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The Ancient World

ca. 2500 B.C. - 900 A.D.
 

 
 


The Rule of the Generals and Imperial Rome
 


74 B.C.-192 A.D.
 

 


The Empire under Augustus and His Family


Emperor Augustus reorganized the political structure of the Roman state. His reforms were successful and the modernized state proved stable under the rule of his successors.
 

In 27 B.C., the senate bestowed upon the victorious Octavian the title 1 augustus ("the exalted") and the office of princeps ("first citizen").


1 Augustus


He was ultimately promoted via a number of intermediary offices to the position of impemtor ("emperor") Caesar Augustus. He was seen as the emperor of peace, a savior who was ultimately venerated as a deity. Augustus carried out a reorganization of the empire's administration, its provinces, and the tax system. He implemented strict moral and marriage laws with the aim of revitalizing the ancient civic virtues of Rome. "Pax Augusta"—peace in the empire and an end to all party conflicts—was declared as the highest state goal and integrated into the state religion. Augustus recognized the increasing professionalization of the military and thus set up a standing army of 28 legions. He continued Marius'sand Caesar's policy of rewarding veterans with state lands.

The emperor shrewdly avoided the excessive adulation of his person. He reinforced his position as the focus of centralized power, yet always maintained good relations with the Senate. Rome's economy rapidly recovered from the decline that had resulted from the civil war. The Age of Augustus was not only one of increasing wealth but also of abundance in art and literature.

 

 

Augustus

Augustus, also called Augustus Caesar or (until 27 bce) Octavian, original name Gaius Octavius, adopted name Gaius Julius Caesar Octavianus (born Sept. 23, 63 bce—died Aug. 19, 14 ce, Nola, near Naples [Italy]), first Roman emperor, following the republic, which had been finally destroyed by the dictatorship of Julius Caesar, his great-uncle and adoptive father. His autocratic regime is known as the principate because he was the princeps, the first citizen, at the head of that array of outwardly revived republican institutions that alone made his autocracy palatable. With unlimited patience, skill, and efficiency, he overhauled every aspect of Roman life and brought durable peace and prosperity to the Greco-Roman world.

Gaius Octavius was of a prosperous family that had long been settled at Velitrae (Velletri), southeast of Rome. His father, who died in 59 bce, had been the first of the family to become a Roman senator and was elected to the high annual office of the praetorship, which ranked second in the political hierarchy to the consulship. Gaius Octavius’s mother, Atia, was the daughter of Julia, the sister of Julius Caesar, and it was Caesar who launched the young Octavius in Roman public life. At age 12 he made his debut by delivering the funeral speech for his grandmother Julia. Three or four years later he received the coveted membership of the board of priests (pontifices). In 46 bce he accompanied Caesar, now dictator, in his triumphal procession after his victory in Africa over his opponents in the Civil War; and in the following year, in spite of ill health, he joined the dictator in Spain. He was at Apollonia (now in Albania) completing his academic and military studies when, in 44 bce, he learned that Julius Caesar had been murdered.


Rise to power
Returning to Italy, he was told that Caesar in his will had adopted him as his son and had made him his chief personal heir. He was only 18 when, against the advice of his stepfather and others, he decided to take up this perilous inheritance and proceeded to Rome. Mark Antony (Marcus Antonius), Caesar’s chief lieutenant, who had taken possession of his papers and assets and had expected that he himself would be the principal heir, refused to hand over any of Caesar’s funds, forcing Octavius to pay the late dictator’s bequests to the Roman populace from such resources as he could raise. Caesar’s assassins, Marcus Junius Brutus and Gaius Cassius Longinus, ignored him and withdrew to the east. Cicero, the famous orator who was one of Rome’s principal elder statesmen, hoped to make use of him but underestimated his abilities.

Celebrating public games, instituted by Caesar, to ingratiate himself with the city populace, Octavius succeeded in winning considerable numbers of the dictator’s troops to his own allegiance. The Senate, encouraged by Cicero, broke with Antony, called upon Octavius for aid (granting him the rank of senator in spite of his youth), and joined the campaign of Mutina (Modena) against Antony, who was compelled to withdraw to Gaul. When the consuls who commanded the Senate’s forces lost their lives, Octavius’s soldiers compelled the Senate to confer a vacant consulship on him. Under the name of Gaius Julius Caesar he next secured official recognition as Caesar’s adoptive son. Although it would have been normal to add “Octavianus” (with reference to his original family name), he preferred not to do so. Today, however, he is habitually described as Octavian (until the date when he assumed the designation Augustus).

Octavian soon reached an agreement with Antony and with another of Caesar’s principal supporters, Marcus Aemilius Lepidus, who had succeeded him as chief priest. On Nov. 27, 43 bce, the three men were formally given a five-year dictatorial appointment as triumvirs for the reconstitution of the state (the Second Triumvirate—the first having been the informal compact between Pompey, Crassus, and Julius Caesar). The east was occupied by Brutus and Cassius, but the triumvirs divided the west among themselves. They drew up a list of “proscribed” political enemies, and the consequent executions included 300 senators (one of whom was Antony’s enemy Cicero) and 2,000 members of the class below the senators, the equites or knights. Julius Caesar’s recognition as a god of the Roman state in January 42 bce enhanced Octavian’s prestige as son of a god.

He and Antony crossed the Adriatic and, under Antony’s leadership (Octavian being ill), won the two battles of Philippi against Brutus and Cassius, both of whom committed suicide. Antony, the senior partner, was allotted the east (and Gaul); and Octavian returned to Italy, where difficulties caused by the settlement of his veterans involved him in the Perusine War (decided in his favour at Perusia, the modern Perugia) against Antony’s brother and wife. In order to appease another potential enemy, Sextus Pompeius (Pompey the Great’s son), who had seized Sicily and the sea routes, Octavian married Sextus’s relative Scribonia (though before long he divorced her for personal incompatibility). These ties of kinship did not deter Sextus, after the Perusine War, from making overtures to Antony; but Antony rejected them and reached a fresh understanding with Octavian at the treaty of Brundisium, under the terms of which Octavian was to have the whole west (except for Africa, which Lepidus was allowed to keep) and Italy, which, though supposedly neutral ground, was in fact controlled by Octavian. The east was again to go to Antony, and it was arranged that Antony, who had spent the previous winter with Queen Cleopatra in Egypt, should marry Octavian’s sister Octavia. The peoples of the empire were overjoyed by the treaty, which seemed to promise an end to so many years of civil war. In 38 bce Octavian formed a significant new link with the aristocracy by his marriage to Livia Drusilla.

But a reconciliation with Sextus Pompeius proved abortive, and Octavian was soon plunged into serious warfare against him. When his first operations against Sextus’s Sicilian bases proved disastrous, he felt obliged to make a new compact with Antony at Tarentum (Taranto) in 37 bce. Antony was to provide Octavian with ships, in return for troops Antony needed for his forthcoming war against the empire’s eastern neighbour Parthia and its Median allies. Antony handed over the ships, but Octavian never sent the troops. The treaty also provided for renewal of the Second Triumvirate for five years, until the end of 33 bce.


Military successes
In the following year the balance of power began to change: whereas Antony’s eastern expedition failed, Octavian’s fleet—commanded by his former schoolmate Marcus Agrippa, who, although unpopular with the influential nobles, was an admiral of genius—totally defeated Sextus Pompeius off Cape Naulochus (Venetico) in Sicily. At this point the third triumvir, Lepidus, seeking to contest Octavian’s supremacy in the west by force, was disarmed by Octavian, deprived of his triumviral office, and forced into retirement. Ignoring Antony’s right to settle his own veterans in Italy and recruit fresh troops, Octavian discharged many legionaries and founded settlements for them. His deliberate rivalry with Antony for the eventual mastership of the Roman world became increasingly apparent. Octavian’s marriage two years earlier had begun to win over some of the nobles who had previously been Antony’s supporters. Octavian also launched elaborate religious and patriotic publicity, centring on the classical god of order, Apollo, in contrast to Antony’s less Roman patron, Dionysus (Bacchus). In addition, Octavian had started to prefix his name with the designation “Imperator,” to suggest that he was the commander par excellence; and now, although he continued to use his triumviral powers, he omitted all reference to them from his coins, gradually concentrating on the plain, emotive name “Caesar Son of a God.”

But, if Octavian was to compete with Antony’s military seniority, successes in a foreign war were necessary; and so Octavian between 35 and 33 bce fought three successive campaigns in Illyricum and Dalmatia (parts of modern Slovenia and Croatia) in order to protect the northeastern approaches of Italy. With the help of Agrippa, he also lavished large sums on the adornment of Rome. When Octavian fomented public clamour against Antony’s territorial gifts to Cleopatra, it was clear that a clash between the two men was imminent.

In 32 bce the triumvirate had officially ended, and Octavian, unlike Antony, professed no longer to be employing its powers. Amid a virulent exchange of propaganda, Antony divorced Octavia, whereupon her brother Octavian seized Antony’s will and claimed to find in it damaging proofs of Cleopatra’s power over him. Each leader induced the populations under his control to swear formal oaths of allegiance to his own cause. Then, in spite of grave discontent aroused by his exactions in Italy, Octavian declared war—not against Antony but against Cleopatra.

Accompanied by her, Antony had brought up his fleet and army to guard strongpoints along the coast of western Greece; but in 31 bce Octavian dispatched Agrippa very early in the year to capture Methone, at the country’s southwestern tip. His enemies were taken by surprise; and after Octavian himself arrived—leaving his Etruscan friend and adviser Gaius Maecenas in charge of Italy—he and Agrippa soon shut Antony’s fleet inside the Gulf of Ambracia (Arta). At the Battle of Actium, Antony tried to extricate his ships in the hope of continuing the fight elsewhere. Though Cleopatra and then Antony succeeded in getting away, only a quarter of their fleet was able to follow them. Cleopatra and Antony fled to Egypt and committed suicide when Octavian captured the country in the following year. Executing Cleopatra’s son Ptolemy XV Caesar (Caesarion)—whose father she had claimed was Caesar—Octavian annexed Egypt and retained it under his direct control.

The seizure of Cleopatra’s treasure enabled him to pay off his veterans and made him finally master of the entire Greco-Roman world. From this point on, by a long and gradual series of tentative, patient measures, he established the Roman principate, a system of government that enabled him to maintain, in all essentials, absolute control. Gradually reducing his 60 legions to 28, he retained approximately 150,000 legionaries, mostly Italian, and supplemented them by about the same number of auxiliaries drawn from the provinces. A permanent bodyguard (the Praetorians), based on the bodyguards maintained by earlier generals, was stationed partly in Rome and partly in other Italian towns. A superb network of roads was created to maintain internal order and facilitate trade, and an efficient fleet was organized to police the Mediterranean. In 28 bce Octavian and Agrippa held a census of the civil population, the first of three during the reign. They also reduced the Senate from about 1,000 to 800 (later 600) compliant members, and Octavian was appointed its president.


Government and administration
Remembering, however, that Caesar had been assassinated because of his resort to naked power, Octavian realized that the governing class would welcome him as the terminator of civil war only if he concealed his autocracy beneath provisions avowedly harking back to republican traditions. From 31 until 23 bce the constitutional basis of his power remained a continuous succession of consulships, but in January 27 bce he ostensibly “transferred the State to the free disposal of the Senate and people,” earning the misleading, though outwardly plausible, tribute that he had restored the republic. At the same time, he was granted a 10-year tenure of an area of government (provincia) comprising Spain, Gaul, and Syria, the three regions containing the bulk of the army. The remaining provinces were to be governed by proconsuls appointed by the Senate in the old republican fashion. Octavian, however, believed that his supreme prestige—crystallized in the meaningful term auctoritas—safeguarded him against any defiance by these personages; and he was indeed able, more or less indirectly, to influence their appointments, just as he was able (on the rare occasions when he regarded it as desirable) to influence the appointments to the consulships and other metropolitan offices that continued to exist in “republican” fashion.

Four days after these measures, his name Caesar, acquired through adoption in Julius’s will, was supplemented by “Augustus,” an appellation with an antique religious ring, believed to be linked etymologically with auctoritas and with the ancient practice of augury. The word augustus was often contrasted with humanus; its adoption as the title representing the new order cleverly indicated, in an extraconstitutional fashion, his superiority over the rest of mankind. With the aid of writers such as Virgil, Livy, and Horace, all of whom in their different ways shared the same ideas, he showed his patriotic veneration of the old Italian faith by reviving many of its ceremonials and repairing numerous temples.

Military operations continued in many frontier areas. In 25 bce recalcitrant Alpine tribes were reduced, and Galatia (central Asia Minor) was annexed. Mauretania, on the other hand, was transferred from Roman provincial status to that of a client kingdom, for such dependent monarchies, as in the later republic, bore a considerable part of the burden of imperial defense. Augustus himself visited Gaul and directed part of a campaign in Spain until his health gave out; in 23 bce he fell ill again and seemed on the point of death. Feeling, amid reports of conspiracies, that new constitutional steps were necessary, he proceeded to terminate his series of consulships in favour of a power (imperium majus) that was separated altogether from office and its practical inconveniences. This power raised him above the proconsuls; it was never referred to on the official coinage or in Augustus’s political testament but was intended to be exercised mainly in emergencies and on personal visits. He was also awarded the power of a tribune (tribunicia potestas) for life. Earlier he had accepted certain privileges of a tribune. The full power he now assumed carried with it practical advantages, notably the right to convene the Senate. But, more particularly, the office of a tribune surrounded him with a “democratic” aura because of the ancient character of the annually elected tribunes of the people as defenders of the plebs. This was, perhaps, needed all the more because Augustus himself—while admittedly supporting the interests of poorer people by a great extension of the right of judicial appeal—tended to back the established classes as the keystone of his system.

Agrippa, too, was granted superiority over proconsuls, presumably in order to ensure that the armies would be in safe hands in case one of Augustus’s recurrent illnesses proved fatal. The next to die, however, was the emperor’s young nephew Marcus Claudius Marcellus, who had been married to his daughter Julia and might eventually have been envisaged as his successor. In the same year, 23 bce, Agrippa was sent out to the east as deputy princeps; two years later he became Julia’s second husband. Meanwhile Augustus himself traveled in Sicily, Greece, and Asia (22–19). Important reorganizations were put into effect wherever he went; and immense satisfaction was caused by an agreement in 20 bce with Parthia, under which the Parthians recognized Rome’s protectorate over Armenia and returned the legionary standards captured from Crassus 33 years earlier. In 19 bce Agrippa completed the subjugation of Spain. In this year there was some adjustment of Octavian’s powers to allow him to exercise them more freely in Italy, and the two following years witnessed social legislation attempting to encourage marriage, regulate penalties for adultery, and reduce extravagance. In 17 there were resplendent celebrations of ancient ritual, known as the Secular Games, to purify the Roman people of their past sins and provide full religious inauguration of the new age.

Although the principate was not an office which could be automatically handed on, Augustus seemed to be indicating his views regarding his ultimate successor when he adopted the two sons of his daughter Julia, boys aged three and one, who were henceforward known as Gaius Caesar and Lucius Caesar. Their father, Agrippa, whose powers had been renewed along with his master’s, returned to the east. But now Augustus also gave important employment to his stepsons—his wife Livia’s sons by her former marriage—Tiberius and Drusus the Elder. Proceeding across the Alps, they annexed Noricum and Raetia, comprising large parts of what are now Switzerland, Austria, and Bavaria, and extended the imperial frontier from Italy to the upper Danube (16–15 bce).

It was probably during these years that an executive, or drafting, committee (consilium) of the Senate was established in order to help Augustus to prepare senatorial business. His administrative burden was also lightened by the expansion of his own staff (knights, who could also now rise to a number of key posts, and freedmen) to form the beginnings of a civil service, which had never existed before but was destined to become an essential feature of the imperial system. Gradually, too, a completely reformed administrative structure of Rome, Italy, and the whole empire was evolved. The financial system that made this possible was evidently far more effective than anything the empire had ever seen until then. The system was based on the central treasury (aerarium), but the details of its relationship with the treasuries of the provinces, and particularly the provincia of Augustus, are still imperfectly understood, partly because, although the emperor proudly recorded his gifts to the central treasury, he did not report what funds passed in the opposite direction.

The taxation providing these resources apparently included two main direct taxes: a poll tax (tributum capitis), paid in some provinces by all adults and in others by adult males only, and a land tax (tributum soli). There were also indirect taxes, which (as in the past) were farmed out to contractors because their yield was unpredictable and the embryonic civil service lacked the resources to handle them. The republican customs dues continued; but the rates were low enough not to hamper trade, which, in the peaceful conditions created by Augustus, flourished in wholly unprecedented fashion. Industries did not exist on a very large scale, but commerce was greatly stimulated by a sweeping reform and expansion of the Roman coinage. Gold and silver pieces, their designs reflecting many facets of imperial publicity, were issued in great quantities at a number of widely distributed mints. The Rome mint was reopened for this purpose about 20 bce. The absence of bronze token coinage, which had been sparse for many decades, was remedied by the creation of abundant mintages in yellow orichalcum and red copper. In the west the principal mint for these pieces, besides Rome, was Lugdunum (Lyon), whose coins displayed a view of the Altar of Rome and Augustus that formed a model for other provincial capitals. The Roman citizen colonies of the west, many of them established by Augustus to settle his veterans, supplemented this output by their own local coinages, and in the east, particularly Asia Minor and Syria, numerous Greek cities were also allowed to issue small change.


Expansion of the empire
The death in 12 bce of Lepidus enabled Augustus finally to succeed him as the official head of the Roman religion, the chief priest (pontifex maximus). In the same year, Agrippa, too, died. Augustus compelled his widow, Julia, to marry Tiberius against both their wishes. During the next three years, however, Tiberius was away in the field, reducing Pannonia up to the middle Danube, while his brother Drusus crossed the Rhine frontier and invaded Germany as far as the Elbe, where he died in 9 bce. In the following year, Augustus lost another of his intimates, Maecenas, who had been the adviser of his early days and was an outstanding patron of letters.

Tiberius, who replaced Drusus in Germany, was elevated in 6 bce to a share in his stepfather’s tribunician power. But shortly afterward he went into retirement on the island of Rhodes. This was attributed to jealousy of his stepnephew Gaius Caesar, who was introduced to public life with a great fanfare in the following year; and the same compliments were paid to his brother Lucius in 2 bce, the year in which Augustus received his climactic title, “father of the country” (pater patriae). Gaius was sent to the east and Lucius to the west. Both, however, soon died. Tiberius returned home in 2, and in 4 Augustus adopted him as his son, who in turn was required to adopt Germanicus, the son of his brother Drusus. The powers conferred upon Tiberius made him almost Augustus’s own equal in everything except prestige.

Tiberius’s next task was to consolidate the invasion and provincial organization of Germany (4–5 ce). An invasion of Bohemia was planned and had already been launched from two directions when news came in 6 that Pannonia and Illyricum had revolted. It took three years for the rebellion to be put down; and this had only just been completed when Arminius raised the Germans against their Roman governor Varus and destroyed him and his three legions. As Augustus could not readily replace the troops, the annexation of western Germany and Bohemia was postponed indefinitely; Tiberius and Germanicus were sent to consolidate the Rhine frontier.

Although Augustus was now feeling his age, these years in association with Tiberius were marked by administrative innovations: the annexation of Judaea in 6 ce (its client king Herod the Great had died 10 years previously); the establishment at Rome (in the same year) of a fire brigade with police duties, supplemented seven years later by a regular police force (cohortes urbanae); the creation of a military treasury (aerarium militare) to defray soldiers’ retirement bounties from taxes; and the conversion of the hitherto occasional appointment of prefect of the city (praefectus urbi) into a permanent office (13 ce). When, in the same year, the powers of Augustus were renewed for 10 years—such renewals had been granted at intervals throughout the reign—Tiberius was made his equal in every constitutional respect. In April, Augustus deposited his will at the House of the Vestals in Rome. It included a summary of the military and financial resources of the empire (breviarium totius imperii) and his political testament, known as the “Res Gestae Divi Augusti” (“Achievements of the Divine Augustus”). The best-preserved copy of the latter document is on the walls of the Temple of Rome and Augustus at Ankara, Turkey (the Monumentum Ancyranum). In 14 ce Tiberius was due to leave for Illyricum but was recalled by the news that Augustus was gravely ill. He died on August 19, and on September 17 the Senate enrolled him among the gods of the Roman state. By that time Tiberius had succeeded him as the second Roman emperor, though the formalities involved in the succession proved embarrassing both to himself and to the Senate because the “principate” of Augustus had not, constitutionally speaking, been heritable or continuous. Like other emperors, Tiberius assumed the designation “Augustus” as an additional title of his own. Agrippa Postumus, who had been named his coheir but was later banished, was put to death. The order to kill him may already have been given by Augustus, but this is not certain.


Personality and achievement
Augustus was one of the great administrative geniuses of history. The gigantic work of reorganization that he carried out in every field of Roman life and throughout the entire empire not only transformed the decaying republic into a new, monarchic regime with many centuries of life ahead of it but also created a durable Roman peace, based on easy communications and flourishing trade. It was this Pax Romana that ensured the survival and eventual transmission of the classical heritage, Greek and Roman alike, and provided the means for the diffusion of Judaism and Christianity. Although his regime was an autocracy, Augustus, being a tactful and imaginative master of propaganda of many kinds, knew how to cloak that autocracy in traditionalist forms that would satisfy a war-worn generation—perhaps, most of all, the upper bourgeoisie immediately below the leading nobility, since it was they who benefited from the new order more than anyone. He was also able to win the approbation, through the patronage of Maecenas, of some of the greatest writers the world has ever known, including Virgil, Horace, and Livy.

Their enthusiasm was partly due to Augustus’s conviction that the Roman peace must be under Occidental, Italian control. This was in contrast to the views of Antony and Cleopatra, who had envisaged some sort of Greco-Roman partnership such as began to prevail only three or four centuries later. Augustus’s narrower view, although modified by an informed admiration of Greek civilization, was based on his small-town Italian origins. These were also partly responsible for his patriotic, antiquarian attachment to the ancient religion and for his puritanical social policy.

Augustus was a cultured man, the author of a number of works (all lost): a pamphlet against Brutus, an exhortation to philosophy, an account of his own early life, a biography of Drusus, poems, and epigrams. The conventional view of his character distinguishes between his cruelty in early years and his mildness in later life. But there was not so much need for cruelty later on, and, when it was needed (notably in the suppression of alleged plots), he was still ready to apply it. It is probable that nothing short of this degree of political ruthlessness could have achieved such enormous results. His domestic life, however, was simple and homespun. Within his family, the successive deaths of those he had earmarked as his successors or helpers caused him much sadness and disappointment. His devotion to his wife Livia Drusilla remained constant, though, like other Romans, he was unfaithful. His surviving letters show kindliness to his relations. Yet he exiled his daughter Julia for offending against his public moral attitudes, and he exiled her daughter by Agrippa for the same reason; he also exiled the son of Agrippa and Julia, Agrippa Postumus, though the suspicion that he later had him killed is unproved. As for Augustus’s male relatives who were his helpers, he was loyal to them but drove them as hard as he drove himself. He needed them because the burden was so heavy, and he especially needed them in the military sphere because he was not a great commander. In Agrippa and Tiberius and a number of others, he had men who supplied this deficiency, and although, on his deathbed, he is said to have advised against the further expansion of the empire, he himself, with their assistance, had expanded its frontiers in many directions.

His physical condition was subject to a host of ills and weaknesses, many of them recurrent. Indeed, in his early life, particularly, it was only his indomitable will that enabled him to survive—a strange preliminary to an unprecedented and unequaled life’s work. His appearance is described by the biographer Suetonius:

He was unusually handsome and exceedingly graceful at all periods of his life, though he cared nothing for personal adornment. His expression, whether in conversation or when he was silent, was calm and mild.…He had clear, bright eyes, in which he liked to have it thought that there was a kind of divine power, and it greatly pleased him, whenever he looked keenly at anyone, if he let his face fall as if before the radiance of the sun. His teeth were wide apart, small and ill-kept; his hair was slightly curly and inclining to golden; his eyebrows met.…His complexion was between dark and fair. He was short of stature, but this was concealed by the fine proportion and symmetry of his figure, and was noticeable only by comparison with some taller person standing beside him.

Augustus’s countenance proved a godsend to the Greeks and Hellenized easterners, who were the best sculptors of the time, for they elevated his features into a moving, never-to-be-forgotten imperial type, which Napoleon’s artists, among others, keenly emulated. The contemporary portrait busts of Augustus, echoed on his coins, formed part of a significant renaissance of the arts in which Italic and Hellenic styles were discreetly and brilliantly blended. Still extant at Rome are the severe yet delicate reliefs of the Ara Pacis (“Altar of Peace”), depicting a religious procession in which the national leaders are taking part; there are also scenes from the Roman mythology. The altar was dedicated by the Senate and people of Rome in 13 bce to commemorate the pacification of Gaul and Spain.

The architectural masterpieces of the time were also numerous; and something of their monumental grandeur and classical purity can be seen today at Rome in the remains of the Theatre of Marcellus and of the massive Forum of Augustus, flanked by colonnades and culminating in the Temple of Mars the Avenger—the Avenger of Julius Caesar. Outside Rome, too, there are abundant memorials of the Augustan Age; on either side of the Alps, for example, there are monuments to celebrate the submission and loyalty of the local tribes, an elegant arch at Segusio (Susa), and a square stone trophy, topped by a cylindrical drum, at La Turbie. From Livia’s mansion on the outskirts of Rome, at Prima Porta, comes a reminder that not all the art of the day was formal and grand. One of the rooms is adorned with wall paintings representing an enchanted garden; beyond a trellis are orchards and flower beds, in which birds and insects perch among the foliage. Augustus himself had no interest in personal luxury. Yet if ever he or his associates had any spare time, such were the rooms in which they spent it.

Michael Grant

Encyclopaedia Britannica



After Augustus' death in August, 14 a.d., his stepson 2 Tiberius continued his policies.

His attempts at including the Senate in the administration of the government failed, however, and he withdrew, embittered, to Capri in 27. The Praetorian Guard, an elite detail of the emperor's personal bodyguards, which later became a "state within the state," then made its first attempt to seize power.

Following the intermezzo of the megalotnaniacal Caligula (37-41)—who terrorized the Senate and honored a horse with a consulship— Claudius (41-54), an idiosyncratic but capable regent, became emperor. Under his rule, the transition from republic to a state centered on the emperor was completed, and parts of the British Isles were conquered.

His stepson 3 Nero (54-68) ruled wisely and benignly at first, while still under the influence of his teacher, the philosopher Seneca.

But gradually he lost his grip on reality, perhaps due to his inordinate admiration of the Greeks and the cult of his person. The administration of his empire was taken over by minions.


2 Tiberius


Caligula


Claudius


3 Nero

 
 
 

Tiberius

Tiberius, in full Tiberius Caesar Augustus or Tiberius Julius Caesar Augustus, original name Tiberius Claudius Nero (born Nov. 16, 42 bc—died March 16, ad 37, Capreae [Capri], near Naples), second Roman emperor (ad 14–37), adopted son of Augustus, whose imperial institutions and imperial boundaries he sought to preserve. In his last years he became a tyrannical recluse, inflicting a reign of terror against the major personages of Rome.


Background and youth
Tiberius’s father, also named Tiberius Claudius Nero, a high priest and magistrate, was a former fleet captain for Julius Caesar. His mother, the beautiful Livia Drusilla, was her husband’s cousin and may have been only 13 years old when Tiberius was born. In the civil wars following the assassination of Julius Caesar, the elder Tiberius gave his allegiance to Mark Antony, Caesar’s protégé. When Augustus, Caesar’s grandnephew and heir, fell out with Antony and defeated him in the ensuing power struggle, the elder Tiberius and his family became fugitives. They fled first to Sicily and then to Greece, but by the time Tiberius was three years old an amnesty was granted and the family was able to return to Rome.

In 39 bc Augustus had the power, if not yet the title, of emperor. Attracted by the beauty of Livia, who was at that time pregnant with a second son, Augustus divorced his own wife, who was also pregnant, and, forcing the elder Tiberius to give up Livia, married her. The infant Tiberius remained with his father, and, when the younger brother, Drusus, was born a few months later, he was sent to join them. At the death of his father, Tiberius was nine years old, and, with Drusus, he went to live with Livia and the emperor. The two boys and the emperor’s daughter, Julia, between them in age, studied together, played together, and took part in the obligatory ceremonials of temple dedication and celebration of victories. They were joined by their cousin Marcellus, the son of Augustus’s sister, Octavia.

In the absence of a clear law designating Augustus’s successor as emperor, all three boys were trained accordingly. They were instructed in rhetoric, literature, diplomacy, and military skills, and soon they also began taking a ceremonial role in the affairs of state. As oldest, Tiberius was the first to do so. In the triumph following Augustus’s victory over Cleopatra and Antony at Actium, the 13-year-old Tiberius rode the right-hand horse of Augustus’s chariot in the procession. Though not a striking figure, he conducted himself well.

Serious by nature, he had become a shy youth, though he was sometimes called sullen. His great talent was application. With the best teachers in the empire at his disposal and, above all, as a participant in life at the palace, the centre of the civilized Western world, he learned rapidly. By age 14, Tiberius was used to dining with kings of the empire, to conducting religious services over the heads of powerful men five times his age, and even to seeing his own form in marble statues.


Years in the shadow of Augustus
Tiberius was not handsome. As a teenager he was tall and broad-shouldered, but his complexion was bad. His nose had a pronounced hook, but that was typically Roman. His manner was disconcerting. He had a slow, methodical way of speaking that seemed intended to conceal his meaning rather than make it plain. But he was diligent. He may not have known he would be emperor, but he cannot have doubted that he would be at least a general at a rather early age and thereafter he would be a high official in the government of Rome. In 27 bc, when Tiberius was 15 years old, Augustus took him and Marcellus to Gaul to inspect outposts. They experienced no fighting, but they learned a great deal about how to rule the marches, keep fortifications intact, and keep garrisons alert. When they returned, Augustus gave Marcellus his daughter Julia as wife.

Then Tiberius himself married. Love matches were infrequent in imperial Rome, but Tiberius’s marriage to Vipsania Agrippina was one. She was the daughter of Marcus Agrippa, Augustus’s son-in-law and lieutenant. Besides his love for his wife, and for his brother, Drusus, now growing into manhood, he was occupied with important work. His first military command at age 22, resulting in the recovery of standards of some Roman legions that had been lost decades before in Parthia, brought him great acclaim. As a reward he asked for another active command and was given the assignment of pacifying the province of Pannonia on the Adriatic Sea. Tiberius not only conquered the enemy but so distinguished himself by his care for his men that he found himself popular and even loved. When he returned to Rome, he was awarded a triumph.

Tiberius’s happy years were coming to an end, however. His beloved brother, Drusus, broke his leg in falling from a horse while campaigning in Germany. Tiberius was at Ticinum, on the Po River, south of what is now Milan, 400 miles away. Riding day and night to be with his brother, he arrived just in time to see Drusus die. Tiberius escorted the body back to Rome, walking in front of it on foot all the way. He also had to give up his wife, Vipsania, the other person he loved. Augustus’s daughter Julia had become a widow for the second time. Her first husband, Marcellus, had died, and the emperor had married her to Agrippa (who, as Vipsania’s father, was Tiberius’s father-in-law). When Agrippa died in 12 bc, Augustus wanted her suitably married at once and chose Tiberius as her third husband. Tiberius had no more choice than his father had had when Augustus decided to marry Livia. Tiberius was as obedient as his father. He divorced Vipsania and married Julia.

Tiberius’s new wife has come down in history with a reputation for licentiousness. It is not certain how much of the reputation she deserved. Roman historians often dealt in gossip, inventing scandal when there was none; but in Julia’s case they had good reason for their opinion. When Julia married Tiberius, he was 30. She was 27, twice a widow, the mother of five children (not all surviving). She was pretty and light-minded and liked the society of men. She did not get along with her mother-in-law (who was also her stepmother), Livia, and after the first few months she tired of Tiberius. It is certain that she committed adultery, and this presented Tiberius with an immense problem, not only personal but also political. A law of Augustus himself required a husband to denounce a wife who committed adultery. But Julia was the emperor’s beloved child, and, as Augustus knew nothing of her vices, to denounce her would be to wound him, and that was dangerous.

With no good course of action to follow, Tiberius asked for and received fighting commands away from Rome. When once in Rome between battles, he chanced to see Vipsania at the home of a friend. She had, at Augustus’s orders, been remarried to a senator. Tiberius was so overcome with sorrow that he followed her through the streets, weeping. Augustus heard of it and ordered Tiberius never to see her again. Although Augustus heaped honours on Tiberius, they did not compensate for Julia’s behaviour. In 6 bc Tiberius was granted the powers of a tribune and shortly thereafter went into a self-imposed exile on the island of Rhodes, leaving Julia in Rome.

Tiberius was now 36 years old and at the pinnacle of his power. He was capable of ruling an empire, conducting a great war, or governing a province of barbarians. In Rhodes he had nothing to do, and all of his ability and strength appear to have turned inward, into strange and unpleasant behaviour. Although the histories of Tiberius’s reign—written either by flatterers, like his old war comrade Velleius Paterculus, or by enemies—are not wholly trustworthy, there can be no question that a change took place in Tiberius at this time. What emerged was a man who seemed interested only in his own satisfactions and the increasingly perverse ways to find them. On Rhodes Tiberius became a recluse—unassuming and amiable at first, resentful and angry later on. Though Tiberius had left Rome of his own free will, daring the emperor’s wrath, he could not return without Augustus’s permission. Augustus withheld that permission for the better part of a decade.

Eventually, Livia secured proofs of Julia’s many adulteries and took them to Augustus, who was furious. Under his own law she should have been executed, but he did not have the heart for that; instead, he exiled her for life to the tiny island of Pandateria. But even then Tiberius was not recalled. There were three young men whom the emperor appeared to favour as heirs, all sons of Julia. One of them, Postumus, reportedly no more than a boor, fell into disfavour with Augustus and was sent into exile with his mother. The other two, Lucius and Gaius, were clearly candidates to succeed. But in 2 bc Lucius died in Massilia (Marseille), and the emperor relented. He called Tiberius back to Rome. By ad 4 Tiberius was in possession of all his honours again, and in that year Gaius was killed in a war in Lycia. Tiberius had become the second man in Rome. Augustus did not like him, but he adopted him as his son. He had no choice, and he was growing old. Tiberius was the least objectionable successor left.

Tiberius became proud and powerful. His statues had been torn down and defaced while he was in Rhodes. Now they were rebuilt. He was given command of an army to quell Arminius, who had destroyed three Roman legions in Germany in ad 9; he succeeded wholly. He was succeeding at everything now, and in ad 14, on August 19, Augustus died. Tiberius, now supreme, played politics with the Senate and did not allow it to name him emperor for almost a month, but on September 17 he succeeded to the principate. He was 54 years old.


Reign as emperor
Although the opening years of Tiberius’s reign seem almost a model of wise and temperate rule, they were not without displays of force and violence, of a kind calculated to secure his power. The one remaining possible contender for the throne, Postumus, was murdered, probably at Tiberius’s orders. The only real threat to his power, the Roman Senate, was intimidated by the concentration of the Praetorian Guard, normally dispersed all over Italy, within marching distance of Rome.

Apart from acts such as these, Tiberius’s laws and policies were both patient and far-seeing. He did not attempt great new conquests. He did not move armies about or change governors of provinces without reason. He stopped the waste of the imperial treasury, so that when he died he left behind 20 times the wealth he had inherited, and the power of Rome was never more secure. He strengthened the Roman navy. He abandoned the practice of providing gladiatorial games. He forbade some of the more outlandish forms of respect to his office, such as naming a month of the calendar after him, as had been done for Julius Caesar and Augustus.

There were, to be sure, occasional wars and acts of savage repression. Tiberius’s legions put down a provincial rebellion with considerable bloodshed. In Rome itself, on the pretext that four Jews had conspired to steal a woman’s treasure, Tiberius exiled the entire Jewish community. The most ominous and least defensible aspect of Tiberius’s first years as emperor was the growth of the practice called “delation.” Most crimes committed by well-to-do citizens were, under Roman law, punished in part by heavy fines and confiscations. These fines contributed in large part to the growth of the imperial treasury, but the money did not all go to the fiscus. Because there were no paid prosecutors, any citizen could act as a volunteer prosecutor, and, if the person he accused was convicted, he could collect a share of the confiscated property. These volunteers, called delatores, made a profitable career of seeking out or inventing crime. Many of the prosecutions were based on rumour or falsified evidence, and there were few Romans who were so honoured or so powerful that they did not need to fear the attack of the delatores on any suspicion, or on none at all.

In ad 23 Tiberius’s son Drusus died. He had not been particularly loved by his father, but his death saddened Tiberius. From then on he spared less and less thought to the work of empire. More and more he delegated his authority in the actual running of affairs over to the man he had entrusted with the important command of the Praetorian Guard, Sejanus. Before long Tiberius was emperor only in name.

Ironically, the death of Drusus, the event that brought Sejanus to power, may have been Sejanus’s own doing. Apparently Sejanus had seduced the wife of the younger Drusus, Livilla, and induced her to become his accomplice in murdering her husband. The evidence is not absolute and has been questioned by many historians, but it was not questioned by Tiberius. In ad 27, at age 67, Tiberius left Rome to visit some of the southern parts of Italy. En route he paused to go to the island of Capri. His intention appears to have been only to stay for a time, but he never returned to Rome. It is the remaining decade or so of Tiberius’s life that has given rise to the legend of Tiberius the monster. It seems probable, to begin with, that Tiberius, never handsome, had become repulsively ugly. First his skin broke out in blotches, and then his complexion became covered with pus-filled eruptions, exuding a bad smell and causing a good deal of pain. He built himself a dozen villas ringing Capri, with prisons, underground dungeons, torture chambers, and places of execution. He filled his villas with treasure and art objects of every kind and with the enormous retinue appropriate to a Caesar: servants, guards, entertainers, philosophers, astrologers, musicians, and seekers after favour. If the near-contemporary historians are to be believed, his favourite entertainments were cruel and obscene. Even under the most favourable interpretation, he killed ferociously and almost at random. It is probable that by then his mind was disordered.

Tiberius had not, however, lost touch with the real world. He came to realize just how strong he had made Sejanus and how weak he had left himself. In ad 31 he allowed himself to be elected consul of Rome for a fifth time and chose Sejanus as his co-consul. He gave Sejanus permission to marry Livilla, the widow of Tiberius’s son. Now Sejanus not only had the substance of power but its forms as well. Golden statues were erected to him, and his birthday was declared a holiday. But Tiberius had come to fear and mistrust him. With the aid of Macro, Sejanus’s successor as commander of the Praetorians, Tiberius smuggled a letter to the Senate denouncing Sejanus and calling for his execution. The Senate was shocked and taken aback by the swift change, but it complied instantly—perhaps moved by the justice of Tiberius’s charges or by the strength of the Praetorian Guard.

Apparently Tiberius now reached a peak of denunciation and torture and execution that lasted for the remaining six years of his life. In the course of this reign of terror his delatores and torturers found evidence for him of the murder of his son, Drusus, by Livilla and Sejanus. Many great Roman names were implicated, falsely or not, and while that inquisition lasted no one on Capri was safe. Tiberius’s chief remaining concern for the empire was who would rule it when he was gone. There were few living successors with any real claim, and Tiberius settled, as Augustus had done before him, on the least offensive of an undesirable lot. His choice was Gaius Caesar, still a young boy and known by the nickname the Roman legions had given him when he was a camp mascot, Caligula, or Little Boots. Caligula, a great-grandson of Augustus through Julia and her daughter, had a claim to the throne as good as any. If his morals and habits were less than attractive, Tiberius did not seem to mind. “I am nursing a viper in Rome’s bosom,” Tiberius observed, and named Caligula his adopted son and successor.

In the spring of ad 37, Tiberius took part in a ceremonial game that required him to throw a javelin. He wrenched his shoulder, took to his bed, became ill, and lapsed into a coma. His physicians, who had not been allowed to examine him for nearly half a century, now studied his emaciated body and declared that he would die within the day. The successor, Caligula, was sent for. The Praetorian Guard declared their support for the new emperor. The news of the succession was proclaimed to the world. Then Tiberius recovered consciousness, sat up, and asked for something to eat. The notables of Rome were thrown into confusion. Only the Praetorian commander, Macro, kept his head, and on the next day he hurried to Tiberius’s bed, caught up a heap of blankets, and smothered Tiberius with them.


Assessment
As an infant Tiberius had been a fugitive and then a pawn. As a man he had been a popular and victorious general and then an exile. He came to supreme power already growing old. When he died, he left the Roman Empire prosperous and stable, and the institution of the principate was so strong that for a long time it was able to survive the excesses of his successors. Without him the later history of Rome might have been less colourful, but probably it would also have been far shorter.

Frederik Pohl

Encyclopaedia Britannica

 

 


Caligula


Caligula, byname of Gaius Caesar, in full Gaius Caesar Germanicus (born August 31 12 ce, Antium, Latium—died January 24, 41, Rome), Roman emperor from 37 to 41 ce, in succession to Tiberius, who effected the transfer of the last legion that had been under a senatorial proconsul (in Africa) to an imperial legate, thus completing the emperor’s monopoly of army command. Accounts of his reign by ancient historians are so biased against him that the truth is almost impossible to disentangle.

Born Gaius Caesar, he became known as Caligula (“Little Boot”), a childhood nickname bestowed on him by the soldiers of his father, Germanicus Caesar, nephew and adoptive son of Tiberius. The deaths of his father in 19 ce, of his mother, Agrippina the Elder, in 33, and of his two elder brothers, Julius Caesar Nero in 31 and Drusus Caesar in 23, were popularly ascribed to the machinations of Tiberius. Gaius and his three sisters survived. Adopting his father’s distinguished name, he became Gaius Caesar Germanicus.

He was severely ill seven months after his accession. After this he restored treason trials, showed great cruelty, and engaged in wild despotic caprice; e.g., he bridged the Bay of Naples with boats from Baiae to Puteoli in the summer of 39. In 38 he executed Naevius Sutorius Macro, prefect of the Praetorian Guard, to whose support he owed his accession, and Tiberius Gemellus, grandson of Tiberius, whom he had supplanted in the succession. He made pretensions to divinity and showed extravagant affection for his sisters, especially for Drusilla, who on her death (in 38) was consecrated Diva Drusilla, the first woman in Rome to be so honoured. Some scholars believe that he intended to establish a Hellenistic-type monarchy after the brother-sister marriages of the Ptolemies of Egypt. Others thought that after his illness he was mad; however, much evidence of this is suspect and some—e.g., that he made his horse consul—is untrue.  He may have suffered from epilepsy.

Caligula appeared unexpectedly on the Upper Rhine in October 39 and suppressed an incipient revolt, executing Drusilla’s widower M. Aemilius Lepidus and Gnaeus Lentulus Gaetulicus, commander of the Upper Rhine armies. After his accession Caligula quickly squandered the vast sums Tiberius had accumulated in the state treasury. To procure the revenues needed to finance his extravagances, he then resorted to the extortion of prominent Roman citizens and the confiscation of their estates. Early in 40 Caligula marched with an army into Gaul, whose inhabitants he plundered thoroughly. He marched his troops to the northern shoreline of Gaul as a prelude to the invasion of Britain but then ordered them to collect seashells there, which he called the spoils of the conquered ocean.

Caligula pursued his pretensions to divinity further; in the summer of 40 he ordered his statue to be erected in the Temple at Jerusalem, but, under the suave persuasion of Herod Agrippa, Caligula countermanded this potentially disastrous order. The Roman populace had by now grown weary of this mad and unpredictable tyrant, and several conspiracies were formed against him. In January 41, four months after his return to Rome from Gaul, Caligula was murdered at the Palatine Games by Cassius Chaerea, tribune of the Praetorian guard, Cornelius Sabinus, and others. Caligula’s wife Caesonia and his daughter were also put to death. He was succeeded as emperor by his uncle Claudius.

Encyclopaedia Britannica

 

 


Claudius

Claudius, in full Tiberius Claudius Caesar Augustus Germanicus, original name (until 41 ce) Tiberius Claudius Nero Germanicus (born Aug. 1, 10 bce, Lugdunum [Lyon], Gaul—died Oct. 13, 54 ce), Roman emperor (41–54 ce), who extended Roman rule in North Africa and made Britain a province.


Early life
The son of Nero Claudius Drusus, a popular and successful Roman general, and the younger Antonia, he was the nephew of the emperor Tiberius and a grandson of Livia Drusilla, the wife of the emperor Augustus. Ill health, unattractive appearance, clumsiness of manner, and coarseness of taste did not recommend him for a public life. The imperial family seems to have considered him something of an embarrassment, and he was long left to his own private studies and amusements. It was the historian Livy who recognized and encouraged his inclination for historical studies. Claudius wrote a pamphlet defending the republican politician and orator Cicero, who was executed by the triumvirs; and, having discovered that it was difficult to speak freely on the civil wars toward the end of the Roman Republic, he began a history of Rome with the principate of Augustus. He composed 20 books of Etruscan and 8 books of Carthaginian history, all in Greek; an autobiography; and a historical treatise on the Roman alphabet with suggestions for orthographical reform—which as emperor he later tried not very successfully to implement. He also wrote on dice playing, of which he was fond. All his works are lost, and their importance cannot be measured. The Etruscan history may have had original material: his first wife, Plautia Urgulanilla, had Etruscan blood, and her family was probably able to put Claudius in touch with authentic Etruscan traditions. After divorcing Urgulanilla, he in turn married Aelia Paetina, Valeria Messalina, who was his wife at his accession, and, finally, Agrippina the Younger. By his first three wives he had five children, of whom Drusus and Claudia died before he became emperor. As a young man Claudius was made a member of various religious colleges, but he became consul only under the reign of his older brother’s son Gaius (Caligula) in 37. There was, however, little cordiality between the two.


Emperor and colonizer
Power came to Claudius unexpectedly after Gaius’s murder on Jan. 24, 41, when he was discovered trembling in the palace by a soldier. The Praetorian Guards, the imperial household troops, made him emperor on January 25. By family tradition and antiquarian inclinations, Claudius was in sympathy with the senatorial aristocracy; but soldiers and courtiers were his real supporters, while freedmen and foreigners had been his friends in the days of neglect. Initially, the attitude of the Senate was at best ambiguous. In 42 many senators supported the ill-fated rebellion of the Governor of Dalmatia. Even later, several attempts on Claudius’s life involved senators and knights. Though paying homage to the dignity of the Senate (to whose administration he returned the provinces of Macedonia and Achaea) and giving new opportunities to the knights, Claudius was ruthless and occasionally cruel in his dealings with individual members of both orders. From the very beginning he emphasized his friendship with the army and paid cash for his proclamation as emperor.

Claudius’s decision to invade Britain (43) and his personal appearance at the climax of the expedition, the crossing of the Thames and the capture of Camulodunum (Colchester), were prompted by his need of popularity and glory. But concern with the anti-Roman influence of the Druid priesthood, which he tried to suppress in Gaul, and a general inclination toward expanding the frontiers were other reasons. Claudius planted a colony of veterans at Camulodunum and established client-kingdoms to protect the frontiers of the province; these were afterward a source of trouble, such as the revolt in 47 of Prasutagus, client-king of the Iceni, and later the general revolt instigated by his wife Boudicca (also called Boadicea). He also annexed Mauretania (41–42) in North Africa, of which he made two provinces (Caesariensis in the east and Tingitana in the west), Lycia in Asia Minor (43), and Thrace (46). Though he enlarged the kingdom of Herod Agrippa I, he later made Judaea a province on Agrippa’s death in 44. In 49 he annexed Iturea (northeastern Palestine) to the province of Syria. He was careful not to involve the empire in major wars with the Germans and the Parthians. Claudius supported Roman control of Armenia, but in 52 he preferred the collapse of the pro-Roman government to a war with Parthia, leaving a difficult situation to his successor.

In the civil administration, many measures demonstrate Claudius’s enlightened policy. He improved in detail the judicial system, and, in his dealings with the provinces, he favoured a moderate extension of Roman citizenship by individual and collective grants: in Noricum, a district south of the Danube comprising what is now central Austria and parts of Bavaria, for instance, five communities became Roman municipalities. He encouraged urbanization and planted several colonies, for example, at Camulodunum and at Colonia Agrippinensis (modern Cologne) in Germany in 51. In his religious policy Claudius respected tradition; he revived old religious ceremonies, celebrated the festival of the Secular Games in 47 (three days and nights of games and sacrifice commemorating the 800th birthday of Rome), made himself a censor in 47, and extended in 49 the pomerium of Rome (i.e., the boundary of the area in which only Roman gods could be worshipped and magistrates ruled with civil, not military, powers). He protected the haruspices (diviners) and probably Romanized the cult of the Phrygian deity Attis. According to the biographer Suetonius in Claudius, during a period of troubles Claudius expelled the Jews from Rome for a short time; Christians may have been involved. Elsewhere he confirmed existing Jewish rights and privileges, and in Alexandria he tried to protect the Jews without provoking Egyptian nationalism. In a surviving letter addressed to the city of Alexandria, he asked Jews and non-Jews “to stop this destructive and obstinate mutual enmity.” Although personally disinclined to accept divine honours, he did not seriously oppose the current trend and had a temple erected to himself in Camulodunum. His public works include the reorganization of the grain supply of Rome and construction of a new harbour at Ostia, which was later improved by the emperor Trajan.


Administrative innovations
Claudius’s general policy increased the control of the emperor over the treasury and the provincial administration and apparently gave jurisdiction in fiscal matters to his own governors in the senatorial provinces. He created a kind of cabinet of freedmen, on whom he bestowed honours, to superintend various branches of the administration. An impressive series of documents, such as a speech for the admission of Gauls to the Senate recorded on a partly defective inscription at Lugdunum (Lyon), the edict for the Anauni (an Alpine population who had usurped the rights of Roman citizenship and whom Claudius confirmed in these rights), and the aforementioned letter to the city of Alexandria (41 ce), survive as evidence of his personal style of government: pedantic, uninhibited, alternately humane and wrathful, and ultimately despotic. The inscription from Lugdunum is an interesting comparison with the version of the historian Tacitus in his Annals, which gives an account of the same speech. The speech as recorded in the inscription, in spite of irrelevance, inconsequence, and fondness for digression (much of which is absent in the version of Tacitus), shows that Claudius knew what he wanted and that he appreciated the latent forces of Roman tradition.

His marriage with Messalina ended in 48, when she apparently conspired against him and, according to Tacitus, conducted a public marriage ceremony with her lover, Gaius Silius. Messalina and Silius were killed, and Claudius married his niece Agrippina, an act contrary to Roman law, which he therefore changed. To satisfy Agrippina’s lust for power, Claudius had to adopt her son Lucius Domitius Ahenobarbus (later the emperor Nero), to the disadvantage of his own son Britannicus. In addition, the new commander of the guards, Afranius Burrus, was protected by Agrippina. Roman tradition is unanimous in stating that Claudius was poisoned by Agrippina on Oct. 13, 54 ce, though the details differ. A version of poisoning by mushrooms prevailed. Lucius Annaeus Seneca, the politician and satirist, who had been exiled by Claudius at his accession but had been recalled at Agrippina’s urging to educate Nero, derided the dead emperor and his apotheosis (duly decreed by the Senate) in the satire Apocolocyntosis divi Claudii (“The Pumpkinification of the Divine Claudius”; the title and its exact meaning are both subject to dispute).

The picture of Claudius that appears in this work has much in common with that of later Roman historians who give details of the unpopular side of Claudius’s administration. The Apocolocyntosis ridicules his physical appearance and his speaking ability and casts aspersions on his abilities as a judge, depicting him as arbitrary—of giving legal judgments without a fair hearing and of summarily ordering the executions of relatives, senators, and knights.

Tacitus, Suetonius, and the later historian Dio Cassius attribute Claudius’s mistakes to infirmity of character and the influence of his wives and freedmen. They echo the hostility of the upper classes against an emperor who, in spite of his words, had been unfavourable to them. That this tradition is one-sided is shown by the surviving documents of the reign and the energy with which Claudius carried out the affairs of government.

Arnaldo Dante Momigliano

Encyclopaedia Britannica

 

 


Nero

Nero, in full Nero Claudius Caesar Augustus Germanicus, also called (50–54 ce) Nero Claudius Drusus Germanicus, original name Lucius Domitius Ahenobarbus (born Dec. 15, 37 ce, Antium, Latium—died June 9, 68, Rome), the fifth Roman emperor (54–68 ce), stepson and heir of the emperor Claudius. He became infamous for his personal debaucheries and extravagances and, on doubtful evidence, for his burning of Rome and persecutions of Christians.


Upbringing
Nero’s father, Gnaeus Domitius Ahenobarbus, died in about 40 ce, and Nero was brought up by his mother, Agrippina the Younger, a great-granddaughter of the emperor Augustus. After poisoning her second husband, Agrippina incestuously became the wife of her uncle, the emperor Claudius, and persuaded him to favour Nero for the succession, over the rightful claim of his own son, Britannicus, and to marry his daughter, Octavia, to Nero. Having already helped to bring about the murder of Valeria Messalina, her predecessor as the wife of Claudius, in 48, and ceaselessly pursuing her intrigues to bring Nero to power, Agrippina eliminated her opponents among Claudius’s palace advisers, probably had Claudius himself poisoned in 54, and completed her work with the poisoning of Britannicus in 55. Upon the death of Claudius she at once had Nero proclaimed emperor by the Praetorian Guard, whose prefect, Sextus Afranius Burrus, was her partisan; the Senate thus had to accept a fait accompli. For the first time absolute power in the Roman Empire was vested in a mere boy, who was not yet 17.


Early reign
Agrippina immediately eliminated the powerful freedman Narcissus, who had always opposed her aims. She hoped to control the government, but Burrus and Nero’s old tutor, the Stoic philosopher Lucius Annaeus Seneca, though they owed their influence to Agrippina, were not content to remain her tools. They encouraged Nero to act independently of her, and a growing coolness resulted in Nero’s relations with his mother. In 56 Agrippina was forced into retirement. From that time until 62, Burrus and Seneca were the effective rulers of the empire.

Brought up in this atmosphere, Nero might well have begun to behave like a monster upon his accession as emperor in 54 but, in fact, behaved quite otherwise. He put an end to the more odious features of the later years of Claudius’s reign, including secret trials before the emperor and the dominance of corrupt freedmen, and he accorded more independence to the Senate. The testimony of contemporaries depicts Nero at this time as a handsome young man of fine presence but with soft, weak features and a restless spirit. Up to the year 59, Nero’s biographers cite only acts of generosity and clemency on his account. His government forbade contests in the circus involving bloodshed, banned capital punishment, reduced taxes, and accorded permission to slaves to bring civil complaints against unjust masters. Nero himself pardoned writers of epigrams against him and even those who plotted against him, and secret trials were few. The law of treason was dormant: Claudius had put 40 senators to death, but, between the murders instigated by Agrippina in 54 and the year 62, there were no like incidents in Nero’s reign. Nero also inaugurated competitions in poetry, in the theatre, and in athletics as counterattractions to gladiatorial combats. He saw to it that assistance was provided to cities that had suffered disaster and, at the request of the Jewish historian Josephus, gave aid to the Jews.


Artistic pretensions and irresponsibility
While directing the government themselves, Burrus and Seneca had largely left Nero uncontrolled to pursue his own tastes and pleasures. Seneca urged Nero to use his autocratic powers conscientiously, but he obviously failed to harness the boy’s more generous impulses to his responsibilities. At first Nero hated signing death sentences, and the extortions of Roman tax collectors upon the populace led him in 58 to unrealistically suggest that the customs dues should be abolished. Even later Nero was capable of conceiving grandiose plans for conquests or the creation of public works, but for the most part he used his position simply to gratify his own personal pleasures. His nocturnal rioting in the streets was a scandal as early as 56, but the emergence of real brutality in Nero can be fixed in the 35-month period between the putting to death of his mother at his orders in 59 and his similar treatment of his wife Octavia in June 62. He was led to the murder of Agrippina by her insanity and her fury at seeing her son slip out of her control, to the murder of Octavia by his having fallen in love with Poppaea Sabina, the young wife of the senator (and later emperor) Otho, and by his fear that his repudiated wife was fomenting disaffection at court and among the populace. He married Poppaea in 62, but she died in 65, and he subsequently married the patrician lady Statilia Messalina.

Seeing that he could do what he liked without fear of censure or retribution, Nero began to give rein to inordinate artistic pretensions. He fancied himself not only a poet but also a charioteer and lyre player, and in 59 or 60 he began to give public performances; later he appeared on the stage, and the theatre furnished him with the pretext to assume every kind of role. To the Romans these antics seemed to be scandalous breaches of civic dignity and decorum. Nero even dreamed of abandoning the throne of Rome in order to fulfill his poetical and musical gifts, though he did not act on these puerile ambitions. Beginning about 63 he also developed strange religious enthusiasms and became increasingly attracted to the preachers of novel cults. By now Seneca felt that he had lost all influence over Nero, and he retired after Burrus’s death in 62.

The great fire that ravaged Rome in 64 illustrates how low Nero’s reputation had sunk by this time. Taking advantage of the fire’s destruction, Nero had the city reconstructed in the Greek style and began building a prodigious palace—the Golden House—which, had it been finished, would have covered a third of Rome. During the fire Nero was at his villa at Antium 35 miles (56 km) from Rome and therefore cannot be held responsible for the burning of the city. But the Roman populace mistakenly believed that he himself had started the fire in Rome in order to indulge his aesthetic tastes in the city’s subsequent reconstruction. According to the Annals of the Roman historian Tacitus and to the Nero of the Roman biographer Suetonius, Nero in response tried to shift responsibility for the fire on the Christians, who were popularly thought to engage in many wicked practices. Hitherto the government had not clearly distinguished Christians from Jews; almost by accident, Nero initiated the later Roman policy of halfhearted persecution of the Christians, in the process earning himself the reputation of Antichrist in the Christian tradition.


The approaching end
Meanwhile, the imperial government had had some success in the east. The great foreign-policy problem of the time was that of Armenia. Since the reign of Augustus, it had been Roman policy to appoint vassal kings there and so make Armenia a buffer state against Parthia, Rome’s implacable foe in the east. But the Armenians had long chafed under Roman rule, and in the emperor Claudius’s last years a Parthian prince named Tiridates had made himself king of Armenia with the support of its people. In response, Nero’s new government took vigorous action, appointing an able general, Gnaeus Domitius Corbulo, to the command. Prolonged military operations by Corbulo led in 66 to a new settlement; Tiridates was recognized as king, but he was compelled to come to Rome to receive his crown from Nero.

Despite this success, the provinces were increasingly uneasy, for they were oppressed by exactions to cover Nero’s extravagant expenditures on his court, new buildings, and gifts to his favourites; the last expenditures alone are said to have amounted to more than two billion sesterces, a sum that was several times the annual cost of the army. A revolt in Britain was headed by Queen Boudicca (Boadicea) in 60 or 61, and an insurrection in Judaea lasted from 66 to 70. Nero had many antagonists by this time. The great conspiracy to make Gaius Calpurnius Piso emperor in 65 reveals the diversity of his enemies—senators, knights, officers, and philosophers. That the conspiracy included military officers was an ominous sign, but Nero did not give way to panic; slaves kept him out of danger by warning him of plots that were hatching among their masters. And he did not altogether abandon his lenient attitude. Out of 41 participants in the Piso conspiracy, only 18 died (including Seneca and the poet Lucan), either by order or from fear; the others were exiled or pardoned.

At the end of the year 66, Nero undertook a long visit to Greece that was to keep him away from Rome for 15 months, and during his absence he entrusted the consulate to one of his freedmen. On this trip Nero engaged in new displays of his artistic prowess, and he walked about garbed as an ascetic, barefoot and with flowing hair. His enthusiasm for Greek culture also prompted him to free a number of Greek cities in honour of their glorious past. In the four months following his return to Rome in February 68, his delirious pretensions as both an artist and a religious worshiper aroused the enmity not only of the Senate and those patricians who had been dispossessed by him but also of the Italian middle class, which had old-fashioned moral views and which furnished most of the officers of the army. Even the common soldiers of the legions were scandalized to see the descendant of Caesar publicly perform on stage the parts not only of ancient Greek heroes but of far lower characters. “I have seen him on stage,” Gaius Julius Vindex, the legate who rebelled against him, was to say, “playing pregnant women and slaves about to be executed.”

At the news of revolts brewing throughout the empire—that of the provincial governor Servius Sulpicius Galba in Spain, the rebellion of the provincial governor Julius Vindex at Lyon in Gaul (France), and others on the eastern frontier—Nero only laughed and indulged in further megalomaniacal displays instead of taking action. “I have only to appear and sing to have peace once more in Gaul,” he is reported to have said. Meanwhile, the revolt spread and the legions made Galba emperor; the Senate condemned Nero to die a slave’s death: on a cross and under the whip. The Praetorian Guard, his palace guard, abandoned him, and his freedmen left to embark on the ships he kept in readiness at Ostia, the port of Rome. Nero was obliged to flee the city. According to Suetonius, he stabbed himself in the throat with a dagger. According to another version (recounted by Tacitus and almost certainly fiction) he reached the Greek islands, where the following year (69) the governor of Cythnos (modern Kíthnos) recognized him in the guise of a red-haired prophet and leader of the poor, had him arrested, and executed the sentence that had been passed by the Senate.

The Roman populace and the Praetorian Guard later came to regret that they had lost such a liberal patron, but to his subjects in general, Nero had been a tyrant, and the revolt his misrule provoked sparked a series of civil wars that for a time threatened the survival of the Roman Empire and caused widespread misery.

Encyclopaedia Britannica

 
 


Caligula Depositing the Ashes of his Mother and Brother in the Tomb of his Ancestors, by Eustache Le Sueur, 1647
Gratus proclaims Claudius emperor, by Lawrence Alma-Tadema, c. 1871.
 


The death of Seneca, by Luca Giordano, 1684
 


The Death of Seneca,
by Peter Paul Rubens, 1615


4 Persecution of Christians after the fire in Rome in 64 a.d.

4 Christians were persecuted and blamed for the
devastating fire in Rome in 64.

With revolts in the provinces Nero killed himself in 68,
ending the Julio-Claudian dynasty.






 

 
 
 

 
 



Lucius Annaeus Seneca

Roman philosopher and statesman [4 BC–AD 65]
byname Seneca The Younger
born c. 4 bc, Corduba, Spain
died ad 65, Rome

Main
Roman philosopher, statesman, orator, and tragedian. He was Rome’s leading intellectual figure in the mid-1st century ad and was virtual ruler with his friends of the Roman world between 54 and 62 during the first phase of the emperor Nero’s reign.

Early life and family
Seneca was the second son of a wealthy family. The father, Lucius Annaeus Seneca (Seneca the Elder), had been famous in Rome as a teacher of rhetoric; the mother, Helvia, was of excellent character and education; the older brother was Gallio, met by St. Paul in Achaea in ad 52; the younger brother was the father of the poet Lucan. An aunt took Lucius as a boy to Rome; there he was trained as an orator and educated in philosophy in the school of the Sextii, which blended Stoicism with an ascetic neo-Pythagoreanism. Seneca’s health suffered, and he went to recuperate in Egypt, where his aunt was the wife of the prefect, Gaius Galerius. Returning to Rome about the year 31, he began a career in politics and law. Soon he fell foul of the emperor Caligula, who was deterred from killing him only by the argument that his life was sure to be short.
In 41 the emperor Claudius banished Seneca to Corsica on a charge of adultery with the princess Julia Livilla, the Emperor’s niece. In that uncongenial milieu he studied natural science and philosophy and wrote the three treatises entitled Consolationes. The influence of Agrippina, the Emperor’s wife, had him recalled to Rome in 49. He became praetor in ad 50, married Pompeia Paulina, a wealthy woman, built up a powerful group of friends, including the new prefect of the guard, Sextus Afranius Burrus, and became tutor to the future emperor Nero.
The murder of Claudius in 54 pushed Seneca and Burrus to the top. Their friends held the great army commands on the German and Parthian frontiers. Nero’s first public speech, drafted by Seneca, promised liberty for the Senate and an end to the influence of freedmen and women. Agrippina, Nero’s mother, was resolved that her influence should continue, and there were other powerful enemies. But Seneca and Burrus, although provincials from Spain and Gaul, understood the problems of the Roman world. They introduced fiscal and judicial reforms and fostered a more humane attitude toward slaves. Their nominee Corbulo defeated the Parthians; in Britain a more enlightened administration followed the quashing of Boudicca’s rebellion. But as Tacitus, the historian (c. 56–117), says, “Nothing in human affairs is more unstable and precarious than power unsupported by its own strength.” Seneca and Burrus were a tyrant’s favourites. In 59 they had to condone—or to contrive—the murder of Agrippina. When Burrus died in 62 Seneca knew that he could not go on. He received permission to retire, and in his remaining years he wrote some of his best philosophical works. In 65, Seneca’s enemies denounced him as having been a party to the conspiracy of Piso. Ordered to commit suicide, he met death with fortitude and composure.
 

Philosophical works and tragedies.
The Apocolocyntosis divi Claudii (The Pumpkinification of the Divine Claudius) stands apart from the rest of Seneca’s surviving works. A political skit, witty and unscrupulous, its theme is the deification—or “pumpkinification”—of Claudius. The rest divide into philosophical works and the tragedies. The former expound an eclectic version of “Middle” Stoicism, adapted for the Roman market by Panaetius of Rhodes (2nd century bc), and developed by his compatriot Poseidonius in the 1st century bc. Poseidonius lies behind the books on natural science, Naturales quaestiones, where lofty generalities on the investigation of nature are offset by a jejune exposition of the facts. Of the Consolationes, Ad Marciam consoles a lady on the loss of a son; Ad Helviam matrem, Seneca’s mother on his exile; Ad Polybium, the powerful freedman Polybius on the loss of a son but with a sycophantic plea for recall from Corsica. The De ira deals at length with the passion of anger, its consequences, and control. The De clementia, an exhortatory address to Nero, commends mercy as the sovereign quality for a Roman emperor. De tranquillitate animi, De constantia sapientis, De vita beata, and De otio consider various aspects of the life and qualities of the Stoic wise man. De beneficiis is a diffuse treatment of benefits as seen by giver and recipient. De brevitate vitae demonstrates that our human span is long enough if time is properly employed—which it seldom is. Best written and most compelling are the Epistulae morales, addressed to Lucilius. Those 124 brilliant essays treat a range of moral problems not easily reduced to a single formula.
Of the 10 “Senecan” tragedies, Octavia is certainly, and Hercules Oetaeus is probably, spurious. The others handle familiar Greek tragic themes, with some originality of detail. Attempts to arrange them as a schematic treatment of Stoic “vices” seem too subtle. Intended for playreadings rather than public presentation, the pitch is a high monotone, emphasizing the lurid and the supernatural. There are impressive set speeches and choral passages, but the characters are static, and they rant. The principal representatives of classical tragedy known to the Renaissance world, these plays had a great influence, notably in England. Shakespeare’s Titus Andronicus, John Webster’s The Duchess of Malfi, and Cyril Tourneur’s Revengers Tragaedie, with their ghosts, witches, cruel tyrants, and dominant theme of vengeance, are the progeny of Seneca’s tragedies.

Stature and influence.
Hostile propaganda pursued Seneca’s memory. Quintilian, the 1st-century ad rhetorician, criticized his educational influence; Tacitus was ambivalent on Seneca’s place in history. But his views on monarchy and its duties contributed to the humane and liberal temper of the age of the Antonines (Antoninus Pius, Marcus Aurelius, and Commodus; ad 138–192). Meanwhile, the spread of Stoicism kept his philosophy alive: new horizons opened when it was found to have Christian affinities. There was a belief that he knew St. Paul and a spurious collection of letters to substantiate it. Studied by Augustine and Jerome, Seneca’s works consoled Boethius in prison. His thought was a component of the Latin culture of the Middle Ages, often filtered through anthologies. Known to Dante, Chaucer, and Petrarch, his moral treatises were edited by Erasmus; the first complete English translation appeared in 1614. In the 16th to 18th century Senecan prose, in content and style, served the vernacular literatures as a model for essays, sermons, and moralizing. Calvin, Montaigne, and Rousseau are instances. As the first of “Spanish” thinkers, his influence in Spain was always powerful. Nineteenth-century specialization brought him under fire from philosophers, scientists, historians, and students of literature. But later scholarly work and the interest aroused by the bimillenary commemorations of his death in Spain in 1965 suggested that a Senecan revival might be under way. In his 40 surviving books the thoughts of a versatile but unoriginal mind are expressed and amplified by the resources of an individual style.


Donald Reynolds Dudley

Encyclopaedia Britannica

 

 

 

 

 


see also:


Virgil

"The Aeneid"

The Peace Realm of Augustus

Virgil, The Aeneid, book 1, foretelling the reign of Augustus:

"Then dire debate and impious war shall cease,
And the stern age be soften'd into peace:
Then banish'd Faith shall once again return,
And Vestal fires in hallow'd temples burn:
And Remuswith Quirinus shall sustain.
The righteous laws, and fraud and force restrain...."
 

 




text

Ovid

"Metamorphoses"



illustrations by

Francois Chauveau

and Noel Le Mire


Virgil and two muses,
mosaic from the house of Virgil in Hadrumetum, Sousse, Tunisia
 

 

 
 


The Last Day of Pompeii, by Karl Brullov