vietnam
acquired a connection to the Internet in the late 1990s. At
first, the government discouraged widespread access by charging
high user fees. Early in the 21st century, fees were allowed to
drop, and since then Internet use has been growing
exponentially. Much foreign information, however, continues to
be screened out by the government.
Gerald C. Hickey
Neil L. Jamieson
William S. Turley
History
Origins of the Vietnamese people
Relatively little is known about the origins of the
Vietnamese. They first appeared in history as the so-called
“Lac” peoples, who lived in the Red River delta region, in what
is now northern Vietnam. Some scholars have suggested that the
Lac were closely related to other peoples, known as the Viet
(called the Yue by the Chinese), who inhabited the coastal
region of East Asia from the Yangtze River to the Red River
delta during the 1st millennium bc. Others have questioned this
view, noting that modern-day Vietnamese share many cultural and
linguistic traits with other non-Chinese peoples living in
neighbouring areas of Southeast Asia.
Linguistic research, which offers a relatively reliable way
of distinguishing the various ethnic groups of Southeast Asia,
supports the mixed ethnic and cultural provenance of the
Vietnamese people. Modern linguistics places the origin of
Vietnamese in the Austronesian language group on the basis of
similarities in morphology and consonant clusters. It is largely
this linguistic link that has led scholars to speculate that
Austronesians formed at least a part of the Lac population.
However, like Tai, Vietnamese evolved away from the Austronesian
language group as it acquired tones as part of its phonemic
structure. This may have been the consequence of interaction
with Chinese languages, to which Vietnamese (again, like Tai)
bears some similarity of tones, but it is also possible that
elements of tonality and grammar might have been adopted
directly from Tai. From the monotonic Mon-Khmer language family,
Vietnamese derived its fundamental structure and many of its
basic words. Early script—as well as much political, literary,
philosophical, and technical vocabulary—again trace to the
Chinese, who at that time were more culturally advanced than the
peoples of the Red River delta.
Ethnographic study also reveals the degree to which ancient
Vietnamese culture combined elements found among many other
peoples within the region. Totemism, animism, tattooing, the
chewing of betel nuts, teeth blackening, and many marriage
rituals and seasonal festivals indicate the relationship between
the Vietnamese and the neighbouring peoples in Southeast Asia.
Although Chinese civilization later became the main force in
shaping Vietnamese culture, the failure of the Chinese to
assimilate the Vietnamese people underscores the fact that
strong elements of an authentic local culture must have emerged
in the Red River valley long before China established its
millennium of rule over Vietnam.
Legends and early history of Vietnam
Legendary kingdoms
According to legend, the first ruler of the Vietnamese
people was King De Minh, a descendant of a mythical Chinese
ruler who was the father of Chinese agriculture. De Minh and an
immortal fairy of the mountains produced Kinh Duong, ruler of
the Land of Red Demons, who married the daughter of the Dragon
Lord of the Sea. Their son, Lac Long Quan (“Dragon Lord of
Lac”), was, according to legend, the first truly Vietnamese
king. To make peace with the Chinese, Lac Long Quan married Au
Co, a Chinese immortal, who bore him 100 eggs, from which sprang
100 sons. Later, the king and queen separated; Au Co moved with
50 of her sons into the mountains, and Lac Long Quan kept the
other 50 sons and continued to rule over the lowlands. Lac Long
Quan’s eldest son succeeded him as the first of the Hung (or
Hong Bang) kings (vuong) of Vietnam’s first dynasty; as such, he
is regarded as the founder of the Vietnamese nation.
This legend and other related legends, most of which received
their literary form only after ad 1200, describe in mythical
terms the fusion, conflicts, and separation of peoples from the
north and south and of peoples from the mountains and the
coastal lowlands. The legends show the immortals as mountain
dwellers, while the people along the coast are descendants of
the dragon lords—a division found in many legends throughout
Southeast Asia. The retreat of Au Co and 50 of her sons into the
mountains may well be a mythical record of the separation into
distinct groups of the proto-Vietnamese in the Red River delta.
Those who left the lowlands could be the ancestors of the Muong,
who still live in the hills surrounding the delta and are the
only ethnic minority of Vietnam closely related in language and
customs to the Vietnamese.
According to legend, the Hung dynasty had 18 kings, each of
whom ruled for about 150 years. Their country, called Van Lang
(“Land of the Tattooed Men”), is said to have included not only
the Red River delta but also much of southern China. The last of
the Hung kings was overthrown in 258 or 257 bc by a neighbouring
warlord, Thuc Phan, who invaded and conquered Van Lang, united
it with his kingdom, and called the new state Au Lac, which he
then ruled under the name An Duong. Au Lac existed only until
207 bc, when it was incorporated by a former Chinese general,
Trieu Da (Chao T’o in Chinese), into the kingdom of Nam Viet
(Nan Yue in Chinese).
Nam Viet
This kingdom covered much of southern China and was ruled
by Trieu Da from his capital near the present site of Guangzhou
(Canton). Its population consisted chiefly of the Viet who had
earlier been driven by the Chinese from their kingdoms south of
the Yangtze River. Trieu Da, after ending Chinese domination and
killing all officials loyal to the Chinese emperor, adopted the
customs of the Viet and made himself the ruler of a vast
non-Chinese empire. After it had incorporated Au Lac, Nam Viet
included not only the Red River delta but also the coastal lands
as far south as modern-day Da Nang. The end of Au Lac in 207 bc
marks the end of Vietnamese legend and the beginning of
Vietnamese history, as recorded in Chinese historical annals.
After almost 100 years of diplomatic and military duels
between the Han dynasty of China and Trieu Da and his
successors, Nam Viet was conquered (111 bc) by the Chinese under
the Han emperor Wudi. Thus, the territories occupied by the
ancestors of the Vietnamese fell under Chinese rule. Nam Viet
was divided into nine military districts with Chinese names, the
three southernmost of which, later called Giao Chau, covered the
northern half of what is now Vietnam.
Early society
When China extended its rule over Vietnam, the people of
the Red River delta were in transition from the Bronze to the
Iron Age, although some stone implements were also still in use.
These ancestors of the Vietnamese were already experienced at
cultivating rice. They had learned how to irrigate their rice
fields by using the waters from rivers that were backed up by
the tides. Plows and water buffalo were still unknown (the land
was prepared for cultivation with polished stone hoes), but the
proto-Vietnamese are thought to have been able to produce two
rice crops annually. They supplemented their diet by fishing and
hunting. Their weapons were mainly bows and arrows; the bronze
heads of their arrows often were dipped in poison to facilitate
killing such larger animals as elephants, whose tusks were
traded for iron from China.
The social organization of the early Vietnamese, before
Chinese rule, was hierarchical, forming a kind of feudal society
that until the mid-20th century existed among the Tai and Muong
minority populations of northern Vietnam. Power was held by
tribal chiefs at the head of one or several communities. These
chiefs were civil, religious, and military leaders, and their
power was hereditary; they were large landowners who kept the
mass of the people in virtual serfdom. At the head of this
aristocracy stood the king, probably the most powerful of the
tribal chiefs.
Archaeological work and, to a lesser extent, ancient Chinese
records have revealed that religion was characterized by
propitiation of numerous supernatural beings and spirits. Some
spirits were those of dangerous animals; while others were those
of deceased rulers or other important persons. A great religious
festival, almost a carnival, was held at the beginning of spring
and was marked by abandon and promiscuity.
In all these respects, the inhabitants of the Red River
delta, prior to their subjugation by the Chinese, showed
numerous affinities with most of the people of mainland and
insular Southeast Asia. It was not until several centuries after
the imposition of Chinese rule that the Vietnamese developed
more distinct ethnic characteristics.
Vietnam under Chinese rule
The history of the Vietnamese people during more than a
millennium under Chinese rule reveals an evolution toward
national identity, which apparently came about as the result of
two related developments. The first of these was the
introduction into the Red River delta of the more advanced
civilization of China, including technical and administrative
innovations and the more sophisticated level of Chinese
learning, which made the Vietnamese the most advanced people of
mainland Southeast Asia. This process was abetted by the efforts
of Chinese governors to achieve complete Sinicization through
the imposition of Chinese language, culture, customs, and
political institutions. The second development during this
period was the Vietnamese people’s resistance to total
assimilation and their use, at the same time, of the benefits of
Chinese civilization in their struggle against Chinese political
rule.
Soon after extending their domination over what is now
northern Vietnam, the Chinese constructed roads, waterways, and
harbours to improve access to the region and to ensure that they
maintained administrative and military control over it. They
improved local agriculture by introducing better methods of
irrigation as well as metal plows and draft animals. They
brought with them new tools and weapons, advanced forms of
pottery, and new mining techniques. For more than a century
after annexing Nam Viet, however, the Chinese refrained from
interfering with local administration. In the province of Giao
Chau, one of the administrative units into which the Han Chinese
rulers had divided the Vietnamese kingdom, local hereditary
lords exercised control over the peasant population, just as
they had while part of Nam Viet. Thus, although Vietnamese
territory was divided into military districts headed by Chinese
governors, it remained, in fact, a leniently governed Chinese
protectorate.
This form of government changed in the 1st century ad, when
an energetic governor realized that the continuing rule of the
local Viet lords over the population was an obstacle to
Sinicization. The desire to exploit the fertile Red River delta
and its mountainous backcountry was certainly one reason why the
expansionist Han dynasty wanted to hold on to Vietnam: there
were vast forests and precious metals in the mountains, pearls
in the sea, elephants with tusks of ivory, and a peasantry that
could be taxed and recruited for forced labour. China’s main
interest in controlling the Red River delta, however, was to use
it as a stopover for ships engaged in the Han dynasty’s nascent
maritime trade with the East Indies (i.e., present-day
Indonesia), India, and even the Middle East. Vessels from many
countries with which China developed commercial relations docked
at the harbours along the Vietnamese coast, not only bringing
new goods but also establishing contacts with a wider world and
thus promoting the development of the country. In this process,
which began early in the 1st century ad, economic, political,
and cultural functions emerged that the hereditary local lords
were unable to discharge—another reason why direct rule by
Chinese officials became increasingly important.
As in all regions conquered by the Chinese during the Han
dynasty (206 bc–ad 221, with a brief interruption in ad 8–23),
the establishment of direct Chinese rule was accompanied by
efforts to transform the people of the Red River delta into
Chinese. Local customs were suppressed, and Chinese customs,
rites, and institutions were imposed by force. Daoist and
Confucian teachings were pressed upon the local people, together
with instruction in the Chinese language; even Chinese clothing
and hairstyles became obligatory. Many of these elements of
Chinese civilization were readily integrated into the indigenous
local culture and ultimately benefited the Vietnamese people,
but Sinicization never succeeded in reconciling them, especially
their leaders, with Chinese political domination. Even the
educated Vietnamese who knew Chinese and wrote only in Chinese
continued to use the local spoken language.
The first major rebellion against Chinese rule broke out in
ad 40, led by the Trung sisters. Trung Trac was a noblewoman
whose husband, a tribal lord, had been executed by the Chinese.
She and her sister, Trung Nhi, gathered together the tribal
chiefs and their armed followers, attacked and overwhelmed the
Chinese strongholds, and had themselves proclaimed queens of an
independent Vietnamese kingdom. Three years later a powerful
army sent by the Han emperor reestablished Chinese rule; the
local aristocracy was deprived of all power, Vietnam was given a
centralized Chinese administration, and Sinicization was resumed
with increased intensity. The Trung sisters were apparently put
to death by their conquerors.
Chinese rule, although challenged several more times,
remained secure so long as China itself was effectively
controlled by its own emperors. When the T’ang dynasty (618–907)
went into decline in the early 10th century, a series of
uprisings broke out in Vietnam, which led in 939 to the
restoration of Vietnamese independence.
The first period of independence
The Ly dynasty
Ngo Quyen, a Vietnamese commander who defeated the
Chinese in 939, became the first head of the new independent
Vietnamese province. For more than a half century, however,
independence brought neither peace nor political stability. In
the early 11th century, the Vietnamese province was finally
unified under a centralized administration by Ly Thai To, the
founder of the Ly dynasty (sometimes called the Later Ly
dynasty; 1009–1225). The Ly rulers established their capital at
Thang Long (Hanoi), in the heart of the Red River delta,
modernized the agricultural system, and in 1076 replaced the
divisive local lords with a system of administrative officials
trained in a civil service institute based on the Chinese model.
Although the new kingdom, now called Dai Viet (replacing the
Chinese name, Annam), made considerable political, economic, and
cultural progress, it soon encountered problems with its
neighbours to the south. In the 12th and 13th centuries, Dai
Viet fought several wars against the Islamic, Indianized kingdom
of Champa on the central coast. It also clashed with the Khmer
(Cambodian) empire, with its capital at Angkor, then the
greatest power in mainland Southeast Asia.
The Tran dynasty
By the time of its conflicts with Champa and the Khmer,
the Ly dynasty was already in decline. It was succeeded, after a
period of civil strife, by a new dynasty called the Tran, which
reigned from 1225 to 1400. For most of their rule, the Tran
kings pursued the same policies that had made the country strong
under the Ly. The Tran rulers continued to clash with Champa,
but they were also able to maintain several periods of peaceful
coexistence. The primary challenge to the independence of Da
Viet, however, came from the north. The Yuan (Mongol) dynasty,
which had come to power in China in 1279, sent armies estimated
at more than 300,000 soldiers to restore the Red River delta to
Chinese rule. The Tran resisted stubbornly and were eventually
able to drive out the invaders. The general who commanded the
Vietnamese forces, Tran Hung Dao, is still venerated as one of
the great heroes of Vietnamese history.
The drain of these wars on Dai Viet’s resources, together
with the declining vigour of its rulers, precipitated a deep
economic and social crisis and led to the overthrow of the Tran
dynasty in 1400. The deposed Tran ruler appealed to China to
help him regain the throne. China, by then ruled by emperors of
the Ming dynasty (1368–1644), seized this opportunity to invade
Dai Viet again in 1407. The Ming rulers reestablished direct
Chinese administrationand resumed the assimilation policies
begun by their predecessors. Dai Viet became Annam once more.
Expansion, division, and reunification
By the beginning of the 15th century, any attempt to
force the Vietnamese people to become Chinese served only to
strengthen their nationalist sentiments and their determination
to throw off the Chinese yoke. Le Loi, a wealthy landowner in
the province of Thanh Hoa, located south of the Red River delta,
launched a movement of national resistance in 1418; after a
10-year struggle, the Chinese were forced to withdraw. Le Loi,
who shortly thereafter declared himself emperor under the name
of Le Thai To, became the founder of the third great Vietnamese
dynasty, the Later Le (sometimes simply referred to as the Le).
Although the rulers of the Later Le were no longer in power
after 1600, they nominally headed the kingdom until 1788.
The Later Le dynasty
Like the better rulers of the Ly and Tran dynasties, Le
Thai To and some of his successors introduced many reforms. They
gave Dai Viet a highly sophisticated legal code; promoted art,
literature, and education; advanced agriculture; protected
communal lands against the greed of large landowners; and even
enforced a general redistribution of land among the entire
population at the expense of the large landowners. The problem
of landlessness remained acute, however, because of population
increases and the limited amount of land available in the north.
The lack of land was one of the reasons rulers during the Le
dynasty pursued a policy of territorial expansion, which was
aimed initially at driving the Chams (of Champa) from the small
but fertile deltas to the south. Most of Champa was conquered in
1471 under the leadership of Le Thanh Tong (ruled 1460–97).
Soldiers in the advancing Vietnamese army settled in newly
established villages from Da Nang to the neighbourhood of Nha
Trang, in what became the first great Vietnamese push to the
south. The elimination of Champa was followed by incursions into
the Cambodian territory of the Mekong River delta, which the
declining Khmer empire was no longer able to defend. Saigon (Ho
Chi Minh City) became Vietnamese shortly before 1700, and the
rest of the south followed during the next 60 years. With the
exception of the southern province of Soc Trang, which was not
annexed until 1840, Vietnam had reached its present size by
1757.
The extension of Dai Viet to the south, ultimately reaching a
length of some 1,000 miles (1,600 km), altered the historical
evolution of the Vietnam. Before the conquest of Champa at the
end of the 15th century, Dai Viet’s chief characteristic had
been the existence of a strong central power at the head of a
unified administration. The Vietnamese kingdom was subsequently
divided twice during the next 150 years, and its partitioned
governments were in each case at war with each other for
decades.
Two divisions of Dai Viet
The first and shorter division of the country occurred
soon after the elimination of Champa. The Mac family, led by Mac
Dang Dung, the governor of Thang Long (Hanoi), made themselves
masters of Dai Viet in 1527. The deposed Le rulers and the
generals loyal to them regained control of the lands south of
the Red River delta in 1545, but only after nearly 50 years of
civil war were they able to reconquer Thang Long and the north.
Of much longer duration and greater historical significance
was the second division of Dai Viet, which occurred about 1620,
when the noble Nguyen family, who had governed the country’s
growing southern provinces from Hue since 1558, rejected Thang
Long’s suzerainty. After the country was reunited following its
first division, the Le monarchs in Thang Long were rulers in
name only; all real power was in the hands of the Trinh family,
who had made themselves hereditary princes in charge of the
government. For 50 years the Trinh rulers tried in vain to
regain control of the southern half of the kingdom by military
means. The failure of their last campaign in 1673 was followed
by a 100-year truce, during which both the Nguyen and the Trinh
paid lip service to Vietnamese unity under the Le dynasty but
maintained separate governments in the two halves of the
country.
Unity was reestablished only after a 30-year period of
revolution, political chaos, and civil war (1772–1802). Although
the revolution started in the south, it was directed against the
ruling houses of both south and north. It was led by three
brothers, whose name in history—Tay Son—was that of their native
village. The Tay Sons overthrew the southern regime in 1777 and
killed the ruling family. While the Tay Sons waged war against
the north, one member of the southern royal family—Nguyen Anh,
who had escaped the massacre—regained control of Saigon and the
deep south in 1778, but he was driven out again by the Tay Sons
in 1783. When the Tay Sons also defeated the Trinh in 1786 and
occupied Thang Long, Dai Viet was briefly reunited under Tay Son
rule. In 1788 the Chinese tried to exploit the Vietnamese
crisis, but the Tay Son rulers—who had abolished the Later Le
dynasty—were able to defeat the Chinese invaders. During that
same year, however, Nguyen Anh succeeded, with French military
assistance, in occupying Saigon and the Mekong delta. In a
series of campaigns that lasted 14 years, Nguyen Anh defeated
the Tay Sons and gained control of the entire kingdom. When Hue
and Thang Long fell to his armies in 1802, he proclaimed himself
emperor, under the name Gia Long, of a reunited Da Viet, which
he renamed Vietnam.
State and society in precolonial Vietnam
The rule of Gia Long and his successors until the
conquest of Vietnam by France in the late 19th century brought
no innovations in the organization of the state, the basic
character of which had already been firmly established by the Ly
emperors during the 11th century. The Ly rulers had successfully
fought the revival of local feudalism, which was rooted in the
powers exercised by tribal chiefs before the coming of the
Chinese. From the 11th century, Dai Viet remained a centralized
kingdom headed by a monarch whose absolute powers were said to
derive from a mandate from heaven—one aspect of the thoroughly
Confucian character of the Vietnamese state. The Ly rulers,
following the Chinese model, established a fixed hierarchy with
a ranking system of nine grades for all public officials.
Mandarins assigned to civil and military positions were
appointed by the emperor and were responsible only to him. All
mandarins—those at the very top at the imperial court as well as
those in the lowest ranks of the provincial and local
administration—were recruited and assigned to one of the nine
grades in the official hierarchy in only one way: through civil
service examinations taken after years of study. As a rule, only
the wealthy could spend the time required for these studies.
Nevertheless, except in periods of dynastic decline when offices
were sometimes for sale, the road to positions of power was
through scholarship, not wealth.
The concept of a division of powers was alien to the
precolonial rulers. The emperor, with the help of high court
mandarins, was not only the supreme lawmaker and head of all
civil and military institutions but also the dispenser of
justice in both criminal and civil cases, and he delegated his
powers to the hierarchy of mandarins in the provinces and
villages. Even public functions of a religious character were
the sole prerogative of the emperor and his representatives at
the lower levels of the administration. No military caste ever
exercised control over the state, no religious hierarchy existed
outside the mandarins, and no aristocracy with political
influence was allowed to arise. Titles of nobility, bestowed as
honours, were not hereditary.
The economic policies of the great Vietnamese dynasties also
favoured the maintenance of imperial and mandarin power. Through
the 900 years of independence, from the end of Chinese
domination until the beginning of French colonial rule, the
Vietnamese economy remained almost exclusively agricultural.
Artisan and fishing villages existed, and there was some mining;
but the mass of people were engaged in the cultivation of rice,
and neither domestic nor international trade was systematically
promoted. No property-owning middle class of merchants ever
threatened the authority of the scholar mandarins, and the
rising power of great landowners was periodically diminished
through the redistribution of land. Gia Long and his successor,
Minh Mang, actually abolished all huge landholdings during the
first half of the 19th century. Theoretically, the emperor owned
all the land, and it was by imperial decree that the settlers on
newly conquered territories received their plots in the villages
that sprang up from the Red River delta south to the Mekong
delta.
Vietnam’s rigid absolutism was limited to a certain extent by
the importance given to the family in accordance with the
Confucian concept that the family is the basic unit of civilized
society; submission to the authority of the family head thus was
the foremost moral obligation of every citizen, even more
important than obedience to the ruler. The autocratic character
of society was also eased slightly by the limited authority
granted to the village administration; local affairs were
handled by a council of notables elected, as a rule, from the
more prosperous or otherwise prominent citizens. Among the
duties of these notables were the enforcement of law, the
conscription of army and forced-labour recruits, and the
assessment of taxes. Next to devotion to family, loyalty to the
village was the duty of every Vietnamese.
Western penetration of Vietnam
In 1516 Portuguese adventurers arriving by sea
inaugurated the era of Western penetration of Vietnam. They were
followed in 1527 by Dominican missionaries, and eight years
later a Portuguese port and trading centre were established at
Faifo (modern Hoi An), south of present-day Da Nang. More
Portuguese missionaries arrived later in the 16th century, and
they were followed by other Europeans. The best-known of these
was the French Jesuit missionary Alexandre de Rhodes, who
completed a transcription of the Vietnamese language into Roman
script that later was adopted by modern Vietnamese as their
official writing system, Quoc-ngu (“national language”).
By the end of the 17th century, however, the two rival
Vietnamese domains (under the Nguyen family in the south, and
the Trinh family in the north) had lost interest in maintaining
relations with European countries; the only window left open to
the West was at Faifo, where the Portuguese retained a trading
mission. For decades the French had tried without success to
retain some influence in the area. Only at the end of the 18th
century was a missionary named Pigneau de Béhaine able to
restore a French presence by assisting Nguyen Anh in wresting
control of Dai Viet from the Tay Sons.
Upon becoming emperor, however, Nguyen Anh (now Gia Long) did
not favour Christianity. Under his strongly anti-Western
successor, Minh Mang (ruled 1820–41), all French advisers were
dismissed, while seven French missionaries and an unknown number
of Vietnamese Christians were executed. After 1840 French Roman
Catholic interests openly demanded military intervention to
prevent the persecution of missionaries. In 1847 the French took
reprisals against Vietnam for expelling additional missionaries,
but 10 years passed before Paris prepared a military expedition
against Vietnam.
The conquest of Vietnam by France
The decision to invade Vietnam was made by Napoleon III
in July 1857. It was the result not only of missionary
propaganda but also, after 1850, of the upsurge of French
capitalism, which generated the need for overseas markets and
the desire for a larger French share of the Asian territories
conquered by the West. The naval commander in East Asia, Rigault
de Genouilly, long an advocate of French military action against
Vietnam, was ordered to attack the harbour and city of Tourane
(Da Nang) and to turn it into a French military base. Genouilly
arrived at Tourane in August 1858 with 14 vessels and 2,500 men;
the French stormed the harbour defenses on September 1 and
occupied the town a day later. Genouilly soon recognized,
however, that he could make no further progress around Tourane
and decided to attack Saigon. Leaving a small garrison behind to
hold Tourane, he sailed southward in February 1859 and seized
Saigon two weeks later.
Vietnamese resistance prevented the French from advancing
beyond Saigon, and it took French troops, under new command,
until 1861 to occupy the three adjacent provinces. The
Vietnamese, unable to mount effective resistance to the invaders
and their advanced weapons, concluded a peace treaty in June
1862, which ceded the conquered territories to France. Five
years later additional territories in the south were placed
under French rule. The entire colony was named Cochinchina.
It had taken the French slightly more than eight years to
make themselves masters of Cochinchina (a protectorate already
had been imposed on Cambodia in 1863). It took them 16 more
years to extend their control over the rest of the country. They
made a first attempt to enter the Red River delta in 1873, after
a French naval officer and explorer named Francis Garnier had
shown, in a hazardous expedition, that the Mekong River could
not serve as a trade route into southwestern China. Garnier had
some support from the French governor of Cochinchina, but when
he was killed in a battle with Chinese pirates near Hanoi, the
attempt to conquer the north collapsed.
Within a decade, France had returned to the challenge. In
April 1882, with the blessing of Paris, the administration at
Saigon sent a force of 250 men to Hanoi under Capt. Henri
Rivière. When Rivière was killed in a skirmish, Paris moved to
impose its rule by force over the entire Red River delta. In
August 1883 the Vietnamese court signed a treaty that turned
northern Vietnam (named Tonkin by the French) and central
Vietnam (named Annam, based on an early Chinese name for the
region) into French protectorates. Ten years later the French
annexed Laos and added it to the so-called Indochinese Union,
which the French created in 1887. The union consisted of the
colony of Cochinchina and the four protectorates of Annam,
Tonkin, Cambodia, and Laos.
Colonial Vietnam
French administration
The French now moved to impose a Western-style
administration on their colonial territories and to open them to
economic exploitation. Under Gov.-Gen. Paul Doumer, who arrived
in 1897, French rule was imposed directly at all levels of
administration, leaving the Vietnamese bureaucracy without any
real power. Even Vietnamese emperors were deposed at will and
replaced by others willing to serve the French. All important
positions within the bureaucracy were staffed with officials
imported from France; even in the 1930s, after several periods
of reforms and concessions to local nationalist sentiment,
Vietnamese officials were employed only in minor positions and
at very low salaries, and the country was still administered
along the lines laid down by Doumer.
Doumer’s economic and social policies also determined, for
the entire period of French rule, the development of French
Indochina, as the colony became known in the 20th century. The
railroads, highways, harbours, bridges, canals, and other public
works built by the French were almost all started under Doumer,
whose aim was a rapid and systematic exploitation of Indochina’s
potential wealth for the benefit of France; Vietnam was to
become a source of raw materials and a market for
tariff-protected goods produced by French industries. The
exploitation of natural resources for direct export was the
chief purpose of all French investments, with rice, coal, rare
minerals, and later also rubber as the main products. Doumer and
his successors up to the eve of World War II were not interested
in promoting industry there, the development of which was
limited to the production of goods for immediate local
consumption. Among these enterprises—located chiefly in Saigon,
Hanoi, and Haiphong (the outport for Hanoi)—were breweries,
distilleries, small sugar refineries, rice and paper mills, and
glass and cement factories. The greatest industrial
establishment was a textile factory at Nam Dinh, which employed
more than 5,000 workers. The total number of workers employed by
all industries and mines in Vietnam was some 100,000 in 1930.
Because the aim of all investments was not the systematic
economic development of the colony but the attainment of
immediate high returns for investors, only a small fraction of
the profits was reinvested.
Effects of French colonial rule
Whatever economic progress Vietnam made under the French
after 1900 benefited only the French and the small class of
wealthy Vietnamese created by the colonial regime. The masses of
the Vietnamese people were deprived of such benefits by the
social policies inaugurated by Doumer and maintained even by his
more liberal successors, such as Paul Beau (1902–07), Albert
Sarraut (1911–14 and 1917–19), and Alexandre Varenne (1925–28).
Through the construction of irrigation works, chiefly in the
Mekong delta, the area of land devoted to rice cultivation
quadrupled between 1880 and 1930. During the same period,
however, the individual peasant’s rice consumption decreased
without the substitution of other foods. The new lands were not
distributed among the landless and the peasants but were sold to
the highest bidder or given away at nominal prices to Vietnamese
collaborators and French speculators. These policies created a
new class of Vietnamese landlords and a class of landless
tenants who worked the fields of the landlords for rents of up
to 60 percent of the crop, which was sold by the landlords at
the Saigon export market. The mounting export figures for rice
resulted not only from the increase in cultivable land but also
from the growing exploitation of the peasantry.
The peasants who owned their land were rarely better off than
the landless tenants. The peasants’ share of the price of rice
sold at the Saigon export market was less than 25 percent.
Peasants continually lost their land to the large owners because
they were unable to repay loans given them by the landlords and
other moneylenders at exorbitant interest rates. As a result,
the large landowners of Cochinchina (less than 3 percent of the
total number of landowners) owned 45 percent of the land, while
the small peasants (who accounted for about 70 percent of the
owners) owned only about 15 percent of the land. The number of
landless families in Vietnam before World War II was estimated
at half of the population.
The peasants’ share of the crop—after the landlords, the
moneylenders, and the middlemen (mostly Chinese) between
producer and exporter had taken their share—was still more
drastically reduced by the direct and indirect taxes the French
had imposed to finance their ambitious program of public works.
Other ways of making the Vietnamese pay for the projects
undertaken for the benefit of the French were the recruitment of
forced labour for public works and the absence of any protection
against exploitation in the mines and rubber plantations,
although the scandalous working conditions, the low salaries,
and the lack of medical care were frequently attacked in the
French Chamber of Deputies in Paris. The mild social legislation
decreed in the late 1920s was never adequately enforced.
Apologists for the colonial regime claimed that French rule
led to vast improvements in medical care, education, transport,
and communications. The statistics kept by the French, however,
appear to cast doubt on such assertions. In 1939, for example,
no more than 15 percent of all school-age children received any
kind of schooling, and about 80 percent of the population was
illiterate, in contrast to precolonial times when the majority
of the people possessed some degree of literacy. With its more
than 20 million inhabitants in 1939, Vietnam had but one
university, with fewer than 700 students. Only a small number of
Vietnamese children were admitted to the lycées (secondary
schools) for the children of the French. Medical care was well
organized for the French in the cities, but in 1939 there were
only 2 physicians for every 100,000 Vietnamese, compared with 76
per 100,000 in Japan and 25 per 100,000 in the Philippines.
Two other aspects of French colonial policy are significant
when considering the attitude of the Vietnamese people,
especially their educated minority, toward the colonial regime:
one was the absence of any kind of civil liberties for the
native population, and the other was the exclusion of the
Vietnamese from the modern sector of the economy, especially
industry and trade. Not only were rubber plantations, mines, and
industrial enterprises in foreign hands—French, where the
business was substantial, and Chinese at the lower levels—but
all other business was as well, from local trade to the great
export-import houses. The social consequence of this policy was
that, apart from the landlords, no property-owning indigenous
middle class developed in colonial Vietnam. Thus, capitalism
appeared to the Vietnamese to be a part of foreign rule; this
view, together with the lack of any Vietnamese participation in
government, profoundly influenced the nature and orientation of
the national resistance movements.
Movements of national liberation
The anticolonial movement in Vietnam can be said to have
started with the establishment of French rule. Many local
officials of Cochinchina refused to collaborate with the French.
Some led guerrilla groups, composed of the remnants of the
defeated armies, in attacks on French outposts. A much broader
resistance movement developed in Annam in 1885, led by the great
scholar Phan Dinh Phung, whose rebellion collapsed only after
his death in 1895.
The main characteristic of the national movement during this
first phase of resistance, however, was its political
orientation toward the past. Filled with ideas of precolonial
Vietnam, its leaders wanted to be rid of the French in order to
reestablish the old imperial order. Because this aspiration had
little meaning for the generation that came to maturity after
1900, this first stage of anticolonial resistance did not
survive the death of its leader.
Modern nationalism
A new national movement arose in the early 20th century.
Its most prominent spokesman was Phan Boi Chau, with whose rise
the old traditionalist opposition gave way to a modern
nationalist leadership that rejected French rule but not Western
ideas, science, and technology. In 1905 Chau went to Japan. His
plan, mildly encouraged by some Japanese statesmen, was to free
Vietnam with Japanese help. Chau smuggled hundreds of young
Vietnamese into Japan, where they studied the sciences and
underwent training for clandestine organization, political
propaganda, and terrorist action. Inspired by Chau’s writings,
nationalist intellectuals in Hanoi opened the Free School of
Tonkin in 1907, which soon became a centre of anti-French
agitation and consequently was suppressed after a few months.
Also, under the inspiration and guidance of Chau’s followers,
mass demonstrations demanding a reduction of high taxes took
place in many cities in 1908. Hundreds of demonstrators and
suspected organizers were arrested—some were condemned to death,
while others were sent to Con Son (Poulo Condore) Island in the
South China Sea, which the French turned into a penal camp for
Vietnamese nationalists.
Phan Boi Chau went to China in 1910, where a revolution had
broken out against the Qing (Manchu) dynasty. There he set up a
republican government-in-exile to attract the support of
nationalist groups. After the French arranged his arrest and
imprisonment in China (1914–17), however, his movement began to
decline. In 1925 Chau was seized by French agents in Shanghai
and brought back to Vietnam for trial; he died under house
arrest in 1940.
After World War I the movement for national liberation
intensified. A number of prominent intellectuals sought to
achieve reforms by obtaining political concessions from the
colonial regime through collaboration with the French. The
failure of such reformist efforts led to a revival of
clandestine and revolutionary groups, especially in Annam and
Tonkin; among these was the Vietnamese Nationalist Party (Viet
Nam Quoc Dan Dang, founded in 1927 and usually referred to as
the VNQDD). The VNQDD preached terrorist action and penetrated
the garrisons of indigenous troops with a plan to oust the
French in a military uprising. On the night of Feb. 9–10, 1930,
the troops of one garrison in Tonkin killed their French
officers, but they were overwhelmed a day later and summarily
executed. A wave of repression followed that took hundreds of
lives and sent thousands to prison camps. The VNQDD was
virtually destroyed, and for the next 15 years it existed mainly
as a group of exiles in China supported by the Chinese
Nationalist Party (Kuomintang).
Vietnamese communism
The year 1930 was important in the history of Vietnam for
yet another reason. Five years earlier, a new figure, destined
to become the most prominent leader in the national movement,
had appeared on the scene as an expatriate revolutionary in
South China. He was Nguyen Ai Quoc, better known by his later
pseudonym of Ho Chi Minh. In June 1925 Ho Chi Minh had founded
the Revolutionary Youth League of Vietnam, the predecessor of
the Indochinese Communist Party.
Ho Chi Minh had left Vietnam as a young seaman in 1911 and
traveled widely before settling in Paris in 1917. He joined the
Communist Party of France in 1920 and later spent several years
in Moscow and China in the service of the international
communist movement. After making his Revolutionary Youth League
the most influential of all clandestine resistance groups, he
succeeded in early 1930 in forming the Vietnamese Communist
Party—from late 1930 called the Indochinese Communist Party—from
a number of competing communist organizations. In May of that
year the communists exploited conditions of near starvation over
large areas of central Vietnam by staging a broad peasant
uprising, during which numerous Vietnamese officials and many
landlords were killed, and “Soviet” administrations were set up
in several provinces of Annam. It took the French until the
spring of 1931 to suppress this movement and, in an unparalleled
wave of terror, to reestablish control.
Unlike the dispersed and disoriented leadership of the VNQDD
and some smaller nationalist groups, the Indochinese Communist
Party recovered quickly from the setback of 1931, relying on
cadres trained in the Soviet Union and China. After 1936, when
the French extended some political freedoms to the colonies, the
party skillfully exploited all opportunities for the creation of
legal front organizations, through which it extended its
influence among intellectuals, workers, and peasants. When
political freedoms were again curtailed at the outbreak of World
War II, the Communist Party, now a well-disciplined
organization, was forced back into hiding.
World War II and independence
For five years during World War II, Indochina was a
French-administered possession of Japan. On Sept. 22, 1940, Jean
Decoux, the French governor-general appointed by the Vichy
government after the fall of France to the Nazis, concluded an
agreement with the Japanese that permitted the stationing of
30,000 Japanese troops in Indochina and the use of all major
Vietnamese airports by the Japanese military. The agreement made
Indochina the most important staging area for all Japanese
military operations in Southeast Asia. The French administration
cooperated with the Japanese occupation forces and was ousted
only toward the end of the war (in March 1945), when the
Japanese began to fear that the French forces might turn against
them as defeat approached. After the French had been disarmed,
Bao Dai, the last French-appointed emperor of Vietnam, was
allowed to proclaim the independence of his country and to
appoint a Vietnamese national government at Hue; however, all
real power remained in the hands of the Japanese military
commanders.
Meanwhile, in May 1941, at Ho Chi Minh’s urging, the
Communist Party formed a broad nationalist alliance under its
leadership called the League for the Independence of Vietnam,
which subsequently became known as the Viet Minh. Ho, returning
to China to seek assistance, was arrested and imprisoned there
by the Nationalist government. After his release he returned to
Vietnam and began to cooperate with Allied forces by providing
information on Japanese troop movements in Indochina. At the
same time, he sought recognition of the Viet Minh as the
legitimate representative of Vietnamese nationalist aspirations.
When the Japanese surrendered in August 1945, the communist-led
Viet Minh ordered a general uprising, and, with no one organized
to oppose them, they were able to seize power in Hanoi. Bao Dai,
the Vietnamese emperor, abdicated a few days later and declared
his fealty to the newly proclaimed Democratic Republic of
Vietnam.
The Communist Party had clearly gained the upper hand in its
struggle to outmaneuver its disorganized rivals, such as the
noncommunist VNQDD. The French, however, were determined to
restore their colonial presence in Indochina and, with the aid
of British occupation forces, seized control of Cochinchina.
Thus, at the beginning of 1946, there were two Vietnams: a
communist north and a noncommunist south.
Joseph Buttinger
William J. Duiker
William S. Turley
The First Indochina War
Negotiations between the French and Ho Chi Minh led to an
agreement in March 1946 that appeared to promise a peaceful
solution. Under the agreement France would recognize the Viet
Minh government and give Vietnam the status of a free state
within the French Union. French troops were to remain in
Vietnam, but they would be withdrawn progressively over five
years. For a period in early 1946 the French cooperated with Ho
Chi Minh as he consolidated the Viet Minh’s dominance over other
nationalist groups, in particular those politicians who were
backed by the Chinese Nationalist Party.
Despite tactical cooperation between the French and the Viet
Minh, their policies were irreconcilable: the French aimed to
reestablish colonial rule, while Hanoi wanted total
independence. French intentions were revealed in the decision of
Georges-Thierry d’Argenlieu, the high commissioner for
Indochina, to proclaim Cochinchina an autonomous republic in
June 1946. Further negotiations did not resolve the basic
differences between the French and the Viet Minh. In late
November 1946 French naval vessels bombarded Haiphong, causing
several thousand civilian casualties; the subsequent Viet Minh
attempt to overwhelm French troops in Hanoi in December is
generally considered to be the beginning of the First Indochina
War.
Initially confident of victory, the French long ignored the
real political cause of the war—the desire of the Vietnamese
people, including their anticommunist leaders, to achieve unity
and independence for their country. French efforts to deal with
those issues were devious and ineffective. The French reunited
Cochinchina with the rest of Vietnam in 1949, proclaiming the
Associated State of Vietnam, and appointed the former emperor
Bao Dai as chief of state. Most nationalists, however, denounced
these maneuvers, and leadership in the struggle for independence
from the French remained with the Viet Minh.
Meanwhile, the Viet Minh waged an increasingly successful
guerrilla war, aided after 1949 by the new communist government
of China. The United States, fearful of the spread of communism
in Asia, sent large amounts of aid to the French. The French,
however, were shaken by the fall of their garrison at Dien Bien
Phu in May 1954 and agreed to negotiate an end to the war at an
international conference in Geneva.
The two Vietnams (1954–65)
The agreements concluded in Geneva between April and July
1954 (collectively called the Geneva Accords) were signed by
French and Viet Minh representatives and provided for a
cease-fire and temporary division of the country into two
military zones at latitude 17 °N (popularly called the 17th
parallel). All Viet Minh forces were to withdraw north of that
line, and all French and Associated State of Vietnam troops were
to remain south of it; permission was granted for refugees to
move from one zone to the other during a limited time period. An
international commission was established, composed of Canadian,
Polish, and Indian members under an Indian chairman, to
supervise the execution of the agreement.
This agreement left the Democratic Republic of Vietnam
(henceforth called North Vietnam) in control of only the
northern half of the country. The last of the Geneva
Accords—called the Final Declaration—provided for elections,
supervised by the commission, to be held throughout Vietnam in
July 1956 in order to unify the country. Viet Minh leaders
appeared certain to win these elections, and the United States
and the leaders in the south would not approve or sign the Final
Declaration; elections were never held.
In the midst of a mass migration of nearly one million people
from the north to the south, the two Vietnams began to
reconstruct their war-ravaged land. With assistance from the
Soviet Union and China, the Hanoi government in the north
embarked on an ambitious program of socialist industrialization;
they also began to collectivize agriculture in earnest in 1958.
In the south a new government appointed by Bao Dai began to
build a new country. Ngo Dinh Diem, a Roman Catholic, was named
prime minister and succeeded with American support in
stabilizing the anticommunist regime in Saigon. He eliminated
pro-French elements in the military and abolished the local
autonomy of several religious-political groups. Then, in a
government-controlled referendum in October 1955, Diem removed
Bao Dai as chief of state and made himself president of the
Republic of Vietnam (South Vietnam).
Diem’s early success in consolidating power did not result in
concrete political and economic achievements. Plans for land
reform were sabotaged by entrenched interests. With the
financial backing of the United States, the regime’s chief
energies were directed toward building up the military and a
variety of intelligence and security forces to counter the
still-influential Viet Minh. Totalitarian methods were directed
against all who were regarded as opponents, and the favouritism
shown to Roman Catholics alienated the majority Buddhist
population. Loyalty to the president and his family was made a
paramount duty, and Diem’s brother, Ngo Dinh Nhu, founded an
elitist underground organization to spy on officials, army
officers, and prominent local citizens. Diem also refused to
participate in the all-Vietnamese elections described in the
Final Declaration. With support from the north, communist-led
forces—popularly called the Viet Cong—launched an insurgency
movement to seize power and reunify the country. The
insurrection appeared close to succeeding, when Diem’s army
overthrew him in November 1963. Diem and his brother Nhu were
killed in the coup.
The Second Indochina War
The government that seized power after Diem’s ouster,
however, was no more effective than its predecessor. A period of
political instability followed, until the military firmly seized
control in June 1965 under Nguyen Cao Ky. Militant Buddhists who
had helped overthrow Diem strongly opposed Ky’s government, but
he was able to break their resistance. Civil liberties were
restricted, political opponents—denounced as neutralists or
pro-communists—were imprisoned, and political parties were
allowed to operate only if they did not openly criticize
government policy. The character of the regime remained largely
unchanged after the presidential elections in September 1967,
which led to the election of Gen. Nguyen Van Thieu as president.
No less evident than the oppressive nature of the Saigon
regime was its inability to cope with the Viet Cong. The
insurgent movement, aided by a steady infiltration of weapons
and advisers from the north, steadily built its fighting
strength from about 30,000 men in 1963 to about 150,000 in 1965
when, in the opinion of many American intelligence analysts, the
survival of the Saigon regime was seriously threatened. In
addition, the political opposition in the south to Saigon became
much more organized. The National Front for the Liberation of
the South, popularly called the National Liberation Front (NLF),
had been organized in late 1960 and within four years had a huge
following.
Growing U.S. involvement in the war
Until 1960 the United States had supported the Saigon
regime and its army only with military equipment, financial aid,
and, as permitted by the Geneva Accords, 700 advisers for
training the army. The number of advisers had increased to
17,000 by the end of 1963, and they were joined by an increasing
number of American helicopter pilots. All of this assistance,
however, proved insufficient to halt the advance of the Viet
Cong, and in February 1965 U.S. Pres. Lyndon B. Johnson ordered
the bombing of North Vietnam, hoping to prevent further
infiltration of arms and troops into the south. Four weeks after
the bombing began, the United States started sending troops into
the south. By July the number of U.S. troops had reached 75,000;
it continued to climb until it stood at more than 500,000 early
in 1968. Fighting beside the Americans were some 600,000 regular
South Vietnamese troops and regional and self-defense forces, as
well as smaller contingents from South Korea, Thailand,
Australia, and New Zealand.
Three years of intensive bombing of the north and fighting in
the south, however, did not weaken the will and strength of the
Viet Cong and their allies from the north. Infiltration of
personnel and supplies down the famous Ho Chi Minh Trail
continued at a high level, and regular troops from the north—now
estimated at more than 100,000—played a growing role in the war.
The continuing strength of the insurgent forces became evident
in the so-called Tet Offensive that began in late January 1968,
during which the Viet Cong and North Vietnamese attacked more
than 100 cities and military bases, holding on to some for
several weeks. After that, a growing conviction in the U.S.
government that continuing the war at current levels was no
longer politically acceptable led President Johnson to order a
reduction of the bombing in the north. This decision opened the
way for U.S. negotiations with Hanoi, which began in Paris in
May 1968. After the bombing was halted over the entire north in
November 1968, the Paris talks were enlarged to include
representatives of the NLF and the Saigon regime.
The war continued under a new U.S. president, Richard M.
Nixon, who began gradually to withdraw U.S. troops. Public
opposition to the war, however, escalated after Nixon ordered
attacks on the Ho Chi Minh Trail in Laos and on Viet Cong
sanctuaries inside Cambodia. In the meantime, the peace talks
went on in Paris.
Milton Edgeworth Osborne
William J. Duiker
William S. Turley
Withdrawal of U.S. troops
Finally, in January 1973 a peace treaty was signed by the
United States and all three Vietnamese parties (North Vietnam,
South Vietnam, and the Viet Cong). It provided for the complete
withdrawal of U.S. troops within 60 days and created a political
process for the peaceful resolution of the conflict in the
south. Nothing was said, however, about the presence of more
than 100,000 North Vietnamese troops in South Vietnam. The
signing of the Paris Agreement did not bring an end to the
fighting in Vietnam. The Saigon regime made a determined effort
to eliminate the communist forces remaining in the south, while
northern leaders continued to strengthen their military forces
in preparation for a possible future confrontation. By late 1974
Hanoi had decided that victory could be achieved only through
armed struggle, and early the next year North Vietnamese troops
launched a major offensive against the south. Saigon’s forces
retreated in panic and disorder, and President Thieu ordered the
abandonment of several northern provinces. Thieu’s effort to
stabilize the situation was too late, however, and on April 30,
1975, the communists entered Saigon in triumph. The Second
Indochina War was finally at an end.
The Socialist Republic of Vietnam
Reunification and early challenges
Following the communist victory, Vietnam remained
theoretically divided (although reunified in concept) until July
2, 1976, when the Socialist Republic of Vietnam was officially
proclaimed, with its capital at Hanoi. Vietnam at peace faced
formidable problems. In the south alone, millions of people had
been made homeless by the war, and more than one-seventh of the
population had been killed or wounded; the costs in the north
were probably as high or higher. Plans to reconstruct the
country called for the expansion of industry in the north and of
agriculture in the south. Within two years of the communist
victory, however, it became clear that Vietnam would face major
difficulties in realizing its goals.
Hanoi had been at war for more than a generation—indeed, Ho
Chi Minh had died in 1969—and the bureaucracy was poorly trained
to deal with the problems of peacetime economic recovery. The
government encountered considerable resistance to its policies,
particularly in the huge metropolis of Saigon (renamed Ho Chi
Minh City in 1976), where members of the commercial sector—many
of whom were ethnic Chinese—sought to avoid cooperating in the
new socialist economic measures and resisted assignment to “new
economic zones” in the countryside. During the late 1970s the
country also suffered major floods and drought that severely
reduced food production. When the regime suddenly announced a
program calling for the socialization of industry and
agriculture in the south in early 1978, hundreds of thousands of
people (mainly ethnic Chinese) fled the country on foot or by
boat.
These internal difficulties were compounded by problems in
foreign affairs. Perhaps unrealistically, the regime decided to
pursue plans to form a close alliance with new revolutionary
governments in neighbouring Laos and Cambodia (Kampuchea). Such
plans risked incurring not only the hostility of the United
States but also that of China, which had its own interests in
those countries. As Sino-Vietnamese relations soured, Hanoi
turned to Moscow and signed a treaty of friendship and
cooperation with the Soviet Union. In the meantime, relations
with the revolutionary Democratic Kampuchea (Khmer Rouge)
government in Cambodia rapidly deteriorated when it refused
Hanoi’s offer of a close relationship among the three countries
that once formed French Indochina. Savage border fighting
culminated in a Vietnamese invasion of Cambodia in December
1978. The Khmer Rouge were dislodged from power, and a
pro-Vietnamese government was installed in Phnom Penh.
Khmer Rouge forces now took refuge in isolated areas of the
country and began a guerrilla war of resistance against the new
government, the latter backed by some 200,000 Vietnamese troops.
In the meantime, China launched a brief but fierce punitive
invasion along the Sino-Vietnamese border in early 1979 in
response to Vietnamese actions in Cambodia. During the
month-long war the Chinese destroyed major Vietnamese towns and
inflicted heavy damage in the frontier zone, but they also
suffered heavy casualties from the Vietnamese defenders.
Vietnam was now nearly isolated in the world. Apart from the
protégé regime in Phnom Penh and the government of Laos, which
also depended heavily on Vietnamese aid for its survival, the
country was at odds with the rest of its regional neighbours.
The member states of the Association of Southeast Asian Nations
(ASEAN) opposed the Vietnamese occupation of Cambodia and joined
with China in supporting guerrilla resistance forces represented
by the Khmer Rouge and various noncommunist Cambodian groups. An
economic trade embargo was imposed on Vietnam by the United
States and most other Western countries. Only the Soviet Union
and its allies in eastern Europe stood by Vietnam.
Under such severe external pressure, Vietnam suffered
continuing economic difficulties. The cost of stationing troops
in Cambodia and of maintaining a strong defensive position along
the Chinese border was especially heavy. To make matters worse,
the regime encountered continuing problems in integrating the
southern provinces into a socialist economy. In the early 1980s
the government announced a number of reforms to spur the
economy. Then, following the death of veteran party chief Le
Duan in 1986 (Le Duan had succeeded Ho Chi Minh as party chief
in 1960) and his succession by the pro-reform Nguyen Van Linh,
the party launched a program of sweeping economic and
institutional renovation (doi moi). Actual implementation,
however, did not begin until 1988, when a deepening economic
crisis and declining support from the Soviet Union compelled the
government to slash spending, court foreign investment, and
liberalize trade. Other policies essentially legalized free
market activities that the government had previously tried to
limit or suppress.
William J. Duiker
William S. Turley
Vietnam since c. 1990
These measures stabilized the economy, but the sudden
collapse of communist rule in eastern Europe and disintegration
of the Soviet Union left Vietnam completely isolated. Having
begun removing its armed forces from Cambodia in 1985, Vietnam
completed withdrawal in September 1989 and intensified efforts
to improve relations with its neighbours. A peace conference in
Paris formally ended the Cambodian conflict in 1991 and provided
United Nations supervision until elections could be held in
1993. The Cambodian settlement removed a key obstacle to
normalizing relations with China, Japan, and Europe. The
Vietnamese agreement to help the United States determine the
fate of Americans missing in action encouraged the United States
to lift the embargo in 1994 and establish diplomatic relations
with Hanoi in 1995. Admission to membership in ASEAN in July
1995 symbolized Vietnam’s full acceptance into the family of
nations.
The return of peace and stability to the region allowed
Vietnam to concentrate on the economic reforms begun in the late
1980s. The government took a pragmatic approach, responding
flexibly to domestic realities while seeking ideas from diverse
international sources. Major components of reform included
instituting a relatively liberal foreign investment law,
decollectivizing agriculture, ending fixed prices and subsidies,
and significantly reducing the number of state-owned
enterprises. Results were on the whole favourable. The output of
food staples per capita, after a half century of decline,
increased sufficiently for Vietnam to become a sizeable exporter
of rice in 1989. Job creation in the private sector made up for
job losses in the public sector. Foreign investment spurred
growth in crude oil production, light manufacturing, and
tourism. Vietnam also redirected its trade in a remarkably short
period of time from ex-communist countries to such new partners
as Hong Kong, Singapore, South Korea, Taiwan, and Japan. Growth
in the gross domestic product (GDP) averaged nearly 8 percent
annually through the 1990s.
With success, however, came a weakening of commitment to
further change and renewed concern about preserving Vietnam’s
"socialist orientation." One consequence was the continued
prominence in the economy of state-owned enterprises, fewer than
half of which were profitable but which accounted for nearly
one-third of GDP. Leaders also worried that the corruption,
inequality, and materialism associated with the new market
economy could undermine support for the party. In 1991, Nguyen
Van Linh yielded the party’s chairmanship to Do Muoi, a
cautious, consensus-seeking politician. Although a new
constitution enacted in 1992 was seen as a step toward loosening
party control of the government, the party remained unwilling to
share power with noncommunist elements. Muoi’s replacement, Le
Kha Phieu, chosen in 1997 after months of bitter factional
infighting, lacked both the power and the determination to
accelerate the pace of reform. Internal opposition to further
liberalization caused Vietnam in 1999 to decide, after years of
negotiation, not to sign a trade agreement with the United
States that would have also secured membership in the World
Trade Organization (WTO). In the face of relentless
globalization, Vietnam was threatened by paralysis on account of
its reluctance to reform its political institutions.
Impatience with government corruption and slowing economic
growth (exacerbated by the Asian economic crisis of the late
1990s) catalyzed large-scale demonstrations early in the 21st
century. The demonstrations, in turn, ultimately contributed to
the senior party leaders’ decision to replace Le Kha Phieu with
Nong Duc Manh in April 2001. The new party leader immediately
took steps to curb corruption, and to integrate Vietnam more
fully into the global economy. Once again, the country’s GDP
experienced a surge of growth. Trade negotiations with the
United States were rekindled, and an accord was signed later
that year. At the end of 2006, Vietnam ratified the accession
agreement to become the WTO’s 150th member in January 2007.
William S. Turley