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The Rule of the Generals and Imperial Rome
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74 B.C.-192 A.D.
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The Empire under Augustus and His Family
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Emperor Augustus reorganized the political structure of the
Roman state. His reforms were successful and the modernized
state proved stable under the rule of his successors.
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In 27 B.C., the senate bestowed upon the victorious Octavian
the title 1 augustus
("the exalted") and the office of princeps ("first
citizen").

1 Augustus
He was ultimately promoted via a number of intermediary offices
to the position of impemtor ("emperor") Caesar Augustus.
He was seen as the emperor of peace, a savior who was ultimately
venerated as a deity. Augustus carried out a reorganization of
the empire's administration, its provinces, and the tax system.
He implemented strict moral and marriage laws with the aim of
revitalizing the ancient civic virtues of Rome. "Pax Augusta"—peace
in the empire and an end to all party conflicts—was declared as
the highest state goal and integrated into the state religion.
Augustus recognized the
increasing professionalization of the military and thus set up a
standing army of 28 legions. He continued Marius'sand Caesar's
policy of rewarding veterans with state lands.
The emperor shrewdly avoided the excessive adulation of his
person. He reinforced his position as the focus of centralized
power, yet always maintained good relations with the Senate.
Rome's economy rapidly recovered from the decline that had
resulted from the civil war. The Age of Augustus was not only
one of increasing wealth but also of abundance in art and
literature.
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Augustus
Augustus, also called Augustus Caesar or (until 27
bce) Octavian, original name Gaius Octavius, adopted
name Gaius Julius Caesar Octavianus (born Sept. 23,
63 bce—died Aug. 19, 14 ce, Nola, near Naples
[Italy]), first Roman emperor, following the
republic, which had been finally destroyed by the
dictatorship of Julius Caesar, his great-uncle and
adoptive father. His autocratic regime is known as
the principate because he was the princeps, the
first citizen, at the head of that array of
outwardly revived republican institutions that alone
made his autocracy palatable. With unlimited
patience, skill, and efficiency, he overhauled every
aspect of Roman life and brought durable peace and
prosperity to the Greco-Roman world.
Gaius Octavius was of a prosperous
family that had long been settled at Velitrae (Velletri),
southeast of Rome. His father, who died in 59 bce,
had been the first of the family to become a Roman
senator and was elected to the high annual office of
the praetorship, which ranked second in the
political hierarchy to the consulship. Gaius
Octavius’s mother, Atia, was the daughter of Julia,
the sister of Julius Caesar, and it was Caesar who
launched the young Octavius in Roman public life. At
age 12 he made his debut by delivering the funeral
speech for his grandmother Julia. Three or four
years later he received the coveted membership of
the board of priests (pontifices). In 46 bce he
accompanied Caesar, now dictator, in his triumphal
procession after his victory in Africa over his
opponents in the Civil War; and in the following
year, in spite of ill health, he joined the dictator
in Spain. He was at Apollonia (now in Albania)
completing his academic and military studies when,
in 44 bce, he learned that Julius Caesar had been
murdered.
Rise to power
Returning to Italy, he was told that Caesar in
his will had adopted him as his son and had made him
his chief personal heir. He was only 18 when,
against the advice of his stepfather and others, he
decided to take up this perilous inheritance and
proceeded to Rome. Mark Antony (Marcus Antonius),
Caesar’s chief lieutenant, who had taken possession
of his papers and assets and had expected that he
himself would be the principal heir, refused to hand
over any of Caesar’s funds, forcing Octavius to pay
the late dictator’s bequests to the Roman populace
from such resources as he could raise. Caesar’s
assassins, Marcus Junius Brutus and Gaius Cassius
Longinus, ignored him and withdrew to the east.
Cicero, the famous orator who was one of Rome’s
principal elder statesmen, hoped to make use of him
but underestimated his abilities.
Celebrating public games,
instituted by Caesar, to ingratiate himself with the
city populace, Octavius succeeded in winning
considerable numbers of the dictator’s troops to his
own allegiance. The Senate, encouraged by Cicero,
broke with Antony, called upon Octavius for aid
(granting him the rank of senator in spite of his
youth), and joined the campaign of Mutina (Modena)
against Antony, who was compelled to withdraw to
Gaul. When the consuls who commanded the Senate’s
forces lost their lives, Octavius’s soldiers
compelled the Senate to confer a vacant consulship
on him. Under the name of Gaius Julius Caesar he
next secured official recognition as Caesar’s
adoptive son. Although it would have been normal to
add “Octavianus” (with reference to his original
family name), he preferred not to do so. Today,
however, he is habitually described as Octavian
(until the date when he assumed the designation
Augustus).
Octavian soon reached an agreement
with Antony and with another of Caesar’s principal
supporters, Marcus Aemilius Lepidus, who had
succeeded him as chief priest. On Nov. 27, 43 bce,
the three men were formally given a five-year
dictatorial appointment as triumvirs for the
reconstitution of the state (the Second
Triumvirate—the first having been the informal
compact between Pompey, Crassus, and Julius Caesar).
The east was occupied by Brutus and Cassius, but the
triumvirs divided the west among themselves. They
drew up a list of “proscribed” political enemies,
and the consequent executions included 300 senators
(one of whom was Antony’s enemy Cicero) and 2,000
members of the class below the senators, the equites
or knights. Julius Caesar’s recognition as a god of
the Roman state in January 42 bce enhanced
Octavian’s prestige as son of a god.
He and Antony crossed the Adriatic
and, under Antony’s leadership (Octavian being ill),
won the two battles of Philippi against Brutus and
Cassius, both of whom committed suicide. Antony, the
senior partner, was allotted the east (and Gaul);
and Octavian returned to Italy, where difficulties
caused by the settlement of his veterans involved
him in the Perusine War (decided in his favour at
Perusia, the modern Perugia) against Antony’s
brother and wife. In order to appease another
potential enemy, Sextus Pompeius (Pompey the Great’s
son), who had seized Sicily and the sea routes,
Octavian married Sextus’s relative Scribonia (though
before long he divorced her for personal
incompatibility). These ties of kinship did not
deter Sextus, after the Perusine War, from making
overtures to Antony; but Antony rejected them and
reached a fresh understanding with Octavian at the
treaty of Brundisium, under the terms of which
Octavian was to have the whole west (except for
Africa, which Lepidus was allowed to keep) and
Italy, which, though supposedly neutral ground, was
in fact controlled by Octavian. The east was again
to go to Antony, and it was arranged that Antony,
who had spent the previous winter with Queen
Cleopatra in Egypt, should marry Octavian’s sister
Octavia. The peoples of the empire were overjoyed by
the treaty, which seemed to promise an end to so
many years of civil war. In 38 bce Octavian formed a
significant new link with the aristocracy by his
marriage to Livia Drusilla.
But a reconciliation with Sextus
Pompeius proved abortive, and Octavian was soon
plunged into serious warfare against him. When his
first operations against Sextus’s Sicilian bases
proved disastrous, he felt obliged to make a new
compact with Antony at Tarentum (Taranto) in 37 bce.
Antony was to provide Octavian with ships, in return
for troops Antony needed for his forthcoming war
against the empire’s eastern neighbour Parthia and
its Median allies. Antony handed over the ships, but
Octavian never sent the troops. The treaty also
provided for renewal of the Second Triumvirate for
five years, until the end of 33 bce.
Military successes
In the following year the balance of power began
to change: whereas Antony’s eastern expedition
failed, Octavian’s fleet—commanded by his former
schoolmate Marcus Agrippa, who, although unpopular
with the influential nobles, was an admiral of
genius—totally defeated Sextus Pompeius off Cape
Naulochus (Venetico) in Sicily. At this point the
third triumvir, Lepidus, seeking to contest
Octavian’s supremacy in the west by force, was
disarmed by Octavian, deprived of his triumviral
office, and forced into retirement. Ignoring
Antony’s right to settle his own veterans in Italy
and recruit fresh troops, Octavian discharged many
legionaries and founded settlements for them. His
deliberate rivalry with Antony for the eventual
mastership of the Roman world became increasingly
apparent. Octavian’s marriage two years earlier had
begun to win over some of the nobles who had
previously been Antony’s supporters. Octavian also
launched elaborate religious and patriotic
publicity, centring on the classical god of order,
Apollo, in contrast to Antony’s less Roman patron,
Dionysus (Bacchus). In addition, Octavian had
started to prefix his name with the designation
“Imperator,” to suggest that he was the commander
par excellence; and now, although he continued to
use his triumviral powers, he omitted all reference
to them from his coins, gradually concentrating on
the plain, emotive name “Caesar Son of a God.”
But, if Octavian was to compete
with Antony’s military seniority, successes in a
foreign war were necessary; and so Octavian between
35 and 33 bce fought three successive campaigns in
Illyricum and Dalmatia (parts of modern Slovenia and
Croatia) in order to protect the northeastern
approaches of Italy. With the help of Agrippa, he
also lavished large sums on the adornment of Rome.
When Octavian fomented public clamour against
Antony’s territorial gifts to Cleopatra, it was
clear that a clash between the two men was imminent.
In 32 bce the triumvirate had
officially ended, and Octavian, unlike Antony,
professed no longer to be employing its powers. Amid
a virulent exchange of propaganda, Antony divorced
Octavia, whereupon her brother Octavian seized
Antony’s will and claimed to find in it damaging
proofs of Cleopatra’s power over him. Each leader
induced the populations under his control to swear
formal oaths of allegiance to his own cause. Then,
in spite of grave discontent aroused by his
exactions in Italy, Octavian declared war—not
against Antony but against Cleopatra.
Accompanied by her, Antony had
brought up his fleet and army to guard strongpoints
along the coast of western Greece; but in 31 bce
Octavian dispatched Agrippa very early in the year
to capture Methone, at the country’s southwestern
tip. His enemies were taken by surprise; and after
Octavian himself arrived—leaving his Etruscan friend
and adviser Gaius Maecenas in charge of Italy—he and
Agrippa soon shut Antony’s fleet inside the Gulf of
Ambracia (Arta). At the Battle of Actium, Antony
tried to extricate his ships in the hope of
continuing the fight elsewhere. Though Cleopatra and
then Antony succeeded in getting away, only a
quarter of their fleet was able to follow them.
Cleopatra and Antony fled to Egypt and committed
suicide when Octavian captured the country in the
following year. Executing Cleopatra’s son Ptolemy XV
Caesar (Caesarion)—whose father she had claimed was
Caesar—Octavian annexed Egypt and retained it under
his direct control.
The seizure of Cleopatra’s
treasure enabled him to pay off his veterans and
made him finally master of the entire Greco-Roman
world. From this point on, by a long and gradual
series of tentative, patient measures, he
established the Roman principate, a system of
government that enabled him to maintain, in all
essentials, absolute control. Gradually reducing his
60 legions to 28, he retained approximately 150,000
legionaries, mostly Italian, and supplemented them
by about the same number of auxiliaries drawn from
the provinces. A permanent bodyguard (the
Praetorians), based on the bodyguards maintained by
earlier generals, was stationed partly in Rome and
partly in other Italian towns. A superb network of
roads was created to maintain internal order and
facilitate trade, and an efficient fleet was
organized to police the Mediterranean. In 28 bce
Octavian and Agrippa held a census of the civil
population, the first of three during the reign.
They also reduced the Senate from about 1,000 to 800
(later 600) compliant members, and Octavian was
appointed its president.
Government and administration
Remembering, however, that Caesar had been
assassinated because of his resort to naked power,
Octavian realized that the governing class would
welcome him as the terminator of civil war only if
he concealed his autocracy beneath provisions
avowedly harking back to republican traditions. From
31 until 23 bce the constitutional basis of his
power remained a continuous succession of
consulships, but in January 27 bce he ostensibly
“transferred the State to the free disposal of the
Senate and people,” earning the misleading, though
outwardly plausible, tribute that he had restored
the republic. At the same time, he was granted a
10-year tenure of an area of government (provincia)
comprising Spain, Gaul, and Syria, the three regions
containing the bulk of the army. The remaining
provinces were to be governed by proconsuls
appointed by the Senate in the old republican
fashion. Octavian, however, believed that his
supreme prestige—crystallized in the meaningful term
auctoritas—safeguarded him against any defiance by
these personages; and he was indeed able, more or
less indirectly, to influence their appointments,
just as he was able (on the rare occasions when he
regarded it as desirable) to influence the
appointments to the consulships and other
metropolitan offices that continued to exist in
“republican” fashion.
Four days after these measures,
his name Caesar, acquired through adoption in
Julius’s will, was supplemented by “Augustus,” an
appellation with an antique religious ring, believed
to be linked etymologically with auctoritas and with
the ancient practice of augury. The word augustus
was often contrasted with humanus; its adoption as
the title representing the new order cleverly
indicated, in an extraconstitutional fashion, his
superiority over the rest of mankind. With the aid
of writers such as Virgil, Livy, and Horace, all of
whom in their different ways shared the same ideas,
he showed his patriotic veneration of the old
Italian faith by reviving many of its ceremonials
and repairing numerous temples.
Military operations continued in
many frontier areas. In 25 bce recalcitrant Alpine
tribes were reduced, and Galatia (central Asia
Minor) was annexed. Mauretania, on the other hand,
was transferred from Roman provincial status to that
of a client kingdom, for such dependent monarchies,
as in the later republic, bore a considerable part
of the burden of imperial defense. Augustus himself
visited Gaul and directed part of a campaign in
Spain until his health gave out; in 23 bce he fell
ill again and seemed on the point of death. Feeling,
amid reports of conspiracies, that new
constitutional steps were necessary, he proceeded to
terminate his series of consulships in favour of a
power (imperium majus) that was separated altogether
from office and its practical inconveniences. This
power raised him above the proconsuls; it was never
referred to on the official coinage or in Augustus’s
political testament but was intended to be exercised
mainly in emergencies and on personal visits. He was
also awarded the power of a tribune (tribunicia
potestas) for life. Earlier he had accepted certain
privileges of a tribune. The full power he now
assumed carried with it practical advantages,
notably the right to convene the Senate. But, more
particularly, the office of a tribune surrounded him
with a “democratic” aura because of the ancient
character of the annually elected tribunes of the
people as defenders of the plebs. This was, perhaps,
needed all the more because Augustus himself—while
admittedly supporting the interests of poorer people
by a great extension of the right of judicial
appeal—tended to back the established classes as the
keystone of his system.
Agrippa, too, was granted
superiority over proconsuls, presumably in order to
ensure that the armies would be in safe hands in
case one of Augustus’s recurrent illnesses proved
fatal. The next to die, however, was the emperor’s
young nephew Marcus Claudius Marcellus, who had been
married to his daughter Julia and might eventually
have been envisaged as his successor. In the same
year, 23 bce, Agrippa was sent out to the east as
deputy princeps; two years later he became Julia’s
second husband. Meanwhile Augustus himself traveled
in Sicily, Greece, and Asia (22–19). Important
reorganizations were put into effect wherever he
went; and immense satisfaction was caused by an
agreement in 20 bce with Parthia, under which the
Parthians recognized Rome’s protectorate over
Armenia and returned the legionary standards
captured from Crassus 33 years earlier. In 19 bce
Agrippa completed the subjugation of Spain. In this
year there was some adjustment of Octavian’s powers
to allow him to exercise them more freely in Italy,
and the two following years witnessed social
legislation attempting to encourage marriage,
regulate penalties for adultery, and reduce
extravagance. In 17 there were resplendent
celebrations of ancient ritual, known as the Secular
Games, to purify the Roman people of their past sins
and provide full religious inauguration of the new
age.
Although the principate was not an
office which could be automatically handed on,
Augustus seemed to be indicating his views regarding
his ultimate successor when he adopted the two sons
of his daughter Julia, boys aged three and one, who
were henceforward known as Gaius Caesar and Lucius
Caesar. Their father, Agrippa, whose powers had been
renewed along with his master’s, returned to the
east. But now Augustus also gave important
employment to his stepsons—his wife Livia’s sons by
her former marriage—Tiberius and Drusus the Elder.
Proceeding across the Alps, they annexed Noricum and
Raetia, comprising large parts of what are now
Switzerland, Austria, and Bavaria, and extended the
imperial frontier from Italy to the upper Danube
(16–15 bce).
It was probably during these years
that an executive, or drafting, committee (consilium)
of the Senate was established in order to help
Augustus to prepare senatorial business. His
administrative burden was also lightened by the
expansion of his own staff (knights, who could also
now rise to a number of key posts, and freedmen) to
form the beginnings of a civil service, which had
never existed before but was destined to become an
essential feature of the imperial system. Gradually,
too, a completely reformed administrative structure
of Rome, Italy, and the whole empire was evolved.
The financial system that made this possible was
evidently far more effective than anything the
empire had ever seen until then. The system was
based on the central treasury (aerarium), but the
details of its relationship with the treasuries of
the provinces, and particularly the provincia of
Augustus, are still imperfectly understood, partly
because, although the emperor proudly recorded his
gifts to the central treasury, he did not report
what funds passed in the opposite direction.
The taxation providing these
resources apparently included two main direct taxes:
a poll tax (tributum capitis), paid in some
provinces by all adults and in others by adult males
only, and a land tax (tributum soli). There were
also indirect taxes, which (as in the past) were
farmed out to contractors because their yield was
unpredictable and the embryonic civil service lacked
the resources to handle them. The republican customs
dues continued; but the rates were low enough not to
hamper trade, which, in the peaceful conditions
created by Augustus, flourished in wholly
unprecedented fashion. Industries did not exist on a
very large scale, but commerce was greatly
stimulated by a sweeping reform and expansion of the
Roman coinage. Gold and silver pieces, their designs
reflecting many facets of imperial publicity, were
issued in great quantities at a number of widely
distributed mints. The Rome mint was reopened for
this purpose about 20 bce. The absence of bronze
token coinage, which had been sparse for many
decades, was remedied by the creation of abundant
mintages in yellow orichalcum and red copper. In the
west the principal mint for these pieces, besides
Rome, was Lugdunum (Lyon), whose coins displayed a
view of the Altar of Rome and Augustus that formed a
model for other provincial capitals. The Roman
citizen colonies of the west, many of them
established by Augustus to settle his veterans,
supplemented this output by their own local
coinages, and in the east, particularly Asia Minor
and Syria, numerous Greek cities were also allowed
to issue small change.
Expansion of the empire
The death in 12 bce of Lepidus enabled Augustus
finally to succeed him as the official head of the
Roman religion, the chief priest (pontifex maximus).
In the same year, Agrippa, too, died. Augustus
compelled his widow, Julia, to marry Tiberius
against both their wishes. During the next three
years, however, Tiberius was away in the field,
reducing Pannonia up to the middle Danube, while his
brother Drusus crossed the Rhine frontier and
invaded Germany as far as the Elbe, where he died in
9 bce. In the following year, Augustus lost another
of his intimates, Maecenas, who had been the adviser
of his early days and was an outstanding patron of
letters.
Tiberius, who replaced Drusus in
Germany, was elevated in 6 bce to a share in his
stepfather’s tribunician power. But shortly
afterward he went into retirement on the island of
Rhodes. This was attributed to jealousy of his
stepnephew Gaius Caesar, who was introduced to
public life with a great fanfare in the following
year; and the same compliments were paid to his
brother Lucius in 2 bce, the year in which Augustus
received his climactic title, “father of the
country” (pater patriae). Gaius was sent to the east
and Lucius to the west. Both, however, soon died.
Tiberius returned home in 2, and in 4 Augustus
adopted him as his son, who in turn was required to
adopt Germanicus, the son of his brother Drusus. The
powers conferred upon Tiberius made him almost
Augustus’s own equal in everything except prestige.
Tiberius’s next task was to
consolidate the invasion and provincial organization
of Germany (4–5 ce). An invasion of Bohemia was
planned and had already been launched from two
directions when news came in 6 that Pannonia and
Illyricum had revolted. It took three years for the
rebellion to be put down; and this had only just
been completed when Arminius raised the Germans
against their Roman governor Varus and destroyed him
and his three legions. As Augustus could not readily
replace the troops, the annexation of western
Germany and Bohemia was postponed indefinitely;
Tiberius and Germanicus were sent to consolidate the
Rhine frontier.
Although Augustus was now feeling
his age, these years in association with Tiberius
were marked by administrative innovations: the
annexation of Judaea in 6 ce (its client king Herod
the Great had died 10 years previously); the
establishment at Rome (in the same year) of a fire
brigade with police duties, supplemented seven years
later by a regular police force (cohortes urbanae);
the creation of a military treasury (aerarium
militare) to defray soldiers’ retirement bounties
from taxes; and the conversion of the hitherto
occasional appointment of prefect of the city (praefectus
urbi) into a permanent office (13 ce). When, in the
same year, the powers of Augustus were renewed for
10 years—such renewals had been granted at intervals
throughout the reign—Tiberius was made his equal in
every constitutional respect. In April, Augustus
deposited his will at the House of the Vestals in
Rome. It included a summary of the military and
financial resources of the empire (breviarium totius
imperii) and his political testament, known as the
“Res Gestae Divi Augusti” (“Achievements of the
Divine Augustus”). The best-preserved copy of the
latter document is on the walls of the Temple of
Rome and Augustus at Ankara, Turkey (the Monumentum
Ancyranum). In 14 ce Tiberius was due to leave for
Illyricum but was recalled by the news that Augustus
was gravely ill. He died on August 19, and on
September 17 the Senate enrolled him among the gods
of the Roman state. By that time Tiberius had
succeeded him as the second Roman emperor, though
the formalities involved in the succession proved
embarrassing both to himself and to the Senate
because the “principate” of Augustus had not,
constitutionally speaking, been heritable or
continuous. Like other emperors, Tiberius assumed
the designation “Augustus” as an additional title of
his own. Agrippa Postumus, who had been named his
coheir but was later banished, was put to death. The
order to kill him may already have been given by
Augustus, but this is not certain.
Personality and achievement
Augustus was one of the great administrative
geniuses of history. The gigantic work of
reorganization that he carried out in every field of
Roman life and throughout the entire empire not only
transformed the decaying republic into a new,
monarchic regime with many centuries of life ahead
of it but also created a durable Roman peace, based
on easy communications and flourishing trade. It was
this Pax Romana that ensured the survival and
eventual transmission of the classical heritage,
Greek and Roman alike, and provided the means for
the diffusion of Judaism and Christianity. Although
his regime was an autocracy, Augustus, being a
tactful and imaginative master of propaganda of many
kinds, knew how to cloak that autocracy in
traditionalist forms that would satisfy a war-worn
generation—perhaps, most of all, the upper
bourgeoisie immediately below the leading nobility,
since it was they who benefited from the new order
more than anyone. He was also able to win the
approbation, through the patronage of Maecenas, of
some of the greatest writers the world has ever
known, including Virgil, Horace, and Livy.
Their enthusiasm was partly due to
Augustus’s conviction that the Roman peace must be
under Occidental, Italian control. This was in
contrast to the views of Antony and Cleopatra, who
had envisaged some sort of Greco-Roman partnership
such as began to prevail only three or four
centuries later. Augustus’s narrower view, although
modified by an informed admiration of Greek
civilization, was based on his small-town Italian
origins. These were also partly responsible for his
patriotic, antiquarian attachment to the ancient
religion and for his puritanical social policy.
Augustus was a cultured man, the
author of a number of works (all lost): a pamphlet
against Brutus, an exhortation to philosophy, an
account of his own early life, a biography of
Drusus, poems, and epigrams. The conventional view
of his character distinguishes between his cruelty
in early years and his mildness in later life. But
there was not so much need for cruelty later on,
and, when it was needed (notably in the suppression
of alleged plots), he was still ready to apply it.
It is probable that nothing short of this degree of
political ruthlessness could have achieved such
enormous results. His domestic life, however, was
simple and homespun. Within his family, the
successive deaths of those he had earmarked as his
successors or helpers caused him much sadness and
disappointment. His devotion to his wife Livia
Drusilla remained constant, though, like other
Romans, he was unfaithful. His surviving letters
show kindliness to his relations. Yet he exiled his
daughter Julia for offending against his public
moral attitudes, and he exiled her daughter by
Agrippa for the same reason; he also exiled the son
of Agrippa and Julia, Agrippa Postumus, though the
suspicion that he later had him killed is unproved.
As for Augustus’s male relatives who were his
helpers, he was loyal to them but drove them as hard
as he drove himself. He needed them because the
burden was so heavy, and he especially needed them
in the military sphere because he was not a great
commander. In Agrippa and Tiberius and a number of
others, he had men who supplied this deficiency, and
although, on his deathbed, he is said to have
advised against the further expansion of the empire,
he himself, with their assistance, had expanded its
frontiers in many directions.
His physical condition was subject
to a host of ills and weaknesses, many of them
recurrent. Indeed, in his early life, particularly,
it was only his indomitable will that enabled him to
survive—a strange preliminary to an unprecedented
and unequaled life’s work. His appearance is
described by the biographer Suetonius:
He was unusually handsome and
exceedingly graceful at all periods of his life,
though he cared nothing for personal adornment. His
expression, whether in conversation or when he was
silent, was calm and mild.…He had clear, bright
eyes, in which he liked to have it thought that
there was a kind of divine power, and it greatly
pleased him, whenever he looked keenly at anyone, if
he let his face fall as if before the radiance of
the sun. His teeth were wide apart, small and
ill-kept; his hair was slightly curly and inclining
to golden; his eyebrows met.…His complexion was
between dark and fair. He was short of stature, but
this was concealed by the fine proportion and
symmetry of his figure, and was noticeable only by
comparison with some taller person standing beside
him.
Augustus’s countenance proved a
godsend to the Greeks and Hellenized easterners, who
were the best sculptors of the time, for they
elevated his features into a moving,
never-to-be-forgotten imperial type, which
Napoleon’s artists, among others, keenly emulated.
The contemporary portrait busts of Augustus, echoed
on his coins, formed part of a significant
renaissance of the arts in which Italic and Hellenic
styles were discreetly and brilliantly blended.
Still extant at Rome are the severe yet delicate
reliefs of the Ara Pacis (“Altar of Peace”),
depicting a religious procession in which the
national leaders are taking part; there are also
scenes from the Roman mythology. The altar was
dedicated by the Senate and people of Rome in 13 bce
to commemorate the pacification of Gaul and Spain.
The architectural masterpieces of
the time were also numerous; and something of their
monumental grandeur and classical purity can be seen
today at Rome in the remains of the Theatre of
Marcellus and of the massive Forum of Augustus,
flanked by colonnades and culminating in the Temple
of Mars the Avenger—the Avenger of Julius Caesar.
Outside Rome, too, there are abundant memorials of
the Augustan Age; on either side of the Alps, for
example, there are monuments to celebrate the
submission and loyalty of the local tribes, an
elegant arch at Segusio (Susa), and a square stone
trophy, topped by a cylindrical drum, at La Turbie.
From Livia’s mansion on the outskirts of Rome, at
Prima Porta, comes a reminder that not all the art
of the day was formal and grand. One of the rooms is
adorned with wall paintings representing an
enchanted garden; beyond a trellis are orchards and
flower beds, in which birds and insects perch among
the foliage. Augustus himself had no interest in
personal luxury. Yet if ever he or his associates
had any spare time, such were the rooms in which
they spent it.
Michael Grant
Encyclopaedia
Britannica
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After Augustus' death in August, 14 a.d., his stepson
2 Tiberius continued his
policies.
His attempts at including the Senate in the administration of
the government failed, however, and he withdrew, embittered, to
Capri in 27. The Praetorian Guard, an elite detail of the
emperor's personal bodyguards, which later became a "state
within the state," then made its first attempt to seize power.
Following the intermezzo of the megalotnaniacal
Caligula
(37-41)—who terrorized the Senate and honored a horse with a
consulship— Claudius
(41-54), an idiosyncratic but capable regent, became emperor.
Under his rule, the transition from republic to a state centered
on the emperor was completed, and parts of the British Isles
were conquered.
His stepson 3
Nero (54-68) ruled wisely and
benignly at first, while still under the influence of his
teacher, the philosopher Seneca.
But gradually he lost his grip on reality, perhaps due to his
inordinate admiration of the Greeks and the cult of his person.
The administration of his empire was taken over by minions.
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2 Tiberius
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Caligula
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Claudius
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3 Nero
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Tiberius
Tiberius, in full Tiberius Caesar Augustus or Tiberius
Julius Caesar Augustus, original name Tiberius Claudius
Nero (born Nov. 16, 42 bc—died March 16, ad 37, Capreae
[Capri], near Naples), second Roman emperor (ad 14–37),
adopted son of Augustus, whose imperial institutions and
imperial boundaries he sought to preserve. In his last
years he became a tyrannical recluse, inflicting a reign
of terror against the major personages of Rome.
Background and youth
Tiberius’s father, also named Tiberius Claudius
Nero, a high priest and magistrate, was a former fleet
captain for Julius Caesar. His mother, the beautiful
Livia Drusilla, was her husband’s cousin and may have
been only 13 years old when Tiberius was born. In the
civil wars following the assassination of Julius Caesar,
the elder Tiberius gave his allegiance to Mark Antony,
Caesar’s protégé. When Augustus, Caesar’s grandnephew
and heir, fell out with Antony and defeated him in the
ensuing power struggle, the elder Tiberius and his
family became fugitives. They fled first to Sicily and
then to Greece, but by the time Tiberius was three years
old an amnesty was granted and the family was able to
return to Rome.
In 39 bc Augustus had the power, if
not yet the title, of emperor. Attracted by the beauty
of Livia, who was at that time pregnant with a second
son, Augustus divorced his own wife, who was also
pregnant, and, forcing the elder Tiberius to give up
Livia, married her. The infant Tiberius remained with
his father, and, when the younger brother, Drusus, was
born a few months later, he was sent to join them. At
the death of his father, Tiberius was nine years old,
and, with Drusus, he went to live with Livia and the
emperor. The two boys and the emperor’s daughter, Julia,
between them in age, studied together, played together,
and took part in the obligatory ceremonials of temple
dedication and celebration of victories. They were
joined by their cousin Marcellus, the son of Augustus’s
sister, Octavia.
In the absence of a clear law
designating Augustus’s successor as emperor, all three
boys were trained accordingly. They were instructed in
rhetoric, literature, diplomacy, and military skills,
and soon they also began taking a ceremonial role in the
affairs of state. As oldest, Tiberius was the first to
do so. In the triumph following Augustus’s victory over
Cleopatra and Antony at Actium, the 13-year-old Tiberius
rode the right-hand horse of Augustus’s chariot in the
procession. Though not a striking figure, he conducted
himself well.
Serious by nature, he had become a shy
youth, though he was sometimes called sullen. His great
talent was application. With the best teachers in the
empire at his disposal and, above all, as a participant
in life at the palace, the centre of the civilized
Western world, he learned rapidly. By age 14, Tiberius
was used to dining with kings of the empire, to
conducting religious services over the heads of powerful
men five times his age, and even to seeing his own form
in marble statues.
Years in the shadow of Augustus
Tiberius was not handsome. As a teenager he was tall
and broad-shouldered, but his complexion was bad. His
nose had a pronounced hook, but that was typically
Roman. His manner was disconcerting. He had a slow,
methodical way of speaking that seemed intended to
conceal his meaning rather than make it plain. But he
was diligent. He may not have known he would be emperor,
but he cannot have doubted that he would be at least a
general at a rather early age and thereafter he would be
a high official in the government of Rome. In 27 bc,
when Tiberius was 15 years old, Augustus took him and
Marcellus to Gaul to inspect outposts. They experienced
no fighting, but they learned a great deal about how to
rule the marches, keep fortifications intact, and keep
garrisons alert. When they returned, Augustus gave
Marcellus his daughter Julia as wife.
Then Tiberius himself married. Love
matches were infrequent in imperial Rome, but Tiberius’s
marriage to Vipsania Agrippina was one. She was the
daughter of Marcus Agrippa, Augustus’s son-in-law and
lieutenant. Besides his love for his wife, and for his
brother, Drusus, now growing into manhood, he was
occupied with important work. His first military command
at age 22, resulting in the recovery of standards of
some Roman legions that had been lost decades before in
Parthia, brought him great acclaim. As a reward he asked
for another active command and was given the assignment
of pacifying the province of Pannonia on the Adriatic
Sea. Tiberius not only conquered the enemy but so
distinguished himself by his care for his men that he
found himself popular and even loved. When he returned
to Rome, he was awarded a triumph.
Tiberius’s happy years were coming to
an end, however. His beloved brother, Drusus, broke his
leg in falling from a horse while campaigning in
Germany. Tiberius was at Ticinum, on the Po River, south
of what is now Milan, 400 miles away. Riding day and
night to be with his brother, he arrived just in time to
see Drusus die. Tiberius escorted the body back to Rome,
walking in front of it on foot all the way. He also had
to give up his wife, Vipsania, the other person he
loved. Augustus’s daughter Julia had become a widow for
the second time. Her first husband, Marcellus, had died,
and the emperor had married her to Agrippa (who, as
Vipsania’s father, was Tiberius’s father-in-law). When
Agrippa died in 12 bc, Augustus wanted her suitably
married at once and chose Tiberius as her third husband.
Tiberius had no more choice than his father had had when
Augustus decided to marry Livia. Tiberius was as
obedient as his father. He divorced Vipsania and married
Julia.
Tiberius’s new wife has come down in
history with a reputation for licentiousness. It is not
certain how much of the reputation she deserved. Roman
historians often dealt in gossip, inventing scandal when
there was none; but in Julia’s case they had good reason
for their opinion. When Julia married Tiberius, he was
30. She was 27, twice a widow, the mother of five
children (not all surviving). She was pretty and
light-minded and liked the society of men. She did not
get along with her mother-in-law (who was also her
stepmother), Livia, and after the first few months she
tired of Tiberius. It is certain that she committed
adultery, and this presented Tiberius with an immense
problem, not only personal but also political. A law of
Augustus himself required a husband to denounce a wife
who committed adultery. But Julia was the emperor’s
beloved child, and, as Augustus knew nothing of her
vices, to denounce her would be to wound him, and that
was dangerous.
With no good course of action to
follow, Tiberius asked for and received fighting
commands away from Rome. When once in Rome between
battles, he chanced to see Vipsania at the home of a
friend. She had, at Augustus’s orders, been remarried to
a senator. Tiberius was so overcome with sorrow that he
followed her through the streets, weeping. Augustus
heard of it and ordered Tiberius never to see her again.
Although Augustus heaped honours on Tiberius, they did
not compensate for Julia’s behaviour. In 6 bc Tiberius
was granted the powers of a tribune and shortly
thereafter went into a self-imposed exile on the island
of Rhodes, leaving Julia in Rome.
Tiberius was now 36 years old and at
the pinnacle of his power. He was capable of ruling an
empire, conducting a great war, or governing a province
of barbarians. In Rhodes he had nothing to do, and all
of his ability and strength appear to have turned
inward, into strange and unpleasant behaviour. Although
the histories of Tiberius’s reign—written either by
flatterers, like his old war comrade Velleius Paterculus,
or by enemies—are not wholly trustworthy, there can be
no question that a change took place in Tiberius at this
time. What emerged was a man who seemed interested only
in his own satisfactions and the increasingly perverse
ways to find them. On Rhodes Tiberius became a
recluse—unassuming and amiable at first, resentful and
angry later on. Though Tiberius had left Rome of his own
free will, daring the emperor’s wrath, he could not
return without Augustus’s permission. Augustus withheld
that permission for the better part of a decade.
Eventually, Livia secured proofs of
Julia’s many adulteries and took them to Augustus, who
was furious. Under his own law she should have been
executed, but he did not have the heart for that;
instead, he exiled her for life to the tiny island of
Pandateria. But even then Tiberius was not recalled.
There were three young men whom the emperor appeared to
favour as heirs, all sons of Julia. One of them,
Postumus, reportedly no more than a boor, fell into
disfavour with Augustus and was sent into exile with his
mother. The other two, Lucius and Gaius, were clearly
candidates to succeed. But in 2 bc Lucius died in
Massilia (Marseille), and the emperor relented. He
called Tiberius back to Rome. By ad 4 Tiberius was in
possession of all his honours again, and in that year
Gaius was killed in a war in Lycia. Tiberius had become
the second man in Rome. Augustus did not like him, but
he adopted him as his son. He had no choice, and he was
growing old. Tiberius was the least objectionable
successor left.
Tiberius became proud and powerful.
His statues had been torn down and defaced while he was
in Rhodes. Now they were rebuilt. He was given command
of an army to quell Arminius, who had destroyed three
Roman legions in Germany in ad 9; he succeeded wholly.
He was succeeding at everything now, and in ad 14, on
August 19, Augustus died. Tiberius, now supreme, played
politics with the Senate and did not allow it to name
him emperor for almost a month, but on September 17 he
succeeded to the principate. He was 54 years old.
Reign as emperor
Although the opening years of Tiberius’s reign seem
almost a model of wise and temperate rule, they were not
without displays of force and violence, of a kind
calculated to secure his power. The one remaining
possible contender for the throne, Postumus, was
murdered, probably at Tiberius’s orders. The only real
threat to his power, the Roman Senate, was intimidated
by the concentration of the Praetorian Guard, normally
dispersed all over Italy, within marching distance of
Rome.
Apart from acts such as these,
Tiberius’s laws and policies were both patient and
far-seeing. He did not attempt great new conquests. He
did not move armies about or change governors of
provinces without reason. He stopped the waste of the
imperial treasury, so that when he died he left behind
20 times the wealth he had inherited, and the power of
Rome was never more secure. He strengthened the Roman
navy. He abandoned the practice of providing
gladiatorial games. He forbade some of the more
outlandish forms of respect to his office, such as
naming a month of the calendar after him, as had been
done for Julius Caesar and Augustus.
There were, to be sure, occasional
wars and acts of savage repression. Tiberius’s legions
put down a provincial rebellion with considerable
bloodshed. In Rome itself, on the pretext that four Jews
had conspired to steal a woman’s treasure, Tiberius
exiled the entire Jewish community. The most ominous and
least defensible aspect of Tiberius’s first years as
emperor was the growth of the practice called “delation.”
Most crimes committed by well-to-do citizens were, under
Roman law, punished in part by heavy fines and
confiscations. These fines contributed in large part to
the growth of the imperial treasury, but the money did
not all go to the fiscus. Because there were no paid
prosecutors, any citizen could act as a volunteer
prosecutor, and, if the person he accused was convicted,
he could collect a share of the confiscated property.
These volunteers, called delatores, made a profitable
career of seeking out or inventing crime. Many of the
prosecutions were based on rumour or falsified evidence,
and there were few Romans who were so honoured or so
powerful that they did not need to fear the attack of
the delatores on any suspicion, or on none at all.
In ad 23 Tiberius’s son Drusus died.
He had not been particularly loved by his father, but
his death saddened Tiberius. From then on he spared less
and less thought to the work of empire. More and more he
delegated his authority in the actual running of affairs
over to the man he had entrusted with the important
command of the Praetorian Guard, Sejanus. Before long
Tiberius was emperor only in name.
Ironically, the death of Drusus, the
event that brought Sejanus to power, may have been
Sejanus’s own doing. Apparently Sejanus had seduced the
wife of the younger Drusus, Livilla, and induced her to
become his accomplice in murdering her husband. The
evidence is not absolute and has been questioned by many
historians, but it was not questioned by Tiberius. In ad
27, at age 67, Tiberius left Rome to visit some of the
southern parts of Italy. En route he paused to go to the
island of Capri. His intention appears to have been only
to stay for a time, but he never returned to Rome. It is
the remaining decade or so of Tiberius’s life that has
given rise to the legend of Tiberius the monster. It
seems probable, to begin with, that Tiberius, never
handsome, had become repulsively ugly. First his skin
broke out in blotches, and then his complexion became
covered with pus-filled eruptions, exuding a bad smell
and causing a good deal of pain. He built himself a
dozen villas ringing Capri, with prisons, underground
dungeons, torture chambers, and places of execution. He
filled his villas with treasure and art objects of every
kind and with the enormous retinue appropriate to a
Caesar: servants, guards, entertainers, philosophers,
astrologers, musicians, and seekers after favour. If the
near-contemporary historians are to be believed, his
favourite entertainments were cruel and obscene. Even
under the most favourable interpretation, he killed
ferociously and almost at random. It is probable that by
then his mind was disordered.
Tiberius had not, however, lost touch
with the real world. He came to realize just how strong
he had made Sejanus and how weak he had left himself. In
ad 31 he allowed himself to be elected consul of Rome
for a fifth time and chose Sejanus as his co-consul. He
gave Sejanus permission to marry Livilla, the widow of
Tiberius’s son. Now Sejanus not only had the substance
of power but its forms as well. Golden statues were
erected to him, and his birthday was declared a holiday.
But Tiberius had come to fear and mistrust him. With the
aid of Macro, Sejanus’s successor as commander of the
Praetorians, Tiberius smuggled a letter to the Senate
denouncing Sejanus and calling for his execution. The
Senate was shocked and taken aback by the swift change,
but it complied instantly—perhaps moved by the justice
of Tiberius’s charges or by the strength of the
Praetorian Guard.
Apparently Tiberius now reached a peak
of denunciation and torture and execution that lasted
for the remaining six years of his life. In the course
of this reign of terror his delatores and torturers
found evidence for him of the murder of his son, Drusus,
by Livilla and Sejanus. Many great Roman names were
implicated, falsely or not, and while that inquisition
lasted no one on Capri was safe. Tiberius’s chief
remaining concern for the empire was who would rule it
when he was gone. There were few living successors with
any real claim, and Tiberius settled, as Augustus had
done before him, on the least offensive of an
undesirable lot. His choice was Gaius Caesar, still a
young boy and known by the nickname the Roman legions
had given him when he was a camp mascot, Caligula, or
Little Boots. Caligula, a great-grandson of Augustus
through Julia and her daughter, had a claim to the
throne as good as any. If his morals and habits were
less than attractive, Tiberius did not seem to mind. “I
am nursing a viper in Rome’s bosom,” Tiberius observed,
and named Caligula his adopted son and successor.
In the spring of ad 37, Tiberius took
part in a ceremonial game that required him to throw a
javelin. He wrenched his shoulder, took to his bed,
became ill, and lapsed into a coma. His physicians, who
had not been allowed to examine him for nearly half a
century, now studied his emaciated body and declared
that he would die within the day. The successor,
Caligula, was sent for. The Praetorian Guard declared
their support for the new emperor. The news of the
succession was proclaimed to the world. Then Tiberius
recovered consciousness, sat up, and asked for something
to eat. The notables of Rome were thrown into confusion.
Only the Praetorian commander, Macro, kept his head, and
on the next day he hurried to Tiberius’s bed, caught up
a heap of blankets, and smothered Tiberius with them.
Assessment
As an infant Tiberius had been a fugitive and then a
pawn. As a man he had been a popular and victorious
general and then an exile. He came to supreme power
already growing old. When he died, he left the Roman
Empire prosperous and stable, and the institution of the
principate was so strong that for a long time it was
able to survive the excesses of his successors. Without
him the later history of Rome might have been less
colourful, but probably it would also have been far
shorter.
Frederik Pohl
Encyclopaedia
Britannica
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Caligula
Caligula, byname of Gaius Caesar, in full Gaius Caesar
Germanicus (born August 31 12 ce, Antium, Latium—died
January 24, 41, Rome), Roman emperor from 37 to 41 ce,
in succession to Tiberius, who effected the transfer of
the last legion that had been under a senatorial
proconsul (in Africa) to an imperial legate, thus
completing the emperor’s monopoly of army command.
Accounts of his reign by ancient historians are so
biased against him that the truth is almost impossible
to disentangle.
Born Gaius Caesar, he became known as
Caligula (“Little Boot”), a childhood nickname bestowed
on him by the soldiers of his father, Germanicus Caesar,
nephew and adoptive son of Tiberius. The deaths of his
father in 19 ce, of his mother, Agrippina the Elder, in
33, and of his two elder brothers, Julius Caesar Nero in
31 and Drusus Caesar in 23, were popularly ascribed to
the machinations of Tiberius. Gaius and his three
sisters survived. Adopting his father’s distinguished
name, he became Gaius Caesar Germanicus.
He was severely ill seven months after
his accession. After this he restored treason trials,
showed great cruelty, and engaged in wild despotic
caprice; e.g., he bridged the Bay of Naples with boats
from Baiae to Puteoli in the summer of 39. In 38 he
executed Naevius Sutorius Macro, prefect of the
Praetorian Guard, to whose support he owed his
accession, and Tiberius Gemellus, grandson of Tiberius,
whom he had supplanted in the succession. He made
pretensions to divinity and showed extravagant affection
for his sisters, especially for Drusilla, who on her
death (in 38) was consecrated Diva Drusilla, the first
woman in Rome to be so honoured. Some scholars believe
that he intended to establish a Hellenistic-type
monarchy after the brother-sister marriages of the
Ptolemies of Egypt. Others thought that after his
illness he was mad; however, much evidence of this is
suspect and some—e.g., that he made his horse consul—is
untrue. He may have suffered from epilepsy.
Caligula appeared unexpectedly on the
Upper Rhine in October 39 and suppressed an incipient
revolt, executing Drusilla’s widower M. Aemilius Lepidus
and Gnaeus Lentulus Gaetulicus, commander of the Upper
Rhine armies. After his accession Caligula quickly
squandered the vast sums Tiberius had accumulated in the
state treasury. To procure the revenues needed to
finance his extravagances, he then resorted to the
extortion of prominent Roman citizens and the
confiscation of their estates. Early in 40 Caligula
marched with an army into Gaul, whose inhabitants he
plundered thoroughly. He marched his troops to the
northern shoreline of Gaul as a prelude to the invasion
of Britain but then ordered them to collect seashells
there, which he called the spoils of the conquered
ocean.
Caligula pursued his pretensions to
divinity further; in the summer of 40 he ordered his
statue to be erected in the Temple at Jerusalem, but,
under the suave persuasion of Herod Agrippa, Caligula
countermanded this potentially disastrous order. The
Roman populace had by now grown weary of this mad and
unpredictable tyrant, and several conspiracies were
formed against him. In January 41, four months after his
return to Rome from Gaul, Caligula was murdered at the
Palatine Games by Cassius Chaerea, tribune of the
Praetorian guard, Cornelius Sabinus, and others.
Caligula’s wife Caesonia and his daughter were also put
to death. He was succeeded as emperor by his uncle
Claudius.
Encyclopaedia
Britannica
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Claudius
Claudius, in full Tiberius Claudius Caesar Augustus
Germanicus, original name (until 41 ce) Tiberius
Claudius Nero Germanicus (born Aug. 1, 10 bce, Lugdunum
[Lyon], Gaul—died Oct. 13, 54 ce), Roman emperor (41–54
ce), who extended Roman rule in North Africa and made
Britain a province.
Early life
The son of Nero Claudius Drusus, a popular and
successful Roman general, and the younger Antonia, he
was the nephew of the emperor Tiberius and a grandson of
Livia Drusilla, the wife of the emperor Augustus. Ill
health, unattractive appearance, clumsiness of manner,
and coarseness of taste did not recommend him for a
public life. The imperial family seems to have
considered him something of an embarrassment, and he was
long left to his own private studies and amusements. It
was the historian Livy who recognized and encouraged his
inclination for historical studies. Claudius wrote a
pamphlet defending the republican politician and orator
Cicero, who was executed by the triumvirs; and, having
discovered that it was difficult to speak freely on the
civil wars toward the end of the Roman Republic, he
began a history of Rome with the principate of Augustus.
He composed 20 books of Etruscan and 8 books of
Carthaginian history, all in Greek; an autobiography;
and a historical treatise on the Roman alphabet with
suggestions for orthographical reform—which as emperor
he later tried not very successfully to implement. He
also wrote on dice playing, of which he was fond. All
his works are lost, and their importance cannot be
measured. The Etruscan history may have had original
material: his first wife, Plautia Urgulanilla, had
Etruscan blood, and her family was probably able to put
Claudius in touch with authentic Etruscan traditions.
After divorcing Urgulanilla, he in turn married Aelia
Paetina, Valeria Messalina, who was his wife at his
accession, and, finally, Agrippina the Younger. By his
first three wives he had five children, of whom Drusus
and Claudia died before he became emperor. As a young
man Claudius was made a member of various religious
colleges, but he became consul only under the reign of
his older brother’s son Gaius (Caligula) in 37. There
was, however, little cordiality between the two.
Emperor and colonizer
Power came to Claudius unexpectedly after Gaius’s
murder on Jan. 24, 41, when he was discovered trembling
in the palace by a soldier. The Praetorian Guards, the
imperial household troops, made him emperor on January
25. By family tradition and antiquarian inclinations,
Claudius was in sympathy with the senatorial
aristocracy; but soldiers and courtiers were his real
supporters, while freedmen and foreigners had been his
friends in the days of neglect. Initially, the attitude
of the Senate was at best ambiguous. In 42 many senators
supported the ill-fated rebellion of the Governor of
Dalmatia. Even later, several attempts on Claudius’s
life involved senators and knights. Though paying homage
to the dignity of the Senate (to whose administration he
returned the provinces of Macedonia and Achaea) and
giving new opportunities to the knights, Claudius was
ruthless and occasionally cruel in his dealings with
individual members of both orders. From the very
beginning he emphasized his friendship with the army and
paid cash for his proclamation as emperor.
Claudius’s decision to invade Britain
(43) and his personal appearance at the climax of the
expedition, the crossing of the Thames and the capture
of Camulodunum (Colchester), were prompted by his need
of popularity and glory. But concern with the anti-Roman
influence of the Druid priesthood, which he tried to
suppress in Gaul, and a general inclination toward
expanding the frontiers were other reasons. Claudius
planted a colony of veterans at Camulodunum and
established client-kingdoms to protect the frontiers of
the province; these were afterward a source of trouble,
such as the revolt in 47 of Prasutagus, client-king of
the Iceni, and later the general revolt instigated by
his wife Boudicca (also called Boadicea). He also
annexed Mauretania (41–42) in North Africa, of which he
made two provinces (Caesariensis in the east and
Tingitana in the west), Lycia in Asia Minor (43), and
Thrace (46). Though he enlarged the kingdom of Herod
Agrippa I, he later made Judaea a province on Agrippa’s
death in 44. In 49 he annexed Iturea (northeastern
Palestine) to the province of Syria. He was careful not
to involve the empire in major wars with the Germans and
the Parthians. Claudius supported Roman control of
Armenia, but in 52 he preferred the collapse of the
pro-Roman government to a war with Parthia, leaving a
difficult situation to his successor.
In the civil administration, many
measures demonstrate Claudius’s enlightened policy. He
improved in detail the judicial system, and, in his
dealings with the provinces, he favoured a moderate
extension of Roman citizenship by individual and
collective grants: in Noricum, a district south of the
Danube comprising what is now central Austria and parts
of Bavaria, for instance, five communities became Roman
municipalities. He encouraged urbanization and planted
several colonies, for example, at Camulodunum and at
Colonia Agrippinensis (modern Cologne) in Germany in 51.
In his religious policy Claudius respected tradition; he
revived old religious ceremonies, celebrated the
festival of the Secular Games in 47 (three days and
nights of games and sacrifice commemorating the 800th
birthday of Rome), made himself a censor in 47, and
extended in 49 the pomerium of Rome (i.e., the boundary
of the area in which only Roman gods could be worshipped
and magistrates ruled with civil, not military, powers).
He protected the haruspices (diviners) and probably
Romanized the cult of the Phrygian deity Attis.
According to the biographer Suetonius in Claudius,
during a period of troubles Claudius expelled the Jews
from Rome for a short time; Christians may have been
involved. Elsewhere he confirmed existing Jewish rights
and privileges, and in Alexandria he tried to protect
the Jews without provoking Egyptian nationalism. In a
surviving letter addressed to the city of Alexandria, he
asked Jews and non-Jews “to stop this destructive and
obstinate mutual enmity.” Although personally
disinclined to accept divine honours, he did not
seriously oppose the current trend and had a temple
erected to himself in Camulodunum. His public works
include the reorganization of the grain supply of Rome
and construction of a new harbour at Ostia, which was
later improved by the emperor Trajan.
Administrative innovations
Claudius’s general policy increased the control of
the emperor over the treasury and the provincial
administration and apparently gave jurisdiction in
fiscal matters to his own governors in the senatorial
provinces. He created a kind of cabinet of freedmen, on
whom he bestowed honours, to superintend various
branches of the administration. An impressive series of
documents, such as a speech for the admission of Gauls
to the Senate recorded on a partly defective inscription
at Lugdunum (Lyon), the edict for the Anauni (an Alpine
population who had usurped the rights of Roman
citizenship and whom Claudius confirmed in these
rights), and the aforementioned letter to the city of
Alexandria (41 ce), survive as evidence of his personal
style of government: pedantic, uninhibited, alternately
humane and wrathful, and ultimately despotic. The
inscription from Lugdunum is an interesting comparison
with the version of the historian Tacitus in his Annals,
which gives an account of the same speech. The speech as
recorded in the inscription, in spite of irrelevance,
inconsequence, and fondness for digression (much of
which is absent in the version of Tacitus), shows that
Claudius knew what he wanted and that he appreciated the
latent forces of Roman tradition.
His marriage with Messalina ended in
48, when she apparently conspired against him and,
according to Tacitus, conducted a public marriage
ceremony with her lover, Gaius Silius. Messalina and
Silius were killed, and Claudius married his niece
Agrippina, an act contrary to Roman law, which he
therefore changed. To satisfy Agrippina’s lust for
power, Claudius had to adopt her son Lucius Domitius
Ahenobarbus (later the emperor Nero), to the
disadvantage of his own son Britannicus. In addition,
the new commander of the guards, Afranius Burrus, was
protected by Agrippina. Roman tradition is unanimous in
stating that Claudius was poisoned by Agrippina on Oct.
13, 54 ce, though the details differ. A version of
poisoning by mushrooms prevailed. Lucius Annaeus Seneca,
the politician and satirist, who had been exiled by
Claudius at his accession but had been recalled at
Agrippina’s urging to educate Nero, derided the dead
emperor and his apotheosis (duly decreed by the Senate)
in the satire Apocolocyntosis divi Claudii (“The
Pumpkinification of the Divine Claudius”; the title and
its exact meaning are both subject to dispute).
The picture of Claudius that appears
in this work has much in common with that of later Roman
historians who give details of the unpopular side of
Claudius’s administration. The Apocolocyntosis ridicules
his physical appearance and his speaking ability and
casts aspersions on his abilities as a judge, depicting
him as arbitrary—of giving legal judgments without a
fair hearing and of summarily ordering the executions of
relatives, senators, and knights.
Tacitus, Suetonius, and the later
historian Dio Cassius attribute Claudius’s mistakes to
infirmity of character and the influence of his wives
and freedmen. They echo the hostility of the upper
classes against an emperor who, in spite of his words,
had been unfavourable to them. That this tradition is
one-sided is shown by the surviving documents of the
reign and the energy with which Claudius carried out the
affairs of government.
Arnaldo Dante Momigliano
Encyclopaedia
Britannica
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Nero
Nero, in full Nero Claudius Caesar Augustus Germanicus,
also called (50–54 ce) Nero Claudius Drusus Germanicus,
original name Lucius Domitius Ahenobarbus (born Dec. 15,
37 ce, Antium, Latium—died June 9, 68, Rome), the fifth
Roman emperor (54–68 ce), stepson and heir of the
emperor Claudius. He became infamous for his personal
debaucheries and extravagances and, on doubtful
evidence, for his burning of Rome and persecutions of
Christians.
Upbringing
Nero’s father, Gnaeus Domitius Ahenobarbus, died in
about 40 ce, and Nero was brought up by his mother,
Agrippina the Younger, a great-granddaughter of the
emperor Augustus. After poisoning her second husband,
Agrippina incestuously became the wife of her uncle, the
emperor Claudius, and persuaded him to favour Nero for
the succession, over the rightful claim of his own son,
Britannicus, and to marry his daughter, Octavia, to
Nero. Having already helped to bring about the murder of
Valeria Messalina, her predecessor as the wife of
Claudius, in 48, and ceaselessly pursuing her intrigues
to bring Nero to power, Agrippina eliminated her
opponents among Claudius’s palace advisers, probably had
Claudius himself poisoned in 54, and completed her work
with the poisoning of Britannicus in 55. Upon the death
of Claudius she at once had Nero proclaimed emperor by
the Praetorian Guard, whose prefect, Sextus Afranius
Burrus, was her partisan; the Senate thus had to accept
a fait accompli. For the first time absolute power in
the Roman Empire was vested in a mere boy, who was not
yet 17.
Early reign
Agrippina immediately eliminated the powerful
freedman Narcissus, who had always opposed her aims. She
hoped to control the government, but Burrus and Nero’s
old tutor, the Stoic philosopher Lucius Annaeus Seneca,
though they owed their influence to Agrippina, were not
content to remain her tools. They encouraged Nero to act
independently of her, and a growing coolness resulted in
Nero’s relations with his mother. In 56 Agrippina was
forced into retirement. From that time until 62, Burrus
and Seneca were the effective rulers of the empire.
Brought up in this atmosphere, Nero
might well have begun to behave like a monster upon his
accession as emperor in 54 but, in fact, behaved quite
otherwise. He put an end to the more odious features of
the later years of Claudius’s reign, including secret
trials before the emperor and the dominance of corrupt
freedmen, and he accorded more independence to the
Senate. The testimony of contemporaries depicts Nero at
this time as a handsome young man of fine presence but
with soft, weak features and a restless spirit. Up to
the year 59, Nero’s biographers cite only acts of
generosity and clemency on his account. His government
forbade contests in the circus involving bloodshed,
banned capital punishment, reduced taxes, and accorded
permission to slaves to bring civil complaints against
unjust masters. Nero himself pardoned writers of
epigrams against him and even those who plotted against
him, and secret trials were few. The law of treason was
dormant: Claudius had put 40 senators to death, but,
between the murders instigated by Agrippina in 54 and
the year 62, there were no like incidents in Nero’s
reign. Nero also inaugurated competitions in poetry, in
the theatre, and in athletics as counterattractions to
gladiatorial combats. He saw to it that assistance was
provided to cities that had suffered disaster and, at
the request of the Jewish historian Josephus, gave aid
to the Jews.
Artistic pretensions and irresponsibility
While directing the government themselves, Burrus
and Seneca had largely left Nero uncontrolled to pursue
his own tastes and pleasures. Seneca urged Nero to use
his autocratic powers conscientiously, but he obviously
failed to harness the boy’s more generous impulses to
his responsibilities. At first Nero hated signing death
sentences, and the extortions of Roman tax collectors
upon the populace led him in 58 to unrealistically
suggest that the customs dues should be abolished. Even
later Nero was capable of conceiving grandiose plans for
conquests or the creation of public works, but for the
most part he used his position simply to gratify his own
personal pleasures. His nocturnal rioting in the streets
was a scandal as early as 56, but the emergence of real
brutality in Nero can be fixed in the 35-month period
between the putting to death of his mother at his orders
in 59 and his similar treatment of his wife Octavia in
June 62. He was led to the murder of Agrippina by her
insanity and her fury at seeing her son slip out of her
control, to the murder of Octavia by his having fallen
in love with Poppaea Sabina, the young wife of the
senator (and later emperor) Otho, and by his fear that
his repudiated wife was fomenting disaffection at court
and among the populace. He married Poppaea in 62, but
she died in 65, and he subsequently married the
patrician lady Statilia Messalina.
Seeing that he could do what he liked
without fear of censure or retribution, Nero began to
give rein to inordinate artistic pretensions. He fancied
himself not only a poet but also a charioteer and lyre
player, and in 59 or 60 he began to give public
performances; later he appeared on the stage, and the
theatre furnished him with the pretext to assume every
kind of role. To the Romans these antics seemed to be
scandalous breaches of civic dignity and decorum. Nero
even dreamed of abandoning the throne of Rome in order
to fulfill his poetical and musical gifts, though he did
not act on these puerile ambitions. Beginning about 63
he also developed strange religious enthusiasms and
became increasingly attracted to the preachers of novel
cults. By now Seneca felt that he had lost all influence
over Nero, and he retired after Burrus’s death in 62.
The great fire that ravaged Rome in 64
illustrates how low Nero’s reputation had sunk by this
time. Taking advantage of the fire’s destruction, Nero
had the city reconstructed in the Greek style and began
building a prodigious palace—the Golden House—which, had
it been finished, would have covered a third of Rome.
During the fire Nero was at his villa at Antium 35 miles
(56 km) from Rome and therefore cannot be held
responsible for the burning of the city. But the Roman
populace mistakenly believed that he himself had started
the fire in Rome in order to indulge his aesthetic
tastes in the city’s subsequent reconstruction.
According to the Annals of the Roman historian Tacitus
and to the Nero of the Roman biographer Suetonius, Nero
in response tried to shift responsibility for the fire
on the Christians, who were popularly thought to engage
in many wicked practices. Hitherto the government had
not clearly distinguished Christians from Jews; almost
by accident, Nero initiated the later Roman policy of
halfhearted persecution of the Christians, in the
process earning himself the reputation of Antichrist in
the Christian tradition.
The approaching end
Meanwhile, the imperial government had had some
success in the east. The great foreign-policy problem of
the time was that of Armenia. Since the reign of
Augustus, it had been Roman policy to appoint vassal
kings there and so make Armenia a buffer state against
Parthia, Rome’s implacable foe in the east. But the
Armenians had long chafed under Roman rule, and in the
emperor Claudius’s last years a Parthian prince named
Tiridates had made himself king of Armenia with the
support of its people. In response, Nero’s new
government took vigorous action, appointing an able
general, Gnaeus Domitius Corbulo, to the command.
Prolonged military operations by Corbulo led in 66 to a
new settlement; Tiridates was recognized as king, but he
was compelled to come to Rome to receive his crown from
Nero.
Despite this success, the provinces
were increasingly uneasy, for they were oppressed by
exactions to cover Nero’s extravagant expenditures on
his court, new buildings, and gifts to his favourites;
the last expenditures alone are said to have amounted to
more than two billion sesterces, a sum that was several
times the annual cost of the army. A revolt in Britain
was headed by Queen Boudicca (Boadicea) in 60 or 61, and
an insurrection in Judaea lasted from 66 to 70. Nero had
many antagonists by this time. The great conspiracy to
make Gaius Calpurnius Piso emperor in 65 reveals the
diversity of his enemies—senators, knights, officers,
and philosophers. That the conspiracy included military
officers was an ominous sign, but Nero did not give way
to panic; slaves kept him out of danger by warning him
of plots that were hatching among their masters. And he
did not altogether abandon his lenient attitude. Out of
41 participants in the Piso conspiracy, only 18 died
(including Seneca and the poet Lucan), either by order
or from fear; the others were exiled or pardoned.
At the end of the year 66, Nero
undertook a long visit to Greece that was to keep him
away from Rome for 15 months, and during his absence he
entrusted the consulate to one of his freedmen. On this
trip Nero engaged in new displays of his artistic
prowess, and he walked about garbed as an ascetic,
barefoot and with flowing hair. His enthusiasm for Greek
culture also prompted him to free a number of Greek
cities in honour of their glorious past. In the four
months following his return to Rome in February 68, his
delirious pretensions as both an artist and a religious
worshiper aroused the enmity not only of the Senate and
those patricians who had been dispossessed by him but
also of the Italian middle class, which had
old-fashioned moral views and which furnished most of
the officers of the army. Even the common soldiers of
the legions were scandalized to see the descendant of
Caesar publicly perform on stage the parts not only of
ancient Greek heroes but of far lower characters. “I
have seen him on stage,” Gaius Julius Vindex, the legate
who rebelled against him, was to say, “playing pregnant
women and slaves about to be executed.”
At the news of revolts brewing
throughout the empire—that of the provincial governor
Servius Sulpicius Galba in Spain, the rebellion of the
provincial governor Julius Vindex at Lyon in Gaul
(France), and others on the eastern frontier—Nero only
laughed and indulged in further megalomaniacal displays
instead of taking action. “I have only to appear and
sing to have peace once more in Gaul,” he is reported to
have said. Meanwhile, the revolt spread and the legions
made Galba emperor; the Senate condemned Nero to die a
slave’s death: on a cross and under the whip. The
Praetorian Guard, his palace guard, abandoned him, and
his freedmen left to embark on the ships he kept in
readiness at Ostia, the port of Rome. Nero was obliged
to flee the city. According to Suetonius, he stabbed
himself in the throat with a dagger. According to
another version (recounted by Tacitus and almost
certainly fiction) he reached the Greek islands, where
the following year (69) the governor of Cythnos (modern
Kíthnos) recognized him in the guise of a red-haired
prophet and leader of the poor, had him arrested, and
executed the sentence that had been passed by the
Senate.
The Roman populace and the Praetorian
Guard later came to regret that they had lost such a
liberal patron, but to his subjects in general, Nero had
been a tyrant, and the revolt his misrule provoked
sparked a series of civil wars that for a time
threatened the survival of the Roman Empire and caused
widespread misery.
Encyclopaedia
Britannica
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Caligula Depositing the Ashes of his Mother
and Brother in the Tomb of his Ancestors, by Eustache Le Sueur,
1647
Gratus proclaims Claudius emperor, by Lawrence Alma-Tadema, c.
1871.
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The death of Seneca, by Luca Giordano, 1684
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The Death of Seneca,
by Peter Paul Rubens, 1615
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4 Persecution of Christians after
the fire in Rome in 64 a.d.
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4 Christians were
persecuted and blamed for the
devastating fire in Rome in 64.
With revolts in the provinces Nero killed himself in 68,
ending the Julio-Claudian dynasty.
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Lucius Annaeus Seneca
Roman philosopher and statesman [4
BC–AD 65]
byname Seneca The Younger
born c. 4 bc, Corduba, Spain
died ad 65, Rome
Main
Roman philosopher, statesman, orator, and tragedian. He
was Rome’s leading intellectual figure in the mid-1st
century ad and was virtual ruler with his friends of the
Roman world between 54 and 62 during the first phase of
the emperor Nero’s reign.
Early life and family
Seneca was the second son of a wealthy family. The
father, Lucius Annaeus Seneca (Seneca the Elder), had
been famous in Rome as a teacher of rhetoric; the
mother, Helvia, was of excellent character and
education; the older brother was Gallio, met by St. Paul
in Achaea in ad 52; the younger brother was the father
of the poet Lucan. An aunt took Lucius as a boy to Rome;
there he was trained as an orator and educated in
philosophy in the school of the Sextii, which blended
Stoicism with an ascetic neo-Pythagoreanism. Seneca’s
health suffered, and he went to recuperate in Egypt,
where his aunt was the wife of the prefect, Gaius
Galerius. Returning to Rome about the year 31, he began
a career in politics and law. Soon he fell foul of the
emperor Caligula, who was deterred from killing him only
by the argument that his life was sure to be short.
In 41 the emperor Claudius banished Seneca to Corsica on
a charge of adultery with the princess Julia Livilla,
the Emperor’s niece. In that uncongenial milieu he
studied natural science and philosophy and wrote the
three treatises entitled Consolationes. The influence of
Agrippina, the Emperor’s wife, had him recalled to Rome
in 49. He became praetor in ad 50, married Pompeia
Paulina, a wealthy woman, built up a powerful group of
friends, including the new prefect of the guard, Sextus
Afranius Burrus, and became tutor to the future emperor
Nero.
The murder of Claudius in 54 pushed Seneca and Burrus to
the top. Their friends held the great army commands on
the German and Parthian frontiers. Nero’s first public
speech, drafted by Seneca, promised liberty for the
Senate and an end to the influence of freedmen and
women. Agrippina, Nero’s mother, was resolved that her
influence should continue, and there were other powerful
enemies. But Seneca and Burrus, although provincials
from Spain and Gaul, understood the problems of the
Roman world. They introduced fiscal and judicial reforms
and fostered a more humane attitude toward slaves. Their
nominee Corbulo defeated the Parthians; in Britain a
more enlightened administration followed the quashing of
Boudicca’s rebellion. But as Tacitus, the historian (c.
56–117), says, “Nothing in human affairs is more
unstable and precarious than power unsupported by its
own strength.” Seneca and Burrus were a tyrant’s
favourites. In 59 they had to condone—or to contrive—the
murder of Agrippina. When Burrus died in 62 Seneca knew
that he could not go on. He received permission to
retire, and in his remaining years he wrote some of his
best philosophical works. In 65, Seneca’s enemies
denounced him as having been a party to the conspiracy
of Piso. Ordered to commit suicide, he met death with
fortitude and composure.
Philosophical works and tragedies.
The Apocolocyntosis divi Claudii (The
Pumpkinification of the Divine Claudius) stands apart
from the rest of Seneca’s surviving works. A political
skit, witty and unscrupulous, its theme is the
deification—or “pumpkinification”—of Claudius. The rest
divide into philosophical works and the tragedies. The
former expound an eclectic version of “Middle” Stoicism,
adapted for the Roman market by Panaetius of Rhodes (2nd
century bc), and developed by his compatriot Poseidonius
in the 1st century bc. Poseidonius lies behind the books
on natural science, Naturales quaestiones, where lofty
generalities on the investigation of nature are offset
by a jejune exposition of the facts. Of the
Consolationes, Ad Marciam consoles a lady on the loss of
a son; Ad Helviam matrem, Seneca’s mother on his exile;
Ad Polybium, the powerful freedman Polybius on the loss
of a son but with a sycophantic plea for recall from
Corsica. The De ira deals at length with the passion of
anger, its consequences, and control. The De clementia,
an exhortatory address to Nero, commends mercy as the
sovereign quality for a Roman emperor. De tranquillitate
animi, De constantia sapientis, De vita beata, and De
otio consider various aspects of the life and qualities
of the Stoic wise man. De beneficiis is a diffuse
treatment of benefits as seen by giver and recipient. De
brevitate vitae demonstrates that our human span is long
enough if time is properly employed—which it seldom is.
Best written and most compelling are the Epistulae
morales, addressed to Lucilius. Those 124 brilliant
essays treat a range of moral problems not easily
reduced to a single formula.
Of the 10 “Senecan” tragedies, Octavia is certainly, and
Hercules Oetaeus is probably, spurious. The others
handle familiar Greek tragic themes, with some
originality of detail. Attempts to arrange them as a
schematic treatment of Stoic “vices” seem too subtle.
Intended for playreadings rather than public
presentation, the pitch is a high monotone, emphasizing
the lurid and the supernatural. There are impressive set
speeches and choral passages, but the characters are
static, and they rant. The principal representatives of
classical tragedy known to the Renaissance world, these
plays had a great influence, notably in England.
Shakespeare’s Titus Andronicus, John Webster’s The
Duchess of Malfi, and Cyril Tourneur’s Revengers
Tragaedie, with their ghosts, witches, cruel tyrants,
and dominant theme of vengeance, are the progeny of
Seneca’s tragedies.
Stature and influence.
Hostile propaganda pursued Seneca’s memory.
Quintilian, the 1st-century ad rhetorician, criticized
his educational influence; Tacitus was ambivalent on
Seneca’s place in history. But his views on monarchy and
its duties contributed to the humane and liberal temper
of the age of the Antonines (Antoninus Pius, Marcus
Aurelius, and Commodus; ad 138–192). Meanwhile, the
spread of Stoicism kept his philosophy alive: new
horizons opened when it was found to have Christian
affinities. There was a belief that he knew St. Paul and
a spurious collection of letters to substantiate it.
Studied by Augustine and Jerome, Seneca’s works consoled
Boethius in prison. His thought was a component of the
Latin culture of the Middle Ages, often filtered through
anthologies. Known to Dante, Chaucer, and Petrarch, his
moral treatises were edited by Erasmus; the first
complete English translation appeared in 1614. In the
16th to 18th century Senecan prose, in content and
style, served the vernacular literatures as a model for
essays, sermons, and moralizing. Calvin, Montaigne, and
Rousseau are instances. As the first of “Spanish”
thinkers, his influence in Spain was always powerful.
Nineteenth-century specialization brought him under fire
from philosophers, scientists, historians, and students
of literature. But later scholarly work and the interest
aroused by the bimillenary commemorations of his death
in Spain in 1965 suggested that a Senecan revival might
be under way. In his 40 surviving books the thoughts of
a versatile but unoriginal mind are expressed and
amplified by the resources of an individual style.
Donald Reynolds Dudley
Encyclopaedia
Britannica
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see also:
Virgil
"The Aeneid"
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The Peace Realm of Augustus
Virgil, The Aeneid, book 1, foretelling the reign of
Augustus:
"Then dire debate and impious war shall cease,
And the stern age be soften'd into peace:
Then banish'd Faith shall once again return,
And Vestal fires in hallow'd temples burn:
And Remuswith Quirinus shall sustain.
The righteous laws, and fraud and force restrain...."
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text
Ovid
"Metamorphoses"
illustrations
by
Francois
Chauveau
and Noel Le Mire
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Virgil and two muses,
mosaic from the house of Virgil in Hadrumetum, Sousse, Tunisia
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The Last Day of Pompeii, by Karl Brullov
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